SOWELL FINANCIAL SERVICES, LLC
Legal name: SOWELL MANAGEMENT
CRD #127145 SEC #801-63991 NORTH LITTLE ROCK, AR 501-219-2434
SEC Registered Disclosures
Total AUM
$4.2B
Discretionary
$4.1B
Employees
146
Clients
26
Accounts
13,257
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Dec 2025 | $4.2B | $4.1B | $87.7M | 146 | 0 |
| Aug 2025 | $4.2B | $4.1B | $87.7M | 146 | 0 |
| Aug 2025 | $4.2B | $4.1B | $87.7M | 146 | 0 |
| Jun 2025 | $4.2B | $4.1B | $87.7M | 146 | 0 |
| Apr 2025 | $4.2B | $4.1B | $87.7M | 146 | 0 |
| Mar 2025 | $4.2B | $4.1B | $87.7M | 146 | 0 |
| Feb 2025 | $3.3B | $3.3B | $411.5K | 157 | 0 |
| Oct 2024 | $3.3B | $3.3B | $411.5K | 157 | 0 |
| Sep 2024 | $3.3B | $3.3B | $411.5K | 157 | 0 |
| Aug 2024 | $3.3B | $3.3B | $411.5K | 157 | 0 |
| Jul 2024 | $3.3B | $3.3B | $411.5K | 157 | 0 |
| May 2024 | $3.3B | $3.3B | $411.5K | 157 | 0 |
| Apr 2024 | $3.3B | $3.3B | $411.5K | 157 | 0 |
| Mar 2024 | $3.3B | $3.3B | $411.5K | 157 | 0 |
| Nov 2023 | $2.8B | $2.8B | $380K | 122 | 0 |
| Nov 2023 | $2.8B | $2.8B | $380K | 122 | 0 |
| Nov 2023 | $2.8B | $2.8B | $380K | 122 | 0 |
| Sep 2023 | $2.8B | $2.8B | $380K | 122 | 0 |
| Jul 2023 | $2.8B | $2.8B | $380K | 122 | 0 |
| Jul 2023 | $2.8B | $2.8B | $380K | 122 | 0 |
| Jun 2023 | $2.8B | $2.8B | $380K | 122 | 0 |
| May 2023 | $2.8B | $2.8B | $380K | 122 | 0 |
| May 2023 | $2.8B | $2.8B | $380K | 122 | 0 |
| Mar 2023 | $2.8B | $2.8B | $380K | 122 | 0 |
| Feb 2023 | $2.8B | $2.7B | $34.7M | 124 | 0 |
| Jan 2023 | $2.8B | $2.7B | $34.7M | 124 | 0 |
| Dec 2022 | $2.8B | $2.7B | $34.7M | 124 | 0 |
| Nov 2022 | $2.8B | $2.7B | $34.7M | 124 | 0 |
| Aug 2022 | $2.8B | $2.7B | $34.7M | 124 | 0 |
| Jul 2022 | $2.8B | $2.7B | $34.7M | 124 | 0 |
| Jun 2022 | $2.8B | $2.7B | $34.7M | 124 | 0 |
| Jun 2022 | $2.8B | $2.7B | $34.7M | 124 | 0 |
| May 2022 | $2.8B | $2.7B | $34.7M | 124 | 0 |
| Apr 2022 | $2.8B | $2.7B | $34.7M | 124 | 0 |
| Mar 2022 | $2.8B | $2.7B | $34.7M | 124 | 0 |
| Mar 2022 | $2.8B | $2.7B | $34.7M | 124 | 0 |
| Mar 2022 | $3.2B | $3.2B | $16.3M | 160 | 7,619 |
| Nov 2021 | $3.2B | $3.2B | $16.3M | 160 | 7,619 |
| Nov 2021 | $3.2B | $3.2B | $16.3M | 160 | 7,619 |
| Aug 2021 | $3.2B | $3.2B | $16.3M | 160 | 7,619 |
| Mar 2021 | $3.2B | $3.2B | $16.3M | 160 | 7,619 |
| Jan 2021 | $2.2B | $2.2B | $13.4M | 161 | 5,192 |
| Aug 2020 | $2.2B | $2.2B | $13.4M | 161 | 5,192 |
| Jun 2020 | $2.2B | $2.2B | $13.4M | 161 | 5,192 |
| Jun 2020 | $2.2B | $2.2B | $13.4M | 161 | 5,192 |
| May 2020 | $2.2B | $2.2B | $13.4M | 161 | 5,192 |
| May 2020 | $2.2B | $2.2B | $13.4M | 161 | 5,192 |
| May 2020 | $2.2B | $2.2B | $13.4M | 161 | 5,192 |
| Apr 2020 | $2.2B | $2.2B | $13.4M | 161 | 5,192 |
| Apr 2020 | $2.2B | $2.2B | $13.4M | 161 | 5,192 |
