EVOLVE SECURITIES, INC.
CRD #127474 SEC #801-64737 AUSTIN, TX 512-351-4370
SEC Registered Broker-Dealer
Total AUM
$11.7M
Discretionary
$11.7M
Employees
10
Clients
0
Accounts
95
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AUSTIN, CAROLINE BEYER | I | PRESIDENT & DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| AUSTIN, CAROLINE BEYER | I | PRESIDENT & DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| AUSTIN, CAROLINE BEYER | I | PRESIDENT & DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| AUSTIN, CAROLINE BEYER | I | DIRECTOR AND PRESIDENT | NA | Control |
| AUSTIN, CAROLINE BEYER | I | PRESIDENT & DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| AUSTIN, CAROLINE BEYER | I | PRESIDENT & DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| AUSTIN, CAROLINE BEYER | I | PRESIDENT & DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| AUSTIN, CAROLINE BEYER | I | PRESIDENT & DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| AUSTIN, CAROLINE BEYER | I | DIRECTOR AND PRESIDENT | NA | Control |
| AUSTIN, CAROLINE BEYER | I | DIRECTOR AND PRESIDENT | NA | Control |
| AUSTIN, CAROLINE BEYER | I | PRESIDENT & DIRECTOR | NA | Control |
| BEAUCHAMP, CLINT LEWAIN | I | VICE PRESIDENT | NA | |
| BEAUCHAMP, CLINT LEWAIN | I | VICE PRESIDENT | NA | |
| BEAUCHAMP, CLINT LEWAIN | I | VICE PRESIDENT | NA | |
| BEAUCHAMP, CLINT LEWAIN | I | VICE PRESIDENT | NA | |
| BEAUCHAMP, CLINT LEWAIN | I | VICE PRESIDENT | NA | |
| BEAUCHAMP, CLINT LEWAIN | I | VICE PRESIDENT | NA | |
| BEAUCHAMP, CLINT LEWAIN | I | VICE PRESIDENT | NA | |
| BEAUCHAMP, CLINT LEWAIN | I | VICE PRESIDENT | NA | |
| BEAUCHAMP, CLINT LEWAIN | I | VICE PRESIDENT | NA | |
| BEAUCHAMP, CLINT LEWAIN | I | VICE PRESIDENT | NA | |
| CHANDLER, JOHN JAMES | I | FINOP | NA | Control |
| CHANDLER, JOHN JAMES | I | FINOP | NA | Control |
| CHANDLER, JOHN JAMES | I | FINOP AND DIRECTOR OF OPERATIONS | NA | Control |
| CHANDLER, JOHN JAMES | I | FINOP | NA | Control |
| CHANDLER, JOHN JAMES | I | FINOP | NA | Control |
| CHANDLER, JOHN JAMES | I | FINOP | NA | Control |
| CHANDLER, JOHN JAMES | I | FINOP AND DIRECTOR OF OPERATIONS | NA | Control |
| CHANDLER, JOHN JAMES | I | FINOP AND DIRECTOR OF OPERATIONS | NA | Control |
| CLEMENT, ISAAC JOHN | I | SECRETARY | NA | Control |
| COOK, ANDREW BERNARD | I | SVP/DIRECTOR OF MARKETING | NA | |
| COOK, ANDREW BERNARD | I | SVP/DIRECTOR OF MARKETING | NA | |
| COOK, ANDREW BERNARD | I | SVP/DIRECTOR OF MARKETING | NA | |
| COOK, ANDREW BERNARD | I | SVP/DIRECTOR OF MARKETING | NA | |
| COOK, ANDREW BERNARD | I | SVP/DIRECTOR OF MARKETING | NA | |
| COOK, ANDREW BERNARD | I | SVP/DIRECTOR OF MARKETING | NA | |
| COOK, ANDREW BERNARD | I | SVP/DIRECTOR OF MARKETING | NA | |
| COOK, ANDREW BERNARD | I | SVP/DIRECTOR OF MARKETING | NA | |
| COOK, ANDREW BERNARD | I | SVP/DIRECTOR OF MARKETING | NA | |
| COOK, ANDREW BERNARD | I | SVP/DIRECTOR OF MARKETING | NA | |
| COOK, ANDREW BERNARD | I | SVP/DIRECTOR OF MARKETING | NA | |
| CROSBY-BROWN, LAURA MAY | I | FINOP | NA | Control |
| CROSBY-BROWN, LAURA MAY | I | FINOP | NA | Control |
