UNION FINANCIAL PARTNERS, SAN FRANCISCO, INC.
CRD #127310 SEC #801-108877 SAN FRANCISCO, CA 415-563-3000
SEC Registered
Total AUM
$114M
Discretionary
$114M
Employees
3
Clients
11
Accounts
127
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 8, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LELCHOOK, JOSHUA, AARON | I | CHIEF INVESTMENT OFFICER | NA | |
| ROWE, JEAN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TERRANOVA, ANN, JENNIE | I | OWNER, CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| TERRANOVA, ANN, JENNIE | I | OWNER & CEO | E | Control |
| TERRANOVA, ANN, JENNIE | I | OWNER, CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| TERRANOVA, ANN, JENNIE | I | OWNER & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| TERRANOVA, ANN, JENNIE | I | OWNER, CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| TERRANOVA, ANN, JENNIE | I | OWNER, CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| TERRANOVA, ANN, JENNIE | I | OWNER, CEO & CHIEF COMPLIANCE OFFICER | E | Control |
| TERRANOVA, ANN, JENNIE | I | OWNER & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| TERRANOVA, ANN, JENNIE | I | OWNER & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| TERRANOVA, ANN, JENNIE | I | OWNER & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| TERRANOVA, ANN, JENNIE | I | OWNER & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| TERRANOVA, ANN, JENNIE | I | OWNER & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| TERRANOVA, ANN, JENNIE | I | OWNER & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| TERRANOVA, ANN, JENNIE | I | OWNER & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| TERRANOVA, ANN, JENNIE | I | OWNER & CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| GESEK, ANTHONY, JOHN | I | SHAREHOLDER | B | |
| GESEK, ANTHONY, JOHN | I | SHAREHOLDER | B | |
| GESEK, ANTHONY, JOHN | I | SHAREHOLDER | B | |
| GESEK, ANTHONY, JOHN | I | SHAREHOLDER | B | |
| GESEK, ANTHONY, JOHN | I | SHAREHOLDER | B | |
| GESEK, ANTHONY, JOHN | I | SHAREHOLDER | B | |
| GESEK, ANTHONY, JOHN | I | SHAREHOLDER | B | |
| GESEK, ANTHONY, JOHN | I | SHAREHOLDER | B | |
| GESEK, TESSA, LYNN | I | SHAREHOLDER | B | |
| GESEK, TESSA, LYNN | I | SHAREHOLDER | B | |
| GESEK, TESSA, LYNN | I | SHAREHOLDER | B |
Registrations
Federal
IA
Mar 8, 2019 REGISTERED
Notice Filings (1)
CA
Address
2001 UNION STREETSUITE 540
SAN FRANCISCO, CA 94123
United States
Phone: 415-563-3000