SCHWAN FINANCIAL ADVISORS, LLC
CRD #127313 SEC #801-68527 ABERDEEN, SD 605-225-1047
SEC Registered
Total AUM
$50.7M
Discretionary
$0
Employees
11
Clients
1
Accounts
386
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- South Dakota
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 8, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DUCH, MICHAEL, ANTHONY | I | ELECTED MANAGER & CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCH, MICHAEL, ANTHONY | I | ELECTED MANAGER & CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCH, MICHAEL, ANTHONY | I | ELECTED MANAGER & CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCH, MICHAEL, ANTHONY | I | ELECTED MANAGER & CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCH, MICHAEL, ANTHONY | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCH, MICHAEL, ANTHONY | I | ELECTED MANAGER & CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCH, MICHAEL, ANTHONY | I | ELECTED MANAGER & CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCH, MICHAEL, ANTHONY | I | ELECTED MANAGER & CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCH, MICHAEL, ANTHONY | I | ELECTED MANAGER & CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCH, MICHAEL, ANTHONY | I | ELECTED MANAGER & CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCH, MICHAEL, ANTHONY | I | ELECTED MANAGER & CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCH, MICHAEL, ANTHONY | I | ELECTED MANAGER & CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCH, MICHAEL, ANTHONY | I | ELECTED MANAGER & CHIEF COMPLIANCE OFFICER | NA | Control |
| DUCH, MICHAEL, ANTHONY | I | ELECTED MANAGER & CHIEF COMPLIANCE OFFICER | NA | Control |
| GIRIDHAR, SARATHI | I | ELECTED MANAGER | NA | Control |
| GIRIDHAR, SARATHI | I | ELECTED MANAGER | NA | Control |
| GIRIDHAR, SARATHI | I | ELECTED MANAGER | NA | Control |
| GIRIDHAR, SARATHI | I | ELECTED MANAGER | NA | Control |
| GIRIDHAR, SARATHI | I | VICE PRESIDENT | NA | Control |
| GIRIDHAR, SARATHI | I | ELECTED MANAGER | NA | Control |
| GIRIDHAR, SARATHI | I | ELECTED MANAGER | NA | Control |
| GIRIDHAR, SARATHI | I | ELECTED MANAGER | NA | Control |
| GIRIDHAR, SARATHI | I | ELECTED MANAGER | NA | Control |
| GIRIDHAR, SARATHI | I | ELECTED MANAGER | NA | Control |
| GIRIDHAR, SARATHI | I | ELECTED MANAGER | NA | Control |
| GIRIDHAR, SARATHI | I | ELECTED MANAGER | NA | Control |
| GIRIDHAR, SARATHI | I | ELECTED MANAGER | NA | Control |
| GIRIDHAR, SARATHI | I | ELECTED MANAGER | NA | Control |
| SCHWAN, JOHN, PAUL | I | ELECTED MANAGER | NA | Control |
| SCHWAN, JOHN, PAUL | I | ELECTED MANAGER | NA | Control |
| SCHWAN, JOHN, PAUL | I | ELECTED MANAGER | NA | Control |
| SCHWAN, JOHN, PAUL | I | ELECTED MANAGER | NA | Control |
| SCHWAN, JOHN, PAUL | I | PRESIDENT | NA | Control |
| SCHWAN, JOHN, PAUL | I | ELECTED MANAGER | NA | Control |
| SCHWAN, JOHN, PAUL | I | ELECTED MANAGER | NA | Control |
| SCHWAN, JOHN, PAUL | I | ELECTED MANAGER | NA | Control |
| SCHWAN, JOHN, PAUL | I | ELECTED MANAGER | NA | Control |
| SCHWAN, JOHN, PAUL | I | ELECTED MANAGER | NA | Control |
| SCHWAN, JOHN, PAUL | I | ELECTED MANAGER | NA | Control |
| SCHWAN, JOHN, PAUL | I | ELECTED MANAGER | NA | Control |
| SCHWAN, JOHN, PAUL | I | ELECTED MANAGER | NA | Control |
| SCHWAN, JOHN, PAUL | I | ELECTED MANAGER | NA | Control |
| SCHWAN FINANCIAL GROUP LLC | DE | MEMBER | E | Control |
| SCHWAN FINANCIAL GROUP LLC | DE | MEMBER | E | Control |
| SCHWAN FINANCIAL GROUP LLC | DE | MEMBER | E | Control |
| SCHWAN FINANCIAL GROUP LLC | DE | MEMBER | E | Control |
| SCHWAN FINANCIAL GROUP LLC | DE | PARENT COMPANY | E | Control |
| SCHWAN FINANCIAL GROUP LLC | DE | MEMBER | E | Control |
| SCHWAN FINANCIAL GROUP LLC | DE | MEMBER | E | Control |
| SCHWAN FINANCIAL GROUP LLC | DE | MEMBER | E | Control |
| SCHWAN FINANCIAL GROUP LLC | DE | MEMBER | E | Control |
| SCHWAN FINANCIAL GROUP LLC | DE | MEMBER | E | Control |
| SCHWAN FINANCIAL GROUP LLC | DE | MEMBER | E | Control |
| SCHWAN FINANCIAL GROUP LLC | DE | MEMBER | E | Control |
| SCHWAN FINANCIAL GROUP LLC | DE | MEMBER | E | Control |
| SCHWAN FINANCIAL GROUP LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SCHWAN, JOHN, PAUL | I | SCHWAN FINANCIAL GROUP, LLC | D | Control |
| SCHWAN, JOHN, PAUL | I | SCHWAN FINANCIAL GROUP, LLC | D | Control |
| SCHWAN, JOHN, PAUL | I | SCHWAN FINANCIAL GROUP, LLC | D | Control |
| SCHWAN, JOHN, PAUL | I | SCHWAN FINANCIAL GROUP, LLC | D | Control |
| SCHWAN, JOHN, PAUL | I | THE LEGACY PARTNERS, LLC | D | Control |
| SCHWAN, JOHN, PAUL | I | SCHWAN FINANCIAL GROUP, LLC | D | Control |
| SCHWAN, JOHN, PAUL | I | SCHWAN FINANCIAL GROUP, LLC | D | Control |
| SCHWAN, JOHN, PAUL | I | SCHWAN FINANCIAL GROUP, LLC | D | Control |
| SCHWAN, JOHN, PAUL | I | SCHWAN FINANCIAL GROUP, LLC | D | Control |
| SCHWAN, JOHN, PAUL | I | SCHWAN FINANCIAL GROUP, LLC | D | Control |
| SCHWAN, JOHN, PAUL | I | SCHWAN FINANCIAL GROUP, LLC | D | Control |
| SCHWAN, JOHN, PAUL | I | SCHWAN FINANCIAL GROUP, LLC | D | Control |
| SCHWAN, JOHN, PAUL | I | SCHWAN FINANCIAL GROUP, LLC | D | Control |
| SCHWAN, JOHN, PAUL | I | SCHWAN FINANCIAL GROUP, LLC | D | Control |
Registrations
Federal
IA
May 8, 2012 REGISTERED
Notice Filings (8)
AK AZ IA MN MT ND NE SD
Address
320 - 6TH AVENUE SEABERDEEN, SD 57401
United States
Phone: 605-225-1047