WEALTHGUARD ADVISORY GROUP, LLC
CRD #127125 SEC #801-110398 ALPHARETTA, GA 770-667-1177
SEC Registered Disclosures
Total AUM
$125.5M
Discretionary
$120.2M
Employees
2
Clients
1
Accounts
212
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Georgia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 29, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WILLIAMS, JOHN, LILE | I | CCO | NA | Control |
| WILLIAMS, JOHN, LILE | I | CCO | NA | Control |
| WILLIAMS, JOHN, LILE | I | CCO | NA | Control |
| WILLIAMS, JOHN, LILE | I | CCO | NA | Control |
| WILLIAMS, JOHN, LILE | I | CCO | NA | Control |
| JOHN L. WILLIAMS III, P.C. | DE | OWNER | E | Control |
| JOHN L. WILLIAMS III, P.C. | DE | OWNER | E | Control |
| JOHN L. WILLIAMS III, P.C. | DE | OWNER | E | Control |
| JOHN L. WILLIAMS III, P.C. | DE | OWNER | E | Control |
| JOHN L. WILLIAMS III, P.C. | DE | OWNER | E | Control |
| WILLIAMS HORNING & COMPANY, LLC | DE | MEMBER | C | |
| WILLIAMS HORNING & COMPANY, LLC | DE | MEMBER | C | |
| WILLIAMS HORNING & COMPANY, LLC | DE | MEMBER | C | |
| WILLIAMS HORNING & COMPANY, LLC | DE | MEMBER | C | |
| WILLIAMS HORNING & COMPANY, LLC | DE | MEMBER | C |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PODCZERVINSKI, JOSHUA, JOHN | I | WILLIAMS, HORNING & COMPANY, LLC | F |
Registrations
Federal
IA
May 29, 2018 REGISTERED
Notice Filings (1)
GA
Address
4015 NINE MCFARLAND DRIVE, # 150ALPHARETTA, GA 30004
United States
Phone: 770-667-1177