RIA Intelligence

ASPEN STRATEGIC ALLIANCE LLC

CRD #127117 SEC #801-62192 ATLANTA, GA 404-760-3424
SEC Registered
Total AUM
$2.5M
Discretionary
$2.5M
Employees
10
Clients
--
Accounts
4

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jul 30, 2004
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BANWART, KENNETH, EUGENEICHAIRMAN AND CHEIF EXECUTIVE OFFICERNA Control
BANWART, KENNETH, EUGENEICHAIRMAN AND CHEIF EXECUTIVE OFFICERNA Control
CHRISTIAN, JAMES, GERALDIPRESIDENTNA Control
DUNN, DOUGLAS, EICHIEF INVESTMENT OFFICERNA Control
DUNN, DOUGLAS, EICHIEF INVESTMENT OFFICERNA Control
STANDROD, JEREMY, LEEIEXECUTIVE VICE PRESIDENTNA Control
STANDROD, JEREMY, LEEIEXECUTIVE VICE PRESIDENTNA Control
ASPEN PARTNERS, LTD.DEOWNERE Control
ASPEN PARTNERS, LTD.DEOWNERE Control
QED CAPITALWORKS LLCDEOWNERC Control
QED CAPITALWORKS LLCDEOWNERC Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
STANDROD, JEREMY, LEEIASPEN PARTNERS, LTD.F Control
STANDROD, JEREMY, LEEIASPEN PARTNERS, LTD.F Control
ASPEN PARTNERS, LTD.DEQED CAPITALWORKS LLCD Control
ASPEN PARTNERS, LTD.DEQED CAPITALWORKS LLCD Control
BANWART, KENNETH, EUGENEIASPEN PARTNERS, LTD.D Control
BANWART, KENNETH, EUGENEIASPEN PARTNERS, LTD.D Control
DUNN, DOUGLAS, EIQED CAPITALWORKS LLCD Control
DUNN, DOUGLAS, EIQED CAPITALWORKS LLCD Control
CHRISTIAN, JAMES, GERALDIASPEN PARTNERS, LTD.C Control

Registrations

Federal

IA
Jul 30, 2004 REGISTERED

Notice Filings (1)

AZ

Address

817 WEST PEACHTREE STREET N.W.
SUITE 400
ATLANTA, GA 30308
USA
Phone: 404-760-3424