OKLO FINANCIAL, LLC
CRD #127435 SEC #801-67625 SAN RAFAEL, CA 866-399-1990
SEC Registered
Total AUM
$76.5M
Discretionary
$76.5M
Employees
1
Clients
--
Accounts
308
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDERSON, MARK, ALLAN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| ANDERSON, MARK, ALLAN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| ANDERSON, MARK, ALLAN | I | CHIEF OPERATIONS OFFICER & CHIEF COMPLIANCE OFFICER | D | Control |
| ANDERSON, MARK, ALLAN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| ANDERSON, MARK, ALLAN | I | CHIEF OPERATIONS OFFICER & CHIEF COMPLIANCE OFFICER | D | Control |
| ANDERSON, MARK, ALLAN | I | CHIEF OPERATIONS OFFICER & CHIEF COMPLIANCE OFFICER | D | Control |
| ANDERSON, MARK, ALLAN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| ANDERSON, MARK, ALLAN | I | CHIEF OPERATIONS OFFICER & CHIEF COMPLIANCE OFFICER | D | Control |
| ANDERSON, MARK, ALLAN | I | CHIEF OPERATIONS OFFICER & CHIEF COMPLIANCE OFFICER | D | Control |
| ANDERSON, MARK, ALLAN | I | CHIEF OPERATIONS OFFICER & CHIEF COMPLIANCE OFFICER | D | Control |
| ANDERSON, MARK, ALLAN | I | CHIEF OPERATIONS OFFICER & CHIEF COMPLIANCE OFFICER | D | Control |
| ANDERSON, MARK, ALLAN | I | CHIEF OPERATIONS OFFICER & CHIEF COMPLIANCE OFFICER | D | Control |
| ANDERSON, MARK, ALLAN | I | CHIEF OPERATIONS OFFICER & CHIEF COMPLIANCE OFFICER | D | Control |
| TUTTLE, JAIPAL, KENNETH | I | VICE PRESIDENT | D | |
| TUTTLE, JAIPAL, KENNETH | I | MEMBER | D | |
| TUTTLE, JAIPAL, KENNETH | I | CHIEF EXECUTIVE OFFICER | D | Control |
| TUTTLE, JAIPAL, KENNETH | I | MEMBER | D | |
| TUTTLE, JAIPAL, KENNETH | I | CHIEF EXECUTIVE OFFICER | D | Control |
| TUTTLE, JAIPAL, KENNETH | I | CHIEF EXECUTIVE OFFICER | D | Control |
| TUTTLE, JAIPAL, KENNETH | I | CHIEF EXECUTIVE OFFICER | D | Control |
| TUTTLE, JAIPAL, KENNETH | I | CHIEF EXECUTIVE OFFICER | D | Control |
| TUTTLE, JAIPAL, KENNETH | I | CHIEF EXECUTIVE OFFICER | D | Control |
| TUTTLE, JAIPAL, KENNETH | I | CHIEF EXECUTIVE OFFICER | D | Control |
| TUTTLE, JAIPAL, KENNETH | I | CHIEF EXECUTIVE OFFICER | D | Control |
| TUTTLE, JAIPAL, KENNETH | I | CHIEF EXECUTIVE OFFICER | D | Control |
Registrations
Federal
IA
Mar 30, 2012 REGISTERED
Notice Filings (1)
CA
Address
1050 NORTHGATE DR#333
SAN RAFAEL, CA 94903
United States
Phone: 866-399-1990