GLASS,LEWIS & CO., LLC
CRD #127468 SEC #801-62361 SAN FRANCISCO, CA 415-678-4110
SEC Registered
Total AUM
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Discretionary
--
Employees
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Clients
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Accounts
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Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- JANUARY
- Registration Date
- --
- Latest Filing
- Apr 1, 2004
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FRIEDMAN, ABE, MARVIN | I | CHIEF POLICY OFFICER & GENERAL COUNSEL | NA | |
| UNTERMAN, TOM | I | BOARD MEMBER | NA | Control |
| RUSTIC CANYON SBIC | DE | SHAREHOLDER | C | Control |
| CAMERON, KEVIN, JOHN | I | PRESIDENT | B | Control |
| TAXIN, GREGORY, PHILLIP | I | CHIEF EXECUTIVE OFFICER | B | Control |
| HOWELL, LAWRENCE, MACK | I | CHAIRMAN OF THE BOARD | A | Control |
| TURNER, LYNN, E | I | MANAGING DIRECTOR OF RESEARCH | A |
Registrations
Federal
IA
Apr 1, 2004 REGISTERED
Address
575 MARKET STREET16TH FLOOR
SAN FRANCISCO, CA 94115
USA
Phone: 415-678-4110