| Apr 2020 | $2.2B | $2.2B | $13.4M | 161 | 5,192 |
| Mar 2020 | $2.2B | $2.2B | $13.4M | 161 | 5,192 |
| Feb 2020 | $2B | $2B | $9.7M | 95 | 4,319 |
| Jan 2020 | $2B | $2B | $9.7M | 95 | 4,319 |
| Jan 2020 | $2B | $2B | $9.7M | 95 | 4,319 |
| Jan 2020 | $2B | $2B | $9.7M | 95 | 4,319 |
| Jan 2020 | $2B | $2B | $9.7M | 95 | 4,319 |
| Oct 2019 | $2B | $2B | $9.7M | 95 | 4,319 |
| Oct 2019 | $2B | $2B | $9.7M | 95 | 4,319 |
| Sep 2019 | $2B | $2B | $9.7M | 95 | 4,319 |
| Jun 2019 | $2B | $2B | $9.7M | 95 | 4,319 |
| May 2019 | $2B | $2B | $9.7M | 95 | 4,319 |
| May 2019 | $2B | $2B | $9.7M | 95 | 4,319 |
| Mar 2019 | $2B | $2B | $9.7M | 95 | 4,319 |
| Mar 2019 | $1.4B | $1.4B | $9.1M | 73 | 3,514 |
| Feb 2019 | $1.4B | $1.4B | $9.1M | 73 | 3,514 |
| Feb 2019 | $1.4B | $1.4B | $9.1M | 73 | 3,514 |
| Dec 2018 | $1.4B | $1.4B | $9.1M | 73 | 3,514 |
| Nov 2018 | $1.4B | $1.4B | $9.1M | 73 | 3,514 |
| Mar 2018 | $1.4B | $1.4B | $9.1M | 73 | 3,514 |
| Sep 2017 | $1.1B | $1.1B | $1.8M | 74 | 6,000 |
| Aug 2017 | $1.1B | $1.1B | $1.8M | 68 | 6,000 |
| Jun 2017 | $1.1B | $1.1B | $1.8M | 68 | 6,000 |
| May 2017 | $1.1B | $1.1B | $1.8M | 68 | 6,000 |
| Apr 2017 | $1.1B | $1.1B | $1.8M | 68 | 6,000 |
| Mar 2017 | $1.1B | $1.1B | $1.8M | 68 | 6,000 |
| Mar 2017 | $493.1M | $486M | $7.1M | 24 | 1,500 |
| Jan 2017 | $493.1M | $486M | $7.1M | 24 | 1,500 |
| Jan 2017 | $493.1M | $486M | $7.1M | 24 | 1,500 |
| Oct 2016 | $493.1M | $486M | $7.1M | 24 | 1,500 |
| Oct 2016 | $493.1M | $486M | $7.1M | 24 | 1,500 |
| Oct 2016 | $493.1M | $486M | $7.1M | 24 | 1,500 |
| Sep 2016 | $493.1M | $486M | $7.1M | 24 | 1,500 |
| Apr 2016 | $493.1M | $486M | $7.1M | 24 | 1,500 |
| Mar 2016 | $493.1M | $486M | $7.1M | 24 | 1,500 |
| Jan 2016 | $497.7M | $485.2M | $12.5M | 13 | 1,300 |
| Jan 2016 | $497.7M | $485.2M | $12.5M | 13 | 1,300 |
| Jan 2016 | $497.7M | $485.2M | $12.5M | 13 | 1,300 |
| Jun 2015 | $497.7M | $485.2M | $12.5M | 13 | 1,300 |
| Apr 2015 | $381.3M | $367.4M | $13.9M | 13 | 1,300 |
| Mar 2015 | $381.3M | $367.4M | $13.9M | 13 | 1,300 |
| Jan 2015 | $311.7M | $311.7M | $0 | 9 | 1,300 |
| Aug 2014 | $311.7M | $311.7M | $0 | 9 | 1,300 |
| Jul 2014 | $311.7M | $311.7M | $0 | 9 | 1,300 |
| Jun 2014 | $311.7M | $311.7M | $0 | 9 | 1,300 |
| Jun 2014 | $311.7M | $311.7M | $0 | 9 | 1,300 |
| Jun 2014 | $311.7M | $311.7M | $0 | 9 | 1,300 |
| Mar 2014 | $311.7M | $311.7M | $0 | 9 | 1,300 |
| Mar 2014 | $311.7M | $311.7M | $0 | 9 | 1,300 |
| Oct 2013 | $368.9M | $368.9M | $0 | 8 | 1,300 |
| Jun 2013 | $368.9M | $368.9M | $0 | 8 | 1,300 |
| Apr 2013 | $368.9M | $368.9M | $0 | 8 | 1,300 |
| Sep 2012 | $445.8M | $445.8M | $0 | 6 | 1,000 |
| Jul 2012 | $445.8M | $445.8M | $0 | 6 | 1,000 |
