COOKE WEALTH MANAGEMENT, LLC
CRD #127309 SEC #801-132264 IRVINE, CA 949-724-3880
SEC Registered
Total AUM
$115.8M
Discretionary
$112.1M
Employees
3
Clients
25
Accounts
292
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 16, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COOKE, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER | E | Control |
| COOKE, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER, SOLE MEMBER, PRESIDENT | E | Control |
| COOKE, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER, SOLE MEMBER, PRESIDENT | E | Control |
| COOKE, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER, SOLE MEMBER, PRESIDENT | E | Control |
| COOKE, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER, SOLE MEMBER, PRESIDENT | E | Control |
| COOKE, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER, SOLE MEMBER, PRESIDENT | E | Control |
| COOKE, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER, SOLE MEMBER, PRESIDENT | E | Control |
| COOKE, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER, PRESIDENT, PERSONAL FINANCIAL ADVISOR | E | Control |
| COOKE, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER, PRESIDENT, PERSONAL FINANCIAL ADVISOR | E | Control |
| Cooke, Juliette, Anne | I | PERSONAL FINANCIAL ADVISOR, VICE PRESIDENT & MANAGING MEMBER (SINCE 03/2019) | B | Control |
| Cooke, Juliette, Anne | I | PERSONAL FINANCIAL ADVISOR, VICE PRESIDENT & MANAGING MEMBER (SINCE 03/2019) | B | Control |
Registrations
Federal
IA
Jun 16, 2025 REGISTERED
Notice Filings (2)
CA TX
Address
18881 VON KARMAN AVE.SUITE 1420
IRVINE, CA 92612
United States
Phone: 949-724-3880