SOUTHERN WEALTH MANAGEMENT, INC
Legal name: CAMBRIDGE WEALTH COUNSEL
CRD #127349 SEC #801-78948 ATLANTA, GA (770) 506-7377
SEC Registered
Total AUM
$238.5M
Discretionary
$204M
Employees
5
Clients
101
Accounts
993
Firm Details
- Organization Type
- Corporation
- State of Formation
- Georgia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 1, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MAHONEY, NEIL, VON | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| MAHONEY, NEIL, VON | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| MAHONEY, NEIL, VON | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| MAHONEY, NEIL, VON | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| MAHONEY, NEIL, VON | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| MAHONEY, NEIL, VON | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| MAHONEY, NEIL, VON | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| MAHONEY, NEIL, VON | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| HOCKETT, ROBERT, SPENCER | I | PRESIDENT | E | Control |
| HOCKETT, ROBERT, SPENCER | I | PRESIDENT | E | Control |
| HOCKETT, ROBERT, SPENCER | I | PRESIDENT | E | Control |
| HOCKETT, ROBERT, SPENCER | I | PRESIDENT | E | Control |
| HOCKETT, ROBERT, SPENCER | I | PRESIDENT | E | Control |
| HOCKETT, ROBERT, SPENCER | I | PRESIDENT | E | Control |
| HOCKETT, ROBERT, SPENCER | I | PRESIDENT | E | Control |
| HOCKETT, ROBERT, SPENCER | I | PRESIDENT | E | Control |
| KAPLAN, BARRY, HOWARD | I | SHAREHOLDER | C | Control |
| KAPLAN, BARRY, HOWARD | I | SHAREHOLDER | C | Control |
Registrations
Federal
IA
Sep 1, 2016 REGISTERED
Notice Filings (4)
FL GA TX UT
Address
115 PERIMETER CENTER PLACE, NESUITE 860
ATLANTA, GA 30346
United States
Phone: (770) 506-7377