| Mar 2012 | $445.8M | $445.8M | $0 | 6 | 1,000 |
| Sep 2011 | $370.2M | $370.2M | $0 | 10 | -- |
| Aug 2011 | $370.2M | $370.2M | $0 | 10 | -- |
| Jul 2011 | $370.2M | $370.2M | $0 | 10 | -- |
| Mar 2011 | $370.2M | $370.2M | $0 | 10 | -- |
| Dec 2010 | $359.8M | $336.4M | $23.4M | 10 | -- |
| Sep 2009 | $322.4M | $303.4M | $19M | 10 | -- |
| Mar 2009 | $388M | $369M | $19M | 10 | -- |
| Jan 2008 | $317.4M | $317.4M | $0 | 5 | -- |
| Jan 2007 | $260.1M | $260M | $100K | 5 | -- |
| Feb 2006 | $200M | $200M | $0 | 5 | -- |
| Jan 2006 | $120M | $120M | $0 | 5 | -- |
| May 2005 | $120M | $120M | $0 | 5 | -- |
DateDec 2025
Total AUM$4.2B
Discretionary$4.1B
Non-Disc.$87.7M
Employees146
Clients0
DateAug 2025
Total AUM$4.2B
Discretionary$4.1B
Non-Disc.$87.7M
Employees146
Clients0
DateAug 2025
Total AUM$4.2B
Discretionary$4.1B
Non-Disc.$87.7M
Employees146
Clients0
DateJun 2025
Total AUM$4.2B
Discretionary$4.1B
Non-Disc.$87.7M
Employees146
Clients0
DateApr 2025
Total AUM$4.2B
Discretionary$4.1B
Non-Disc.$87.7M
Employees146
Clients0
DateMar 2025
Total AUM$4.2B
Discretionary$4.1B
Non-Disc.$87.7M
Employees146
Clients0
DateFeb 2025
Total AUM$3.3B
Discretionary$3.3B
Non-Disc.$411.5K
Employees157
Clients0
DateOct 2024
Total AUM$3.3B
Discretionary$3.3B
Non-Disc.$411.5K
Employees157
Clients0
DateSep 2024
Total AUM$3.3B
Discretionary$3.3B
Non-Disc.$411.5K
Employees157
Clients0
DateAug 2024
Total AUM$3.3B
Discretionary$3.3B
Non-Disc.$411.5K
Employees157
Clients0
DateJul 2024
Total AUM$3.3B
Discretionary$3.3B
Non-Disc.$411.5K
Employees157
Clients0
DateMay 2024
Total AUM$3.3B
Discretionary$3.3B
Non-Disc.$411.5K
Employees157
Clients0
DateApr 2024
Total AUM$3.3B
Discretionary$3.3B
Non-Disc.$411.5K
Employees157
Clients0
DateMar 2024
Total AUM$3.3B
Discretionary$3.3B
Non-Disc.$411.5K
Employees157
Clients0
DateNov 2023
Total AUM$2.8B
Discretionary$2.8B
Non-Disc.$380K
Employees122
Clients0
DateNov 2023
Total AUM$2.8B
Discretionary$2.8B
Non-Disc.$380K
Employees122
Clients0
DateNov 2023
Total AUM$2.8B
Discretionary$2.8B
Non-Disc.$380K
Employees122
Clients0
DateSep 2023
Total AUM$2.8B
Discretionary$2.8B
Non-Disc.$380K
Employees122
Clients0
DateJul 2023
Total AUM$2.8B
Discretionary$2.8B
Non-Disc.$380K
Employees122
Clients0
DateJul 2023
Total AUM$2.8B
Discretionary$2.8B
Non-Disc.$380K
Employees122
Clients0
DateJun 2023
Total AUM$2.8B
Discretionary$2.8B
Non-Disc.$380K
Employees122
Clients0
DateMay 2023
Total AUM$2.8B
Discretionary$2.8B
Non-Disc.$380K
Employees122
Clients0
DateMay 2023
Total AUM$2.8B
Discretionary$2.8B
Non-Disc.$380K
Employees122
Clients0
DateMar 2023
Total AUM$2.8B
Discretionary$2.8B
Non-Disc.$380K
Employees122
Clients0
DateFeb 2023
Total AUM$2.8B
Discretionary$2.7B
