RIA Intelligence

WELLS, CANNING & ASSOCIATES INC.

CRD #127315 SEC #801-62294 BRIARCLIFF MANOR, NY 914-741-9820
SEC Registered
Total AUM
$4.8B
Discretionary
$0
Employees
10
Clients
--
Accounts
9

Firm Details

Organization Type
Corporation
State of Formation
New York
Fiscal Year End
JUNE
Registration Date
--
Latest Filing
Sep 28, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
WELLS, KARENISENIOR CONSULTANTE Control
CANNING, ANDREW, JUDSONISENIOR CONSULTANT - CHIEF COMPLIANCE OFFICERD Control
CANNING, ANDREW, JUDSONISENIOR CONSULTANT - CHIEF COMPLIANCE OFFICERD Control
CANNING, ANDREW, JUDSONISENIOR CONSULTANT - CHIEF COMPLIANCE OFFICERD Control
CANNING, ANDREW, JUDSONISENIOR CONSULTANT - CHIEF COMPLIANCE OFFICERD Control
CANNING, ANDREW, JUDSONISENIOR CONSULTANT - CHIEF COMPLIANCE OFFICERD Control
CANNING, ANDREW, JUDSONISENIOR CONSULTANT - CHIEF COMPLIANCE OFFICERD Control
WELLS, KARENISENIOR CONSULTANTD Control
WELLS, KARENISENIOR CONSULTANTD Control
WELLS, KARENISENIOR CONSULTANTD Control
WELLS, KARENISENIOR CONSULTANTD Control
WELLS, KARENISENIOR CONSULTANTD Control

Registrations

Federal

IA
Sep 28, 2005 REGISTERED

Notice Filings (1)

NY

Address

555 PLEASANTVILLE ROAD
SUITE 250 N
BRIARCLIFF MANOR, NY 10510
USA
Phone: 914-741-9820