AMERICAN EXPRESS TBS INVESTMENT ADVISERS, INC.
CRD #127143 SEC #801-62252 NEW YORK, NY 212-640-3770
SEC Registered
Total AUM
$27.2M
Discretionary
$27.2M
Employees
10
Clients
0
Accounts
70
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 2, 2004
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DAVIS, ALRICK, D. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DAVIS, ALRICK, D. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FONTAINE, PETER, R | I | CHIEF LEGAL OFFICER | NA | Control |
| FONTAINE, PETER, R | I | CHIEF LEGAL OFFICER | NA | Control |
| MEADOR, THOMAS, EVANS | I | PRESIDENT & CEO | NA | Control |
| MEADOR, THOMAS, EVANS | I | PRESIDENT & CEO | NA | Control |
| STONIER, JOANN, C. | I | CHIEF OPERATING OFFICER | NA | Control |
| STONIER, JOANN, C. | I | CHIEF OPERATING OFFICER | NA | Control |
| AMERICAN EXPRESS TAX & BUSINESS SERVICES | DE | SHAREHOLDER | E | Control |
| AMERICAN EXPRESS TAX & BUSINESS SERVICES | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AMERICAN EXPRESS COMPANY | DE | AMERICAN EXPRESS TRS | E | Control |
| AMERICAN EXPRESS COMPANY | DE | AMERICAN EXPRESS TRS | E | Control |
| AMERICAN EXPRESS TRS | DE | AMERICAN EXPRESS TAX & BUSINESS SERVICES | E | Control |
| AMERICAN EXPRESS TRS | DE | AMERICAN EXPRESS TAX & BUSINESS SERVICES | E | Control |
Registrations
Federal
IA
Jan 2, 2004 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
3 WORLD FINANCIAL CENTER200 VESEY STREET
NEW YORK, NY 10285
USA
Phone: 212-640-3770