TANGLEWOOD LEGACY ADVISORS, LLC
CRD #127289 SEC #801-107793 HOUSTON, TX 713-599-4999
SEC Registered
Total AUM
$562.1M
Discretionary
$531.2M
Employees
8
Clients
101
Accounts
522
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 2, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Berti, Matthew, Douglas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berti, Matthew, Douglas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berti, Matthew, Douglas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berti, Matthew, Douglas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berti, Matthew, Douglas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berti, Matthew, Douglas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PIKE, SHANNON, JON | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | NA | Control |
| PIKE, SHANNON, JON | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | NA | Control |
| PIKE, SHANNON, JON | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | NA | Control |
| PIKE, SHANNON, JON | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | NA | Control |
| PIKE, SHANNON, JON | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | NA | Control |
| PIKE, SHANNON, JON | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | NA | Control |
| PIKE, SHANNON, JON | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | NA | Control |
| PIKE, SHANNON, JON | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | NA | Control |
| PIKE, SHANNON, JON | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | NA | Control |
| PIKE, SHANNON, JON | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | NA | Control |
| PIKE, SHANNON, JON | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | NA | Control |
| PIKE, SHANNON, JON | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | NA | Control |
| WIND, BRENDA, LEA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WIND, BRENDA, LEA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WIND, BRENDA, LEA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARDENER, ANDREW, TODD | I | PRESIDENT/ MANAGING MEMBER | E | Control |
| GARDENER, ANDREW, TODD | I | PRESIDENT/ MANAGING MEMBER | E | Control |
| GARDENER, ANDREW, TODD | I | PRESIDENT | E | Control |
| GARDENER, ANDREW, TODD | I | PRESIDENT/ MANAGING MEMBER | E | Control |
| GARDENER, ANDREW, TODD | I | PRESIDENT/ MANAGING MEMBER | E | Control |
| GARDENER, ANDREW, TODD | I | PRESIDENT/ MANAGING MEMBER | E | Control |
| GARDENER, ANDREW, TODD | I | PRESIDENT/ MANAGING MEMBER | E | Control |
| GARDENER, ANDREW, TODD | I | PRESIDENT/ MANAGING MEMBER | E | Control |
| GARDENER, ANDREW, TODD | I | PRESIDENT/ MANAGING MEMBER | E | Control |
| GARDENER, ANDREW, TODD | I | PRESIDENT/ MANAGING MEMBER | E | Control |
| GARDENER, ANDREW, TODD | I | PRESIDENT/ MANAGING MEMBER | E | Control |
| GARDENER, ANDREW, TODD | I | PRESIDENT/ MANAGING MEMBER | E | Control |
| GARDENER, ANDREW, TODD | I | PRESIDENT/ MANAGING MEMBER | E | Control |
| GARDENER, ANDREW, TODD | I | PRESIDENT/ MANAGING MEMBER | E | Control |
| GARDENER, ANDREW, TODD | I | PRESIDENT/ MANAGING MEMBER | E | Control |
| GARDENER, ANDREW, TODD | I | PRESIDENT/ MANAGING MEMBER | E | Control |
| GARDENER, ANDREW, TODD | I | PRESIDENT/ MANAGING MEMBER | E | Control |
| GARDENER, ANDREW, TODD | I | PRESIDENT/ MANAGING MEMBER | E | Control |
| GARDENER, ANDREW, TODD | I | PRESIDENT/ MANAGING MEMBER | E | Control |
| GARDENER, ANDREW, TODD | I | CHIEF COMPLIANCE OFFICER / PRESIDENT | E | Control |
| GARDENER, ANDREW, TODD | I | PRESIDENT/ MANAGING MEMBER | E | Control |
| GARDENER, ANDREW, TODD | I | CHIEF COMPLIANCE OFFICER / PRESIDENT | E | Control |
| GARDENER, ANDREW, TODD | I | CHIEF COMPLIANCE OFFICER / PRESIDENT | E | Control |
| GARDENER, ANDREW, TODD | I | CHIEF COMPLIANCE OFFICER / PRESIDENT | E | Control |
| GARDENER, ANDREW, TODD | I | PRESIDENT/ MANAGING MEMBER | E | Control |
| Roth, Kevin, Bruce | I | CHIEF EXECUTIVE OFFICER | E | Control |
| Roth, Kevin, Bruce | I | CHIEF EXECUTIVE OFFICER | E | Control |
| Roth, Kevin, Bruce | I | CHIEF EXECUTIVE OFFICER | E | Control |
| Roth, Kevin, Bruce | I | CHIEF EXECUTIVE OFFICER | E | Control |
| Roth, Kevin, Bruce | I | CHIEF EXECUTIVE OFFICER | E | Control |
| GARDENER, ANDREW, TODD | I | CHIEF COMPLIANCE OFFICER / CHAIRMAN | B | Control |
| GARDENER, ANDREW, TODD | I | CHIEF COMPLIANCE OFFICER / CHAIRMAN | B | Control |
| GARDENER, ANDREW, TODD | I | CHIEF COMPLIANCE OFFICER / CHAIRMAN | B | Control |
| GARDENER, ANDREW, TODD | I | CHIEF COMPLIANCE OFFICER / CHAIRMAN | B | Control |
| GARDENER, ANDREW, TODD | I | CHIEF COMPLIANCE OFFICER / CHAIRMAN | B | Control |
Registrations
Federal
IA
Feb 2, 2025 REGISTERED
Notice Filings (5)
AL FL LA NY TX
Address
ONE RIVERWAY, SUITE 1550HOUSTON, TX 77056
United States
Phone: 713-599-4999