Non-Disc.$34.7M
Employees124
Clients0
DateJan 2023
Total AUM$2.8B
Discretionary$2.7B
Non-Disc.$34.7M
Employees124
Clients0
DateDec 2022
Total AUM$2.8B
Discretionary$2.7B
Non-Disc.$34.7M
Employees124
Clients0
DateNov 2022
Total AUM$2.8B
Discretionary$2.7B
Non-Disc.$34.7M
Employees124
Clients0
DateAug 2022
Total AUM$2.8B
Discretionary$2.7B
Non-Disc.$34.7M
Employees124
Clients0
DateJul 2022
Total AUM$2.8B
Discretionary$2.7B
Non-Disc.$34.7M
Employees124
Clients0
DateJun 2022
Total AUM$2.8B
Discretionary$2.7B
Non-Disc.$34.7M
Employees124
Clients0
DateJun 2022
Total AUM$2.8B
Discretionary$2.7B
Non-Disc.$34.7M
Employees124
Clients0
DateMay 2022
Total AUM$2.8B
Discretionary$2.7B
Non-Disc.$34.7M
Employees124
Clients0
DateApr 2022
Total AUM$2.8B
Discretionary$2.7B
Non-Disc.$34.7M
Employees124
Clients0
DateMar 2022
Total AUM$2.8B
Discretionary$2.7B
Non-Disc.$34.7M
Employees124
Clients0
DateMar 2022
Total AUM$2.8B
Discretionary$2.7B
Non-Disc.$34.7M
Employees124
Clients0
DateMar 2022
Total AUM$3.2B
Discretionary$3.2B
Non-Disc.$16.3M
Employees160
Clients7,619
DateNov 2021
Total AUM$3.2B
Discretionary$3.2B
Non-Disc.$16.3M
Employees160
Clients7,619
DateNov 2021
Total AUM$3.2B
Discretionary$3.2B
Non-Disc.$16.3M
Employees160
Clients7,619
DateAug 2021
Total AUM$3.2B
Discretionary$3.2B
Non-Disc.$16.3M
Employees160
Clients7,619
DateMar 2021
Total AUM$3.2B
Discretionary$3.2B
Non-Disc.$16.3M
Employees160
Clients7,619
DateJan 2021
Total AUM$2.2B
Discretionary$2.2B
Non-Disc.$13.4M
Employees161
Clients5,192
DateAug 2020
Total AUM$2.2B
Discretionary$2.2B
Non-Disc.$13.4M
Employees161
Clients5,192
DateJun 2020
Total AUM$2.2B
Discretionary$2.2B
Non-Disc.$13.4M
Employees161
Clients5,192
DateJun 2020
Total AUM$2.2B
Discretionary$2.2B
Non-Disc.$13.4M
Employees161
Clients5,192
DateMay 2020
Total AUM$2.2B
Discretionary$2.2B
Non-Disc.$13.4M
Employees161
Clients5,192
DateMay 2020
Total AUM$2.2B
Discretionary$2.2B
Non-Disc.$13.4M
Employees161
Clients5,192
DateMay 2020
Total AUM$2.2B
Discretionary$2.2B
Non-Disc.$13.4M
Employees161
Clients5,192
DateApr 2020
Total AUM$2.2B
Discretionary$2.2B
Non-Disc.$13.4M
Employees161
Clients5,192
DateApr 2020
Total AUM$2.2B
Discretionary$2.2B
Non-Disc.$13.4M
Employees161
Clients5,192
DateApr 2020
Total AUM$2.2B
Discretionary$2.2B
Non-Disc.$13.4M
Employees161
Clients5,192
DateMar 2020
Total AUM$2.2B
Discretionary$2.2B
Non-Disc.$13.4M
Employees161
Clients5,192
DateFeb 2020
Total AUM$2B
Discretionary$2B
Non-Disc.$9.7M
Employees95
Clients4,319
DateJan 2020
Total AUM$2B
Discretionary$2B
Non-Disc.$9.7M
Employees95
Clients4,319
DateJan 2020
Total AUM$2B
Discretionary$2B
Non-Disc.$9.7M
Employees95
Clients4,319
DateJan 2020
Total AUM$2B
Discretionary$2B
Non-Disc.$9.7M
