RIA Intelligence

KANE INVESTMENT MANAGEMENT, INC.

CRD #127337 SEC #801-121604 LOS GATOS, CA 408-358-5263
SEC Registered
Total AUM
$220.6M
Discretionary
$220.6M
Employees
9
Clients
0
Accounts
459

Firm Details

Organization Type
Corporation
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 29, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BHAT, MANJESHWAR, SIVICE PRESIDENT OF OPERATIONS, CHIEF COMPLIANCE OFFICERNA Control
BHAT, MANJESHWAR, SIVICE PRESIDENT OF OPERATIONS, CHIEF COMPLIANCE OFFICERNA Control
BHAT, MANJESHWAR, SIVICE PRESIDENT OF OPERATIONS, CHIEF COMPLIANCE OFFICERNA Control
BHAT, MANJESHWAR, SIVICE PRESIDENT OF OPERATIONS, CHIEF COMPLIANCE OFFICERNA Control
BHAT, MANJESHWAR, SIVICE PRESIDENT OF OPERATIONS, CHIEF COMPLIANCE OFFICERNA Control
BHAT, MANJESHWAR, SICHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICERNA Control
BHAT, MANJESHWAR, SICHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICERNA Control
BHAT, MANJESHWAR, SICHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICERNA Control
KANE, DENNISIOWNERE Control
KANE, DENNISIOWNERE Control
KANE, DENNISIOWNERE Control
KANE, DENNISIOWNERE Control
KANE, DENNISIOWNERE Control
KANE, DENNISIOWNERE Control
KANE, DENNISIOWNERE Control
KANE, DENNISIOWNERE Control

Registrations

Federal

IA
Mar 29, 2025 REGISTERED

Notice Filings (3)

AZ CA TX

Address

15466 LOS GATOS BLVD.
SUITE 213
LOS GATOS, CA 95032
United States
Phone: 408-358-5263