NEPTUNE COMPANY MANAGEMENT ADVISORS, LLC
CRD #127090 SEC #801-64562 SCOTTSDALE, AZ 480-922-1000
SEC Registered
Total AUM
$26M
Discretionary
$26M
Employees
5
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 3, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| NERGUIZIAN, BRENT, BERJ | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| NERGUIZIAN, BRENT, BERJ | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| B. NERGUIZIAN LLC | DE | MANAGING MEMBER | E | Control |
| B. NERGUIZIAN LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NERGUIZIAN, BRENT, BERJ | I | B. NERGUIZIAN LLC | F | Control |
| NERGUIZIAN, BRENT, BERJ | I | B. NERGUIZIAN LLC | F | Control |
Registrations
Federal
IA
Dec 3, 2005 REGISTERED
Notice Filings (2)
AZ ID
Address
31300 N. SCOTTSDALE ROADSCOTTSDALE, AZ 85262
USA
Phone: 480-922-1000