Employees95
Clients4,319
DateJan 2020
Total AUM$2B
Discretionary$2B
Non-Disc.$9.7M
Employees95
Clients4,319
DateOct 2019
Total AUM$2B
Discretionary$2B
Non-Disc.$9.7M
Employees95
Clients4,319
DateOct 2019
Total AUM$2B
Discretionary$2B
Non-Disc.$9.7M
Employees95
Clients4,319
DateSep 2019
Total AUM$2B
Discretionary$2B
Non-Disc.$9.7M
Employees95
Clients4,319
DateJun 2019
Total AUM$2B
Discretionary$2B
Non-Disc.$9.7M
Employees95
Clients4,319
DateMay 2019
Total AUM$2B
Discretionary$2B
Non-Disc.$9.7M
Employees95
Clients4,319
DateMay 2019
Total AUM$2B
Discretionary$2B
Non-Disc.$9.7M
Employees95
Clients4,319
DateMar 2019
Total AUM$2B
Discretionary$2B
Non-Disc.$9.7M
Employees95
Clients4,319
DateMar 2019
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$9.1M
Employees73
Clients3,514
DateFeb 2019
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$9.1M
Employees73
Clients3,514
DateFeb 2019
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$9.1M
Employees73
Clients3,514
DateDec 2018
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$9.1M
Employees73
Clients3,514
DateNov 2018
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$9.1M
Employees73
Clients3,514
DateMar 2018
Total AUM$1.4B
Discretionary$1.4B
Non-Disc.$9.1M
Employees73
Clients3,514
DateSep 2017
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$1.8M
Employees74
Clients6,000
DateAug 2017
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$1.8M
Employees68
Clients6,000
DateJun 2017
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$1.8M
Employees68
Clients6,000
DateMay 2017
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$1.8M
Employees68
Clients6,000
DateApr 2017
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$1.8M
Employees68
Clients6,000
DateMar 2017
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$1.8M
Employees68
Clients6,000
DateMar 2017
Total AUM$493.1M
Discretionary$486M
Non-Disc.$7.1M
Employees24
Clients1,500
DateJan 2017
Total AUM$493.1M
Discretionary$486M
Non-Disc.$7.1M
Employees24
Clients1,500
DateJan 2017
Total AUM$493.1M
Discretionary$486M
Non-Disc.$7.1M
Employees24
Clients1,500
DateOct 2016
Total AUM$493.1M
Discretionary$486M
Non-Disc.$7.1M
Employees24
Clients1,500
DateOct 2016
Total AUM$493.1M
Discretionary$486M
Non-Disc.$7.1M
Employees24
Clients1,500
DateOct 2016
Total AUM$493.1M
Discretionary$486M
Non-Disc.$7.1M
Employees24
Clients1,500
DateSep 2016
Total AUM$493.1M
Discretionary$486M
Non-Disc.$7.1M
Employees24
Clients1,500
DateApr 2016
Total AUM$493.1M
Discretionary$486M
Non-Disc.$7.1M
Employees24
Clients1,500
DateMar 2016
Total AUM$493.1M
Discretionary$486M
Non-Disc.$7.1M
Employees24
Clients1,500
DateJan 2016
Total AUM$497.7M
Discretionary$485.2M
Non-Disc.$12.5M
