RIA Intelligence

THIRD SECURITY INVESTMENT ADVISERS INC

CRD #127477 SEC #801-62946 RADFORD, VA 540-633-7900
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
--
Accounts
0

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Dec 21, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
FISHER, THEODORE, JOHNISECRETARYNA Control
FISHER, THEODORE, JOHNISECRETARYNA Control
FISHER, THEODORE, JOHNISECRETARYNA Control
KIRK, JULIAN, PATRICKICEO/PRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
KIRK, JULIAN, PATRICKICEO/PRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
KIRK, JULIAN, PATRICKICEO/PRESIDENT/CHIEF COMPLIANCE OFFICERNA Control
PEDZICH, MICHELLE, LYNNICOMPLIANCE OFFICERNA Control
THIRD SECURITY MANAGEMENT CORP.DESHAREHOLDERE Control
THIRD SECURITY MANAGEMENT CORP.DESHAREHOLDERE Control
THIRD SECURITY, LLCDESHAREHOLDERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
KIRK, RANDAL, JOEITHIRD SECURITY, LLCE Control
KIRK, RANDAL, JOEITHIRD SECURITY, LLCE Control
KIRK, RANDAL, JOEITHIRD SECURITY, LLCE Control
THIRD SECURITY, LLCDETHIRD SECURITY MANAGEMENT CORP.E Control
THIRD SECURITY, LLCDETHIRD SECURITY MANAGEMENT CORP.E Control

Registrations

Federal

IA
Dec 21, 2005 REGISTERED

Notice Filings (4)

FL NY TN VA

Address

1881 GROVE AVENUE
RADFORD, VA 24141
USA
Phone: 540-633-7900