| CROSBY-BROWN, LAURA MAY | I | FINOP | NA | Control |
| CROSBY-BROWN, LAURA MAY | I | FINOP | NA | Control |
| CROSBY-BROWN, LAURA MAY | I | FINOP | NA | Control |
| CROSBY-BROWN, LAURA MAY | I | FINOP | NA | Control |
| HURWITZ, DONALD CLIFFORD | I | PRESIDENT | NA | Control |
| ISAAC JOHN CLEMENT | I | SECRETARY | NA | Control |
| ISAAC JOHN CLEMENT | I | SECRETARY | NA | Control |
| ISAAC JOHN CLEMENT | I | SECRETARY | NA | Control |
| ISAAC JOHN CLEMENT | I | SECRETARY | NA | Control |
| ISAAC JOHN CLEMENT | I | SECRETARY | NA | Control |
| KOCZERA, LYNN COLTON | I | FINOP | NA | Control |
| LAYNE, CYNTHIA ANNE | I | CROP - BD ONLY | NA | Control |
| PROCTOR, RONALD TODD | I | SECRETARY | NA | Control |
| PROCTOR, RONALD TODD | I | DIRECTOR, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| PROCTOR, RONALD TODD | I | SECRETARY | NA | Control |
| PROCTOR, RONALD TODD | I | DIRECTOR, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| PROCTOR, RONALD TODD | I | DIRECTOR, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| PROCTOR, RONALD TODD | I | DIRECTOR, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| REYNOLDS, CARLA JANE | I | CHIEF COMPLIANCE OFFICER - IA ONLY | NA | Control |
| SHADE, KENNETH EUGENE | I | CHIEF COMPLIANCE OFFICER, SROP - BD ONLY | NA | Control |
| EVOLVE FINANCIAL GROUP, INC. | DE | SOLE SHAREHOLDER | E | |
| EVOLVE FINANCIAL GROUP, INC. | DE | SOLE SHAREHOLDER | E | |
| EVOLVE FINANCIAL GROUP, INC. | DE | SOLE SHAREHOLDER | E | |
| EVOLVE FINANCIAL GROUP, INC. | DE | SOLE SHAREHOLDER | E | |
| EVOLVE FINANCIAL GROUP, INC. | DE | SOLE SHAREHOLDER | E | |
| EVOLVE FINANCIAL GROUP, INC. | DE | SOLE SHAREHOLDER | E | |
| EVOLVE FINANCIAL GROUP, INC. | DE | SOLE SHAREHOLDER | E | |
| EVOLVE FINANCIAL GROUP, INC. | DE | SOLE SHAREHOLDER | E | |
| EVOLVE FINANCIAL GROUP, INC. | DE | SOLE SHAREHOLDER | E | |
| EVOLVE FINANCIAL GROUP, INC. | DE | SOLE SHAREHOLDER | E | |
| EVOLVE FINANCIAL GROUP, INC. | DE | SOLE SHAREHOLDER | E | |
| EVOLVE FINANCIAL GROUP, INC. | DE | SOLE SHAREHOLDER | E |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LENOIR, BRYAN SCOT | I | EVOLVE FINANCIAL GROUP | E | Control |
| LENOIR, BRYAN SCOT | I | EVOLVE FINANCIAL GROUP | C | Control |
| LENOIR, BRYAN SCOT | I | EVOLVE FINANCIAL GROUP | C | Control |
| LENOIR, BRYAN SCOT | I | EVOLVE FINANCIAL GROUP | C | Control |
| LENOIR, BRYAN SCOT | I | EVOLVE FINANCIAL GROUP | C | Control |
| LENOIR, BRYAN SCOT | I | EVOLVE FINANCIAL GROUP | C | Control |
| LENOIR, BRYAN SCOT | I | EVOLVE FINANCIAL GROUP | C | Control |
| LENOIR, BRYAN SCOT | I | EVOLVE FINANCIAL GROUP | C | Control |
| LENOIR, BRYAN SCOT | I | EVOLVE FINANCIAL GROUP | C | Control |
| LENOIR, BRYAN SCOT | I | EVOLVE FINANCIAL GROUP | C | Control |
| LENOIR, BRYAN SCOT | I | EVOLVE FINANCIAL GROUP | C | Control |
| LENOIR, BRYAN SCOT | I | EVOLVE FINANCIAL GROUP | C | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (35)
AK AL AR AZ CA CO CT DE FL GA HI IL KY LA MA MD MI MO MS NC NH NJ NM NV NY OH OK PA PR SC SD TN TX VA WA
Address
5300 BEE CAVES ROADBUILDING 3, SUITE 100
AUSTIN, TX 78746
United States
Phone: 512-351-4370