SOMERSET ASSET MANAGEMENT LLC

CRD #127361 SEC #801-62155 MINNEAPOLIS, MN 612-317-2199

SEC Registered

Total AUM

$318.6M

Discretionary

$311.1M

Employees

Clients

Accounts

549

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 30, 2007
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
ABOOD, THOMAS, JOSEPH	I	SECRETARY, DIRECTOR	NA	Control
ABOOD, THOMAS, JOSEPH	I	SECRETARY, DIRECTOR	NA	Control
ABOOD, THOMAS, JOSEPH	I	SECRETARY, DIRECTOR	NA	Control
ABOOD, THOMAS, JOSEPH	I	SECRETARY, DIRECTOR	NA	Control
ABOOD, THOMAS, JOSEPH	I	SECRETARY, DIRECTOR	NA	Control
DOUGHERTY, MICHAEL, EMMETT	I	DIRECTOR	NA	Control
DOUGHERTY, MICHAEL, EMMETT	I	DIRECTOR	NA	Control
DOUGHERTY, MICHAEL, EMMETT	I	DIRECTOR	NA	Control
RASH, THOMAS, WOODROW	I	SENIOR VICE PRESIDENT	NA
REKAS, MICHAEL, BRET	I	CHIEF INVESTMENT OFFICER	NA
REKAS, MICHAEL, BRET	I	CHIEF OPERATING OFFICER	NA	Control
REKAS, MICHAEL, BRET	I	CHIEF OPERATING OFFICER	NA	Control
REKAS, MICHAEL, BRET	I	CHIEF OPERATING OFFICER	NA	Control
REKAS, MICHAEL, BRET	I	CHIEF OPERATING OFFICER	NA	Control
SANDBERG, MICHELLE, MARIE	I	TREASURER & CFO	NA
SANDBERG, MICHELLE, MARIE	I	TREASURER & CFO	NA
SANDBERG, MICHELLE, MARIE	I	TREASURER & CFO	NA
SANDBERG, MICHELLE, MARIE	I	TREASURER & CFO	NA
SANDBERG, MICHELLE, MARIE	I	TREASURER & CFO	NA
SANDBERG, MICHELLE, MARIE	I	TREASURER & CFO	NA
VAN BENSCHOTEN, DAVID, BERNARD	I	SVP-DIRECTOR OF FIXED INCOME & DERIVATIVES	NA
ZIERMANN, PAMELA, KAY REINITZ	I	SVP-COMPLIANCE & HR; CHIEF COMPLIANCE OFFICER	NA
ZIERMANN, PAMELA, KAY REINITZ	I	SVP-COMPLIANCE & HR; CHIEF COMPLIANCE OFFICER	NA
ZIERMANN, PAMELA, KAY REINITZ	I	SVP-COMPLIANCE; CHIEF COMPLIANCE OFFICER	NA
ZIERMANN, PAMELA, KAY REINITZ	I	SVP-COMPLIANCE & HR; CHIEF COMPLIANCE OFFICER	NA
ZIERMANN, PAMELA, KAY REINITZ	I	SVP-COMPLIANCE & HR; CHIEF COMPLIANCE OFFICER	NA
ZIERMANN, PAMELA, KAY REINITZ	I	SVP-COMPLIANCE & HR	NA
ZIERMANN, PAMELA, KAY REINITZ	I	SVP-COMPLIANCE & HR; CHIEF COMPLIANCE OFFICER	NA
DOUGHERTY FINANCIAL GROUP LLC	DE	MEMBER	E	Control
DOUGHERTY FINANCIAL GROUP LLC	DE	MEMBER	E	Control
DOUGHERTY FINANCIAL GROUP LLC	DE	MEMBER	E	Control
DOUGHERTY FINANCIAL GROUP LLC	DE	MEMBER	E	Control
DOUGHERTY FINANCIAL GROUP LLC	DE	MEMBER	D	Control
DOUGHERTY FINANCIAL GROUP LLC	DE	MEMBER	D	Control
DOUGHERTY FINANCIAL GROUP LLC	DE	MEMBER	D	Control
MURPHY, JOHN, MOYLAN	I	SENIOR PARTNER, CHAIRMAN	C	Control
MURPHY, JOHN, MOYLAN	I	CHIEF EXECUTIVE OFFICER	C	Control
OTT, MICHAEL, JOSEPH	I	CEO, PRESIDENT	C	Control
MURPHY, JOHN, MOYLAN	I	DIRECTOR, CHAIRMAN	B	Control
MURPHY, JOHN, MOYLAN	I	DIRECTOR, CHIEF EXECUTIVE OFFICER	B	Control
MURPHY, JOHN, MOYLAN	I	DIRECTOR, CHAIRMAN, CHIEF EXECUTIVE OFFICER	B	Control
MURPHY, JOHN, MOYLAN	I	DIRECTOR, CHAIRMAN, CHIEF EXECUTIVE OFFICER	B	Control
MURPHY, JOHN, MOYLAN	I	DIRECTOR, CHAIRMAN, CHIEF EXECUTIVE OFFICER	B	Control
OTT, MICHAEL, JOSEPH	I	MANAGING PARTNER, PRESIDENT	B	Control
ABOOD, THOMAS, JOSEPH	I	SECRETARY, CHAIRMAN, DIRECTOR	A	Control
ABOOD, THOMAS, JOSEPH	I	SECRETARY, DIRECTOR	A	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
DOUGHERTY, MICHAEL, EMMETT	I	DOUGHERTY FINANCIAL GROUP LLC	E	Control
DOUGHERTY, MICHAEL, EMMETT	I	DOUGHERTY FINANCIAL GROUP LLC	E	Control
DOUGHERTY, MICHAEL, EMMETT	I	DOUGHERTY FINANCIAL GROUP LLC	C	Control
DOUGHERTY, MICHAEL, EMMETT	I	DOUGHERTY FINANCIAL GROUP LLC	C	Control
DOUGHERTY, MICHAEL, EMMETT	I	DOUGHERTY FINANCIAL GROUP LLC	C	Control
DOUGHERTY, MICHAEL, EMMETT	I	DOUGHERTY FINANCIAL GROUP LLC	C	Control
DOUGHERTY, MICHAEL, EMMETT	I	DOUGHERTY FINANCIAL GROUP LLC	C	Control

Registrations

Federal

Mar 30, 2007 REGISTERED

Notice Filings (8)

AZ CA CO FL IL MN UT WI

Address

90 SOUTH SEVENTH STREET
SUITE 4300
MINNEAPOLIS, MN 55402
USA

Phone: 612-317-2199