DIVERSIFIED FINANCIAL MANAGEMENT INC.
CRD #127264 SEC #801-62131 NORWELL, MA 781-792-0440
SEC Registered
Total AUM
$114.9M
Discretionary
$12.4M
Employees
2
Clients
26
Accounts
203
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HELEEN, JASON, K | I | DIRECTOR OF RESEARCH, COMPLIANCE OFFICER | NA | Control |
| HELEEN, JASON, K | I | DIRECTOR OF RESEARCH | NA | Control |
| MILLARD, STUART, MALCOLM | I | DIRECTOR OF ADVISORY SERVICES, SR COMPLIANCE OFFICER | NA | Control |
| MILLARD, STUART, MALCOLM | I | DIRECTOR OF ADVISORY SERVICES, SR COMPLIANCE OFFICER | NA | Control |
| MILLARD, STUART, MALCOLM | I | DIRECTOR OF ADVISORY SERVICES, SR COMPLIANCE OFFICER | NA | Control |
| PLACE, JR., HENRY, CALVIN | I | MANAGING DIRECTOR, SR. COMPLIANCE OFFICER | NA | Control |
| PLACE, JR., HENRY, CALVIN | I | MANAGING DIRECTOR, SR. COMPLIANCE OFFICER | NA | Control |
| PLACE, JR., HENRY, CALVIN | I | MANAGING DIRECTOR, SR. COMPLIANCE OFFICER | NA | Control |
| PLACE, JR., HENRY, CALVIN | I | MANAGING DIRECTOR, SR. COMPLIANCE OFFICER | NA | Control |
| PLACE, JR., HENRY, CALVIN | I | MANAGING DIRECTOR, SR. COMPLIANCE OFFICER | NA | Control |
| PLACE, JR., HENRY, CALVIN | I | MANAGING DIRECTOR, SR. COMPLIANCE OFFICER | NA | Control |
| PLACE, JR., HENRY, CALVIN | I | MANAGING DIRECTOR, SR. COMPLIANCE OFFICER | NA | Control |
| PLACE, JR., HENRY, CALVIN | I | MANAGING DIRECTOR, SR. COMPLIANCE OFFICER | NA | Control |
| TORSKI, STEPHANIE, CONDAKES | I | RESEARCH & PLANNING MGR, SR. COMPLIANCE OFFICER | NA | Control |
| TORSKI, STEPHANIE, CONDAKES | I | RESEARCH & PLANNING MGR, SR. COMPLIANCE OFFICER | NA | Control |
| MCKENNA, WILLIAM, NICHOLAS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MCKENNA, WILLIAM, NICHOLAS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MCKENNA, WILLIAM, NICHOLAS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MCKENNA, WILLIAM, NICHOLAS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MCKENNA, WILLIAM, NICHOLAS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MCKENNA, WILLIAM, NICHOLAS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MCKENNA, WILLIAM, NICHOLAS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MCKENNA, WILLIAM, NICHOLAS | I | PRESIDENT | E | Control |
| MCKENNA, WILLIAM, NICHOLAS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MCKENNA, WILLIAM, NICHOLAS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MCKENNA, WILLIAM, NICHOLAS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MCKENNA, WILLIAM, NICHOLAS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MCKENNA, WILLIAM, NICHOLAS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MCKENNA, WILLIAM, NICHOLAS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| MCKENNA, WILLIAM, NICHOLAS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 27, 2014 REGISTERED
Notice Filings (3)
FL MA TX
Address
80 WASHINGTON STREETSUITE O-54
NORWELL, MA 02061
United States
Phone: 781-792-0440