WILSHIRE-PENNINGTON GROUP, INC.
CRD #127465 SEC #801-67795 OKLAHOMA CITY, OK 405-751-8600
SEC Registered
Total AUM
$53.6M
Discretionary
$53.6M
Employees
1
Clients
101
Accounts
250
Firm Details
- Organization Type
- Corporation
- State of Formation
- Oklahoma
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 31, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| EDUVIGEN, AMBER, DONN | I | CHIEF COMPLIANCE OFFICER | NA | |
| EDUVIGEN, AMBER, DONN | I | CHIEF COMPLIANCE OFFICER | NA | |
| EDUVIGEN, AMBER, DONN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KENNEDY, BENJAMIN, DANIEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KENNEDY, BENJAMIN, DANIEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KENNEDY, BENJAMIN, DANIEL | I | PRESIDENT | E | Control |
| KENNEDY, BENJAMIN, DANIEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KENNEDY, BENJAMIN, DANIEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KENNEDY, BENJAMIN, DANIEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KENNEDY, BENJAMIN, DANIEL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KENNEDY, BENJAMIN, DANIEL | I | PRESIDENT | E | Control |
| KENNEDY, BENJAMIN, DANIEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| KENNEDY, BENJAMIN, DANIEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| KENNEDY, BENJAMIN, DANIEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| KENNEDY, BENJAMIN, DANIEL | I | PRESIDENT | E | Control |
| KENNEDY, BENJAMIN, DANIEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| KENNEDY, BENJAMIN, DANIEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| KENNEDY, BENJAMIN, DANIEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| KENNEDY, BENJAMIN, DANIEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| KENNEDY, BENJAMIN, DANIEL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jul 31, 2012 REGISTERED
Notice Filings (8)
AR CO KS LA MO OK TX WV
Address
3129 NW 63RD STOKLAHOMA CITY, OK 73116
United States
Phone: 405-751-8600