GREENWICH INVESTMENT MANAGEMENT, INC.
CRD #127161 SEC #801-67774 NORWALK, CT 203-930-7200
SEC Registered
Total AUM
$592.7M
Discretionary
$588.1M
Employees
8
Clients
--
Accounts
833
Firm Details
- Organization Type
- Corporation
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 29, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COLLINS, DREW, JUSTIN | I | MANAGING DIRECTOR AND MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| COLLINS, DREW, JUSTIN | I | MANAGING DIRECTOR AND MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| COLLINS, DREW, JUSTIN | I | MANAGING DIRECTOR AND MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| COLLINS, DREW, JUSTIN | I | MANAGING DIRECTOR AND MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| COLLINS, DREW, JUSTIN | I | MANAGING DIRECTOR AND MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| COLLINS, DREW, JUSTIN | I | MANAGING DIRECTOR AND MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| COLLINS, DREW, JUSTIN | I | MANAGING DIRECTOR AND MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| COLLINS, DREW, JUSTIN | I | MANAGING DIRECTOR AND MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| DEFRUSCIO, ROBERT, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEFRUSCIO, ROBERT, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEFRUSCIO, ROBERT, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEFRUSCIO, ROBERT, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEFRUSCIO, ROBERT, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEFRUSCIO, ROBERT, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEFRUSCIO, ROBERT, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEFRUSCIO, ROBERT, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEFRUSCIO, ROBERT, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEFRUSCIO, ROBERT, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HU, JIN | I | DIRECTOR/PORTFOLIO MANAGER | NA | Control |
| HU, JIN | I | DIRECTOR/PORTFOLIO MANAGER | NA | Control |
| HU, JIN | I | DIRECTOR/PORTFOLIO MANAGER | NA | Control |
| MURACO, JULIE, CHRISTIENNE | I | PRESIDENT/CEO | NA | Control |
| MURACO, JULIE, CHRISTIENNE | I | PRESIDENT/CEO | NA | Control |
| MURACO, JULIE, CHRISTIENNE | I | PRESIDENT/CEO | NA | Control |
| SEVILLANO, HEATHER, SIMON | I | CHIEF OPERATING OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| SEVILLANO, HEATHER, SIMON | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| SEVILLANO, HEATHER, SIMON | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| SEVILLANO, HEATHER, SIMON | I | CHIEF OPERATING OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| SEVILLANO, HEATHER, SIMON | I | MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| SEVILLANO, HEATHER, SIMON | I | CHIEF OPERATING OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| SEVILLANO, HEATHER, SIMON | I | CHIEF OPERATING OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| SEVILLANO, HEATHER, SIMON | I | CHIEF OPERATING OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| SEVILLANO, HEATHER, SIMON | I | CHIEF OPERATING OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| SEVILLANO, HEATHER, SIMON | I | CHIEF OPERATING OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| SEVILLANO, HEATHER, SIMON | I | CHIEF OPERATING OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| SEVILLANO, HEATHER, SIMON | I | CHIEF OPERATING OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| SEVILLANO, HEATHER, SIMON | I | CHIEF OPERATING OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| SEVILLANO, HEATHER, SIMON | I | CHIEF OPERATING OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| SEVILLANO, HEATHER, SIMON | I | CHIEF OPERATING OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| SEVILLANO, HEATHER, SIMON | I | CHIEF OPERATING OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| SEVILLANO, HEATHER, SIMON | I | CHIEF