Employees13
Clients1,300
DateJan 2016
Total AUM$497.7M
Discretionary$485.2M
Non-Disc.$12.5M
Employees13
Clients1,300
DateJan 2016
Total AUM$497.7M
Discretionary$485.2M
Non-Disc.$12.5M
Employees13
Clients1,300
DateJun 2015
Total AUM$497.7M
Discretionary$485.2M
Non-Disc.$12.5M
Employees13
Clients1,300
DateApr 2015
Total AUM$381.3M
Discretionary$367.4M
Non-Disc.$13.9M
Employees13
Clients1,300
DateMar 2015
Total AUM$381.3M
Discretionary$367.4M
Non-Disc.$13.9M
Employees13
Clients1,300
DateJan 2015
Total AUM$311.7M
Discretionary$311.7M
Non-Disc.$0
Employees9
Clients1,300
DateAug 2014
Total AUM$311.7M
Discretionary$311.7M
Non-Disc.$0
Employees9
Clients1,300
DateJul 2014
Total AUM$311.7M
Discretionary$311.7M
Non-Disc.$0
Employees9
Clients1,300
DateJun 2014
Total AUM$311.7M
Discretionary$311.7M
Non-Disc.$0
Employees9
Clients1,300
DateJun 2014
Total AUM$311.7M
Discretionary$311.7M
Non-Disc.$0
Employees9
Clients1,300
DateJun 2014
Total AUM$311.7M
Discretionary$311.7M
Non-Disc.$0
Employees9
Clients1,300
DateMar 2014
Total AUM$311.7M
Discretionary$311.7M
Non-Disc.$0
Employees9
Clients1,300
DateMar 2014
Total AUM$311.7M
Discretionary$311.7M
Non-Disc.$0
Employees9
Clients1,300
DateOct 2013
Total AUM$368.9M
Discretionary$368.9M
Non-Disc.$0
Employees8
Clients1,300
DateJun 2013
Total AUM$368.9M
Discretionary$368.9M
Non-Disc.$0
Employees8
Clients1,300
DateApr 2013
Total AUM$368.9M
Discretionary$368.9M
Non-Disc.$0
Employees8
Clients1,300
DateSep 2012
Total AUM$445.8M
Discretionary$445.8M
Non-Disc.$0
Employees6
Clients1,000
DateJul 2012
Total AUM$445.8M
Discretionary$445.8M
Non-Disc.$0
Employees6
Clients1,000
DateMar 2012
Total AUM$445.8M
Discretionary$445.8M
Non-Disc.$0
Employees6
Clients1,000
DateSep 2011
Total AUM$370.2M
Discretionary$370.2M
Non-Disc.$0
Employees10
Clients--
DateAug 2011
Total AUM$370.2M
Discretionary$370.2M
Non-Disc.$0
Employees10
Clients--
DateJul 2011
Total AUM$370.2M
Discretionary$370.2M
Non-Disc.$0
Employees10
Clients--
DateMar 2011
Total AUM$370.2M
Discretionary$370.2M
Non-Disc.$0
Employees10
Clients--
DateDec 2010
Total AUM$359.8M
Discretionary$336.4M
Non-Disc.$23.4M
Employees10
Clients--
DateSep 2009
Total AUM$322.4M
Discretionary$303.4M
Non-Disc.$19M
Employees10
Clients--
DateMar 2009
Total AUM$388M
Discretionary$369M
Non-Disc.$19M
Employees10
Clients--
DateJan 2008
Total AUM$317.4M
Discretionary$317.4M
Non-Disc.$0
Employees5
Clients--
DateJan 2007
Total AUM$260.1M
Discretionary$260M
Non-Disc.$100K
Employees5
Clients--
DateFeb 2006
Total AUM$200M
Discretionary$200M
Non-Disc.$0
Employees5
Clients--
DateJan 2006
Total AUM$120M
Discretionary$120M
Non-Disc.$0
Employees5
Clients--
DateMay 2005
Total AUM$120M
Discretionary$120M
Non-Disc.$0
Employees5
Clients--