BERKELEY CAPITAL MANAGEMENT LLC
CRD #127067 SEC #801-62134 SAN FRANCISCO, CA 415-393-0300
SEC Registered
Total AUM
$4.3B
Discretionary
$4.3B
Employees
--
Clients
--
Accounts
624
Firm Details
- Organization Type
- Limited Liability Partnership
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 30, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CUCCIAS, KEVIN, PAUL | I | CHIEF COMPLIANCE OFFICER/DIRECTOR/CEO | NA | Control |
| CUCCIAS, KEVIN, PAUL | I | CHIEF COMPLIANCE OFFICER/DIRECTOR/CEO | NA | Control |
| CUCCIAS, KEVIN, PAUL | I | CHIEF COMPLIANCE OFFICER/DIRECTOR/CEO | NA | Control |
| CUCCIAS, KEVIN, PAUL | I | CHIEF COMPLIANCE OFFICER; DIRECTOR | NA | Control |
| GEENEN, FIR, MARIA | I | DIRECTOR | NA | Control |
| GOLDSMITH, CARL, LEE | I | CHIEF INVESTMENT OFFICER-DELTA DIVISION; DIRECTOR | NA | |
| HART, JOHN, WOODS | I | PRESIDENT; DIRECTOR | NA | Control |
| HART, JOHN, WOODS | I | PRESIDENT; DIRECTOR | NA | Control |
| HURST, FRANK, PAGE | I | PRESIDENT | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| LOVELL, JEFFREY, DALE | I | DIRECTOR | NA | Control |
| MILLER, CAMERON, LEE | I | DIRECTOR | NA | Control |
| MILLER, CAMERON, LEE | I | DIRECTOR | NA | Control |
| MILLER, CAMERON, LEE | I | DIRECTOR | NA | Control |
| MILLER, CAMERON, LEE | I | DIRECTOR | NA | Control |
| MILLER, CAMERON, LEE | I | DIRECTOR | NA | Control |
| MILLER, CAMERON, LEE | I | DIRECTOR | NA | Control |
| MILLER, CAMERON, LEE | I | DIRECTOR | NA | Control |
| MILLER, CAMERON, LEE | I | DIRECTOR | NA | Control |
| NEWCOM, JENNINGS, JAY | I | DIRECTOR | NA | Control |
| NEWCOM, JENNINGS, JAY | I | DIRECTOR | NA | Control |
| NEWCOM, JENNINGS, JAY | I | DIRECTOR | NA | Control |
| NEWCOM, JENNINGS, JAY | I | DIRECTOR | NA | Control |
| NEWCOM, JENNINGS, JAY | I | DIRECTOR | NA | Control |
| NEWCOM, JENNINGS, JAY | I | DIRECTOR | NA | Control |
| NEWCOM, JENNINGS, JAY | I | DIRECTOR | NA | Control |
| NEWCOM, JENNINGS, JAY | I | DIRECTOR | NA | Control |
| SANDRONI, ROBERT, UGO | I | VICE CHAIRMAN; DIRECTOR | NA | |
| WYLIE, JOHN, DAVID | I | CHIEF INVESTMENT OFFICER-HARLINGWOOD DIVISION | NA | Control |
| LOVEL MINNICK EQUITY PARTNERS, LP | DE | MEMBER/SHAREHOLDER | E | Control |
| PUTNAM LOVELL EQUITY PARTNERS, LP | DE | MEMBER/SHAREHOLDER | E | Control |
| PUTNAM LOVELL EQUITY PARTNERS, LP | DE | MEMBER/SHAREHOLDER | E | Control |
| PUTNAM LOVELL EQUITY PARTNERS, LP | DE | MEMBER/SHAREHOLDER | E | Control |
| PUTNAM LOVELL EQUITY PARTNERS, LP | DE | MEMBER/SHAREHOLDER | E | Control |
| LOVEL MINNICK EQUITY PARTNERS, LP | DE | MEMBER/SHAREHOLDER | D | Control |
| LOVEL MINNICK EQUITY PARTNERS, LP | DE | MEMBER/SHAREHOLDER | D | Control |
| LOVEL MINNICK EQUITY PARTNERS, LP | DE | MEMBER/SHAREHOLDER | D | Control |
| HART, JOHN, WOODS | I | PRESIDENT; DIRECTOR | B | Control |