OPERATING OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| SEVILLANO, HEATHER, SIMON | I | CHIEF OPERATING OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| SEVILLANO, HEATHER, SIMON | I | CHIEF OPERATING OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| SEVILLANO, HEATHER, SIMON | I | CHIEF OPERATING OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| SEVILLANO, HEATHER, SIMON | I | CHIEF OPERATING OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| SEVILLANO, HEATHER, SIMON | I | CHIEF OPERATING OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| SEVILLANO, HEATHER, SIMON | I | CHIEF OPERATING OFFICER | NA | Control |
| SEVILLANO, HEATHER, SIMON | I | CHIEF OPERATING OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | NA | Control |
| SEVILLANO, HEATHER, SIMON | I | CHIEF OPERATING OFFICER | NA | Control |
| SEVILLANO, HEATHER, SIMON | I | CHIEF OPERATING OFFICER | NA | Control |
| SEVILLANO, HEATHER, SIMON | I | CHIEF OPERATING OFFICER | NA | Control |
| SEVILLANO, HEATHER, SIMON | I | CHIEF OPERATING OFFICER | NA | Control |
| SEVILLANO, HEATHER, SIMON | I | CHIEF OPERATING OFFICER | NA | Control |
| SILVA, SUSAN, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIEGER, LOUIS, GEORGE | I | CHAIRMAN | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHAIRMAN | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHAIRMAN | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHAIRMAN | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHAIRMAN | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHAIRMAN | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHAIRMAN | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHAIRMAN | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHAIRMAN | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHAIRMAN | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF COMPLIANCE OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF COMPLIANCE OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHAIRMAN | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHAIRMAN AND CHIEF COMPLIANCE OFFICER | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF COMPLIANCE OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF COMPLIANCE OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHAIRMAN AND CHIEF COMPLIANCE OFFICER | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHAIRMAN AND CHIEF COMPLIANCE OFFICER | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHAIRMAN AND CHIEF COMPLIANCE OFFICER | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF COMPLIANCE OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF COMPLIANCE OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF COMPLIANCE OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF COMPLIANCE OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF COMPLIANCE OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF COMPLIANCE OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF COMPLIANCE OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF COMPLIANCE OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF COMPLIANCE OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF COMPLIANCE OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF COMPLIANCE OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF COMPLIANCE OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF COMPLIANCE OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF COMPLIANCE OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF COMPLIANCE OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF COMPLIANCE OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF COMPLIANCE OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF COMPLIANCE OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF COMPLIANCE OFFICER AND MEMBER OF THE EXECUTIVE COMMITTEE | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF INVESTMENT OFFICER | D | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF INVESTMENT OFFICER | D | Control |
