RIA Intelligence

NIAGARA FINANCIAL ADVISORS, LLC

CRD #127173 SEC #801-64515 ALPHARETTA, GA 678-527-2800
SEC Registered
Total AUM
$34M
Discretionary
$34M
Employees
5
Clients
51
Accounts
223

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Oct 14, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CHOKSHI, RAJEN, KANTICALIPARTNERNA Control
CHOKSHI, RAJEN, KANTICALIPARTNERNA Control
KINDZIA, PAUL, DAVIDIPARTNERNA Control
KINDZIA, PAUL, DAVIDIPARTNERNA Control
MEADE, SHAWN, MICHAELIPARTNER, CHIEF COMPLIANCE OFFICER (07/01/2005)NA Control
MEADE, SHAWN, MICHAELIPARTNER, CHIEF COMPLIANCE OFFICER (07/01/2005)NA Control
A TICKET TO KONA, LLCDEOWNERC
BLUEROCK FINANCIAL ADVISORS, INC.DEOWNERC
BLUEROCK FINANCIAL ADVISORS, INC.DEOWNERC
CHOKSHI, RAJEN, KANTICALIPARTNERC Control
CHOKSHI, RAJEN, KANTICALIPARTNERC Control
KINDZIA, PAUL, DAVIDIPARTNERC Control
KINDZIA, PAUL, DAVIDIPARTNERC Control
MEADE, SHAWN, MICHAELIPARTNER, CCO(07/01/2005)C Control
MEADE, SHAWN, MICHAELIPARTNER, CCO(07/01/2005)C Control
NIAGARA ASSET MANAGEMENT, INC.DEOWNERC
REDWOOD FINANCIAL SERVICES, INC.DEOWNERC
REDWOOD FINANCIAL SERVICES, INC.DEOWNERC

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
CHOKSHI, RAJEN, KANTICALIBLUEROCK FINANCIAL ADVISORS, INC.E Control
CHOKSHI, RAJEN, KANTICALIBLUEROCK FINANCIAL ADVISORS, INC.E Control
KINDZIA, PAUL, DAVIDIA TICKET TO KONA, LLCE Control
KINDZIA, PAUL, DAVIDINIAGARA ASSET MANAGEMENT, INC.E Control
MEADE, SHAWN, MICHAELIREDWOOD FINANCIAL SERVICES, INC.E Control
MEADE, SHAWN, MICHAELIREDWOOD FINANCIAL SERVICES, INC.E Control

Registrations

Federal

IA
Oct 14, 2005 REGISTERED

Notice Filings (6)

FL GA NY OH TX VA

Address

4555 MANSELL ROAD SUITE 210
ALPHARETTA, GA 30022
USA
Phone: 678-527-2800