RIA Intelligence

WEALTHCARE ALLIANCE, INC.

CRD #127470 SEC #801-70306 WESTLAKE VILLAGE, CA 805-446-4600
SEC Registered
Total AUM
$88.8M
Discretionary
$26.2M
Employees
6
Clients
1
Accounts
367

Firm Details

Organization Type
Corporation
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 16, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
LOSEY, JAMES, LEROYICHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICERE Control
LOSEY, JAMES, LEROYICHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICERE Control
LOSEY, JAMES, LEROYICHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICERE Control
LOSEY, JAMES, LEROYICHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICERE Control
LOSEY, JAMES, LEROYICHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICERE Control
LOSEY, JAMES, LEROYICHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICERE Control
LOSEY, JAMES, LEROYICHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICERE Control
LOSEY, JAMES, LEROYICHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICERE Control
LOSEY, JAMES, LEROYICHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICERE Control
LOSEY, JAMES, LEROYICHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICERE Control
LOSEY, JAMES, LEROYICHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICERE Control
LOSEY, JAMES, LEROYICHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICERE Control
LOSEY, JAMES, LEROYICHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICERE Control
LOSEY, JAMES, LEROYICHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICERE Control
LOSEY, JAMES, LEROYICHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICERE Control

Registrations

Federal

IA
May 16, 2012 REGISTERED

Notice Filings (3)

CA HI UT

Address

2629 TOWNSGATE ROAD
SUITE 245
WESTLAKE VILLAGE, CA 91361
United States
Phone: 805-446-4600