| RIEGER, LOUIS, GEORGE | I | CHIEF INVESTMENT OFFICER | D | Control |
| DEFRUSCIO, ROBERT, ALLAN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| DEFRUSCIO, ROBERT, ALLAN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| DEFRUSCIO, ROBERT, ALLAN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| DEFRUSCIO, ROBERT, ALLAN | I | CHIEF COMPLIANCE OFFICER | C | Control |
| COURTNEY, PETER, L'HOMMEDIEU | I | PRESIDENT AND MEMBER OF THE EXECUTIVE COMMITTEE | B | Control |
| COURTNEY, PETER, L'HOMMEDIEU | I | PRESIDENT AND MEMBER OF THE EXECUTIVE COMMITTEE | B | Control |
| COURTNEY, PETER, L'HOMMEDIEU | I | PRESIDENT AND MEMBER OF THE EXECUTIVE COMMITTEE | B | Control |
| COURTNEY, PETER, L'HOMMEDIEU | I | PRESIDENT AND MEMBER OF THE EXECUTIVE COMMITTEE | B | Control |
| COURTNEY, PETER, L'HOMMEDIEU | I | PRESIDENT AND MEMBER OF THE EXECUTIVE COMMITTEE | B | Control |
| COURTNEY, PETER, L'HOMMEDIEU | I | PRESIDENT AND MEMBER OF THE EXECUTIVE COMMITTEE | B | Control |
| COURTNEY, PETER, L'HOMMEDIEU | I | PRESIDENT AND MEMBER OF THE EXECUTIVE COMMITTEE | B | Control |
| COURTNEY, PETER, L'HOMMEDIEU | I | PRESIDENT AND MEMBER OF THE EXECUTIVE COMMITTEE | B | Control |
| COURTNEY, PETER, L'HOMMEDIEU | I | PRESIDENT AND MEMBER OF THE EXECUTIVE COMMITTEE | B | Control |
| COURTNEY, PETER, L'HOMMEDIEU | I | PRESIDENT AND MEMBER OF THE EXECUTIVE COMMITTEE | B | Control |
| COURTNEY, PETER, L'HOMMEDIEU | I | PRESIDENT AND MEMBER OF THE EXECUTIVE COMMITTEE | B | Control |
| COURTNEY, PETER, L'HOMMEDIEU | I | PRESIDENT AND MEMBER OF THE EXECUTIVE COMMITTEE | B | Control |
| COURTNEY, PETER, L'HOMMEDIEU | I | PRESIDENT AND MEMBER OF THE EXECUTIVE COMMITTEE | B | Control |
| COURTNEY, PETER, L'HOMMEDIEU | I | PRESIDENT AND MEMBER OF THE EXECUTIVE COMMITTEE | B | Control |
| COURTNEY, PETER, L'HOMMEDIEU | I | PRESIDENT AND MEMBER OF THE EXECUTIVE COMMITTEE | B | Control |
| COURTNEY, PETER, L'HOMMEDIEU | I | EXECUTIVE VICE PRESIDENT AND MEMBER OF THE EXECUTIVE COMMITTEE | B | Control |
| COURTNEY, PETER, L'HOMMEDIEU | I | EXECUTIVE VICE PRESIDENT | B | Control |
| COURTNEY, PETER, L'HOMMEDIEU | I | PRESIDENT AND MEMBER OF THE EXECUTIVE COMMITTEE | B | Control |
| COURTNEY, PETER, L'HOMMEDIEU | I | EXECUTIVE VICE PRESIDENT | B | Control |
| COURTNEY, PETER, L'HOMMEDIEU | I | SHAREHOLDER | B | |
| COURTNEY, PETER, L'HOMMEDIEU | I | SHAREHOLDER | B | |
| COURTNEY, PETER, L'HOMMEDIEU | I | SHAREHOLDER | B | |
| COURTNEY, PETER, L'HOMMEDIEU | I | PRESIDENT AND MEMBER OF THE EXECUTIVE COMMITTEE | A | Control |
| COURTNEY, PETER, L'HOMMEDIEU | I | MANAGING DIRECTOR AND MEMBER OF THE EXECUTIVE COMMITTEE | A | Control |
| COURTNEY, PETER, L'HOMMEDIEU | I | MANAGING DIRECTOR AND MEMBER OF THE EXECUTIVE COMMITTEE | A | Control |
| COURTNEY, PETER, L'HOMMEDIEU | I | PRESIDENT AND MEMBER OF THE EXECUTIVE COMMITTEE | A | Control |
| COURTNEY, PETER, L'HOMMEDIEU | I | MANAGING DIRECTOR AND MEMBER OF THE EXECUTIVE COMMITTEE | A | Control |
| COURTNEY, PETER, L'HOMMEDIEU | I | PRESIDENT AND MEMBER OF THE EXECUTIVE COMMITTEE | A | Control |
| COURTNEY, PETER, LHOMMEDIEU | I | MANAGING DIRECTOR | A | |
| COURTNEY, PETER, LHOMMEDIEU | I | MANAGING DIRECTOR | A | |
| COURTNEY, PETER, LHOMMEDIEU | I | MANAGING DIRECTOR | A | |
| COURTNEY, PETER, LHOMMEDIEU | I | MANAGING DIRECTOR | A | |
| COURTNEY, PETER, LHOMMEDIEU | I | MANAGING DIRECTOR | A | |
| NEWLAND, MICHELE, MARY | I | MANAGING DIRECTOR | A | |
| NEWLAND, MICHELE, MARY | I | MANAGING DIRECTOR | A | |
| NEWLAND, MICHELE, MARY | I | MANAGING DIRECTOR | A |
Registrations
Federal
IA
May 29, 2024 REGISTERED
Notice Filings (33)
AZ CA CO CT DC FL GA IL IN KY LA MA MD ME MI MO NC NE NH NJ NV NY OH PA PR RI SC TX UT VA VT WA WI
Address
50 WASHINGTON STREETSUITE 402W
NORWALK, CT 06854
United States
Phone: 203-930-7200