COLE ASSET MANAGEMENT, LLC
CRD #127300 SEC #801-67468 CHICAGO, IL 312-644-4486
SEC Registered
Total AUM
$52M
Discretionary
$52M
Employees
10
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 9, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AKEY, RIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| AKEY, RIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| AKEY, RIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AKEY, RIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| AKEY, RIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| AKEY, RIAN, PATRICK | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| COLE, BRADLEY, FRED | I | PRESIDENT | E | Control |
| COLE, BRADLEY, FRED | I | PRESIDENT | E | Control |
| COLE, BRADLEY, FRED | I | PRESIDENT | E | Control |
| COLE, BRADLEY, FRED | I | PRESIDENT | E | Control |
| COLE, BRADLEY, FRED | I | PRESIDENT | E | Control |
| COLE, BRADLEY, FRED | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Feb 9, 2007 REGISTERED
Notice Filings (1)
IL
Address
449 NORTH WELLS STREET,SUITE 2 E
CHICAGO, IL 60610-4519
USA
Phone: 312-644-4486