| HART, JOHN, WOODS | I | PRESIDENT; DIRECTOR | B | Control |
| LANDAU, JAMES, EPPERSON | I | CEO; DIRECTOR | B | Control |
| LANDAU, JAMES, EPPERSON | I | CEO; DIRECTOR | B | Control |
| LANDAU, JAMES, EPPERSON | I | CEO; DIRECTOR | B | Control |
| LANDAU, JAMES, EPPERSON | I | CEO; DIRECTOR | B | Control |
| EDGESTONE CAPITAL MEZZANINE FUND II, L.P. | FE | SHAREHOLDER | A | |
| EDGESTONE CAPITAL MEZZANINE FUND II, L.P. | FE | SHAREHOLDER | A | |
| EDGESTONE CAPITAL MEZZANINE FUND II, L.P. | FE | SHAREHOLDER | A | |
| EDGESTONE CAPITAL MEZZANINE FUND II, L.P. | FE | SHAREHOLDER | A | |
| GOLDSMITH, CARL, LEE | I | CHIEF INVESTMENT OFFICER-DELTA DIVISION; DIRECTOR | A | |
| GOLDSMITH, CARL, LEE | I | CHIEF INVESTMENT OFFICER-DELTA DIVISION; DIRECTOR | A | |
| GOLDSMITH, CARL, LEE | I | CHIEF INVESTMENT OFFICER-DELTA DIVISION; DIRECTOR | A | |
| HART, JOHN, WOODS | I | PRESIDENT; DIRECTOR | A | Control |
| HART, JOHN, WOODS | I | PRESIDENT; DIRECTOR | A | Control |
| LANDAU, JAMES, EPPERSON | I | DIRECTOR/CHIEF INVESTMENT OFFICER | A | Control |
| LANDAU, JAMES, EPPERSON | I | CEO; DIRECTOR | A | Control |
| SANDRONI, ROBERT, UGO | I | VICE CHAIRMAN; DIRECTOR | A | |
| SANDRONI, ROBERT, UGO | I | VICE CHAIRMAN; DIRECTOR | A | |
| SANDRONI, ROBERT, UGO | I | VICE CHAIRMAN; DIRECTOR | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BOWMAN PARTNERS GP CO. | FE | BOWMAN PARTNERS LP | F | Control |
| BOWMAN PARTNERS GP CO. | FE | BOWMAN PARTNERS LP | F | Control |
| BOWMAN PARTNERS GP CO. | FE | BOWMAN PARTNERS LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS LLC | DE | LOVEL MINNICK EQUITY PARTNERS LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS LLC | DE | LOVEL MINNICK EQUITY PARTNERS LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS LLC | DE | LOVEL MINNICK EQUITY PARTNERS LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS LLC | DE | LOVEL MINNICK EQUITY PARTNERS LP | F | Control |
| LOVELL MINNICK HOLDINGS, LLC | DE | LOVELL MINNICK PARTNERS, LLC | F | Control |
| LOVELL MINNICK HOLDINGS, LLC | DE | LOVELL MINNICK PARTNERS, LLC | F | Control |
| LOVELL MINNICK HOLDINGS, LLC | DE | LOVELL MINNICK PARTNERS, LLC | F | Control |
| LOVELL MINNICK HOLDINGS, LLC | DE | LOVELL MINNICK PARTNERS, LLC | F | Control |
| LOVELL MINNICK HOLDINGS, LLC | DE | LOVELL MINNICK PARTNERS, LLC | F | Control |
| LOVELL MINNICK HOLDINGS, LLC | DE | LOVELL MINNICK PARTNERS, LLC | F | Control |
| LOVELL MINNICK HOLDINGS, LLC | DE | LOVELL MINNICK PARTNERS, LLC | F | Control |
| LOVELL MINNICK HOLDINGS, LLC | DE | LOVELL MINNICK PARTNERS, LLC | F | Control |
| LOVELL MINNICK PARTNERS, LLC | DE | LOVELL MINNICK EQUITY ADVISORS, LLC | F | Control |
| LOVELL MINNICK PARTNERS, LLC | DE | LOVELL MINNICK EQUITY ADVISORS, LLC | F | Control |
| LOVELL MINNICK PARTNERS, LLC | DE | LOVELL MINNICK EQUITY ADVISORS, LLC | F | Control |
