RIA Intelligence

SPECTRUM FINANCIAL RESOURCES, LLC

Legal name: SPECTRUM FINANCIAL RESOURCES

CRD #127453 SEC #801-126271 TROY, MI 248-643-0033
SEC Registered
Total AUM
$206.6M
Discretionary
$87.2M
Employees
5
Clients
0
Accounts
1,188

Firm Details

Organization Type
Limited Liability Company
State of Formation
Michigan
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 21, 2025
Branch Offices
2

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
HOBAN, DANIEL, THOMASIGENERAL PARTNER/CHIEF COMPLIANCE OFFICERD Control
HOBAN, DANIEL, THOMASIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
HOBAN, DANIEL, THOMASIGENERAL PARTNERD Control
HOBAN, DANIEL, THOMASIGENERAL PARTNERD Control
HOBAN, DANIEL, THOMASIPARTNERD Control
HOBAN, DANIEL, THOMASIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
HOBAN, DANIEL, THOMASIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
HOBAN, DANIEL, THOMASIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
HOBAN, DANIEL, THOMASIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
HOBAN, DANIEL, THOMASIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
HOBAN, DANIEL, THOMASIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
HOBAN, DANIEL, THOMASIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
HOBAN, DANIEL, THOMASIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
HOBAN, DANIEL, THOMASIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
HOBAN, DANIEL, THOMASIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
HOBAN, DANIEL, THOMASIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
HOBAN, DANIEL, THOMASIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
HOBAN, DANIEL, THOMASIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
HOBAN, DANIEL, THOMASIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
SCHNEIDER, JEAN, ANNIGENERAL PARTNERD Control
SCHNEIDER, JEAN, ANNIMANAGING MEMBERD Control
SCHNEIDER, JEAN, ANNIGENERAL PARTNER/CHIEF COMPLIANCE OFFICERD Control
SCHNEIDER, JEAN, ANNIGENERAL PARTNER/CHIEF COMPLIANCE OFFICERD Control
SCHNEIDER, JEAN, ANNIPARTNER/CHIEF COMPLIANCE OFFICERD Control
SCHNEIDER, JEAN, ANNIMANAGING MEMBERD Control
SCHNEIDER, JEAN, ANNIMANAGING MEMBERD Control
SCHNEIDER, JEAN, ANNIMANAGING MEMBERD Control
SCHNEIDER, JEAN, ANNIMANAGING MEMBERD Control
SCHNEIDER, JEAN, ANNIMANAGING MEMBERD Control
SCHNEIDER, JEAN, ANNIMANAGING MEMBERD Control
SCHNEIDER, JEAN, ANNIMANAGING MEMBERD Control
SCHNEIDER, JEAN, ANNIMANAGING MEMBERD Control
SCHNEIDER, JEAN, ANNIMANAGING MEMBERD Control
SCHNEIDER, JEAN, ANNIMANAGING MEMBERD Control
SCHNEIDER, JEAN, ANNIMANAGING MEMBERD Control
SCHNEIDER, JEAN, ANNIMANAGING MEMBERD Control
SCHNEIDER, JEAN, ANNIMANAGING MEMBERD Control
SCHNEIDER, JEAN, ANNIMANAGING MEMBERD Control

Registrations

Federal

IA
Apr 21, 2025 REGISTERED

Notice Filings (2)

MI TX

Address

1661 W. BIG BEAVER
TROY, MI 48084
United States
Phone: 248-643-0033