| LOVELL MINNICK PARTNERS, LLC | DE | PUTNAM LOVELL EQUITY ADVISORS, LLC | F | Control |
| LOVELL MINNICK PARTNERS, LLC | DE | PUTNAM LOVELL EQUITY ADVISORS, LLC | F | Control |
| LOVELL MINNICK PARTNERS, LLC | DE | LOVELL MINNICK EQUITY ADVISORS, LLC | F | Control |
| LOVELL MINNICK PARTNERS, LLC | DE | LOVELL MINNICK EQUITY ADVISORS, LLC | F | Control |
| LOVELL MINNICK PARTNERS, LLC | DE | PUTNAM LOVELL EQUITY ADVISORS, LLC | F | Control |
| PUTNAM LOVELL EQUITY ADVISORS LLC | DE | PUTNAM LOVELL EQUITY PARTNERS LP | F | Control |
| PUTNAM LOVELL EQUITY ADVISORS LLC | DE | PUTNAM LOVELL EQUITY PARTNERS LP | F | Control |
| PUTNAM LOVELL EQUITY ADVISORS LLC | DE | PUTNAM LOVELL EQUITY PARTNERS LP | F | Control |
| PUTNAM LOVELL EQUITY ADVISORS LLC | DE | PUTNAM LOVELL EQUITY PARTNERS LP | F | Control |
| AEGON N.V. | FE | AEGON USA, INC. | E | Control |
| AEGON N.V. | FE | AEGON USA, INC. | E | Control |
| AEGON N.V. | FE | AEGON USA, INC. | E | Control |
| AEGON N.V. | FE | AEGON USA, INC. | E | Control |
| AEGON N.V. | FE | AEGON USA, INC. | E | Control |
| AEGON N.V. | FE | AEGON USA, INC. | E | Control |
| AEGON N.V. | FE | AEGON USA, INC. | E | Control |
| AEGON N.V. | FE | AEGON USA, INC. | E | Control |
| AEGON USA, INC. | DE | PFL LIFE INSURANCE COMPANY | E | |
| AEGON USA, INC. | DE | PFL LIFE INSURANCE COMPANY | E | |
| AEGON USA, INC. | DE | PF LIFE INSURANCE COMPANY | E | |
| AEGON USA, INC. | DE | PF LIFE INSURANCE COMPANY | E | |
| AEGON USA, INC. | DE | PF LIFE INSURANCE COMPANY | E | |
| AEGON USA, INC. | DE | PFL LIFE INSURANCE COMPANY | E | |
| AEGON USA, INC. | DE | PF LIFE INSURANCE COMPANY | E | |
| AEGON USA, INC. | DE | PF LIFE INSURANCE COMPANY | E | |
| CAISSE DEPOT ET PLACEMENT DU QUEBEC | FE | SERVICES FINANCIERS CDPQ US INC. | E | Control |
| CAISSE DEPOT ET PLACEMENT DU QUEBEC | FE | SERVICES FINANCIERS CDPQ US INC. | E | Control |
| CAISSE DEPOT ET PLACEMENT DU QUEBEC | FE | SERVICES FINANCIERS CDPQ US INC. | E | Control |
| CAISSE DEPOT ET PLACEMENT DU QUEBEC | FE | SERVICES FINANCIERS CDPQ US INC. | E | Control |
| CAISSE DEPOT ET PLACEMENT DU QUEBEC | FE | SERVICES FINANCIERS CDPQ US INC. | E | Control |
| FRANK RUSSELL COMPANY | DE | FRANK RUSSELL INVESTMENTS (CAYMAN) LTD. | E | Control |
| FRANK RUSSELL COMPANY | DE | FRANK RUSSELL INVESTMENTS (CAYMAN) LTD. | E | Control |
| FRANK RUSSELL COMPANY | DE | FRANK RUSSELL INVESTMENTS (CAYMAN) LTD. | E | Control |
| FRANK RUSSELL INVESTMENTS (CAYMAN) LTD. | FE | BOWMAN PARTNERS GP CO. | E | Control |
| FRANK RUSSELL INVESTMENTS (CAYMAN) LTD. | FE | BOWMAN PARTNERS GP CO. | E | Control |
| FRANK RUSSELL INVESTMENTS (CAYMAN) LTD. | FE | BOWMAN PARTNERS GP CO. | E | Control |
| LOVELL, JEFFREY, DALE | I | LOVELL MINNICK HOLDINGS, LLC | D | Control |
| LOVELL, JEFFREY, DALE | I | LOVELL MINNICK HOLDINGS, LLC | D | Control |
| LOVELL, JEFFREY, DALE | I | LOVELL MINNICK HOLDINGS, LLC | D | |
| LOVELL, JEFFREY, DALE | I | LOVELL MINNICK HOLDINGS, LLC | D | |
| LOVELL, JEFFREY, DALE | I | LOVELL MINNICK HOLDINGS, LLC | D | |
| LOVELL, JEFFREY, DALE | I | LOVELL MINNICK HOLDINGS, LLC | D | Control |
| LOVELL, JEFFREY, DALE | I | LOVELL MINNICK HOLDINGS, LLC | D | |
| LOVELL, JEFFREY, DALE | I | LOVELL MINNICK HOLDINGS, LLC | D | |
| BOWMAN PARTNERS LP | FE | LOVELL MINNICK EQUITY PARTNERS LP | C | Control |
| BOWMAN PARTNERS LP | FE | LOVELL MINNICK EQUITY PARTNERS LP | C | Control |
| BOWMAN PARTNERS LP | FE | LOVELL MINNICK EQUITY PARTNERS LP | C | Control |
| MINNICK, JAMES, EDWARD | I | LOVELL MINNICK HOLDINGS, LLC | C | Control |
| MINNICK, JAMES, EDWARD | I | LOVELL MINNICK HOLDINGS, LLC | C | Control |
| MINNICK, JAMES, EDWARD | I | LOVELL MINNICK HOLDINGS, LLC | C | |
| MINNICK, JAMES, EDWARD | I | LOVELL MINNICK HOLDINGS, LLC | C | |
| MINNICK, JAMES, EDWARD | I | LOVELL MINNICK HOLDINGS, LLC | C | |
| MINNICK, JAMES, EDWARD | I | LOVELL MINNICK HOLDINGS, LLC | C | Control |
| MINNICK, JAMES, EDWARD | I | LOVELL MINNICK HOLDINGS, LLC | C | |
| MINNICK, JAMES, EDWARD | I | LOVELL MINNICK HOLDINGS, LLC | C | |
| PANTHEON GLOBAL SECONDARY FUND II LIMITED | FE | BOWMAN PARTNERS LP | C | Control |
| PANTHEON GLOBAL SECONDARY FUND II LIMITED | FE | BOWMAN PARTNERS LP | C | Control |
| PANTHEON GLOBAL SECONDARY FUND II LIMITED | FE | BOWMAN PARTNERS LP | C | Control |
| PFL LIFE INSURANCE COMPANY | DE | LOVELL MINNICK EQUITY PARTNERS LP | C | Control |
| PFL LIFE INSURANCE COMPANY | DE | LOVELL MINNICK EQUITY PARTNERS LP | C | Control |
| PFL LIFE INSURANCE COMPANY | DE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| PFL LIFE INSURANCE COMPANY | DE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| PFL LIFE INSURANCE COMPANY | DE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| PFL LIFE INSURANCE COMPANY | DE | LOVELL MINNICK EQUITY PARTNERS LP | C | Control |
| PFL LIFE INSURANCE COMPANY | DE | LOVELL MINNICK EQUITY PARTNERS LP | C | Control |
| PFL LIFE INSURANCE COMPANY | DE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| SERVICES FINANCIERS CDPQ US INC. | FE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| SERVICES FINANCIERS CDPQ US INC. | FE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| SERVICES FINANCIERS CDPQ US INC. | FE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
| SERVICES FINANCIERS CDPQ US INC. | FE | LOVELL MINNICK EQUITY PARTNERS LP | C | Control |
| SERVICES FINANCIERS CDPQ US INC. | FE | PUTNAM LOVELL EQUITY PARTNERS LP | C | Control |
Registrations
Federal
IA
Jan 30, 2007 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
ONE BUSH STREET12TH FLOOR
SAN FRANCISCO, CA 94104
USA
Phone: 415-393-0300