RIA Intelligence

NEW RIVER ADVISERS LLC

CRD #127490 SEC #801-62172 RADFORD, VA 540-633-7900
SEC Registered
Total AUM
$15.4M
Discretionary
$15.4M
Employees
5
Clients
--
Accounts
2

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 29, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
FISHER, THEODORE, JOHNICHIEF COMPLIANCE OFFICERNA Control
KIRK, RANDAL, JOEIMANAGER OF THIRD SECURITY, LLCNA Control
KIRK, RANDAL, JOEIMANAGER OF THIRD SECURITY, LLCNA Control
KOPPLER, DOIT, LEONICHIEF INVESTMENT STRATEGISTNA Control
KOPPLER, DOIT, LEONIPRESIDENT AND CHIEF EXECUTIVE OFFICERNA Control
PATZIG, ROBERT, M.IPRESIDENT, CEO AND CHIEF COMPLIANCE OFFICERNA Control
PATZIG, ROBERT, M.IPRESIDENT, CEO AND CCONA Control
KIRK, RANDAL, J.IMANAGER OF THIRD SECURITY, LLCE Control
KIRK, RANDAL, JOEIMANAGER OF THIRD SECURITY, LLCE Control
KIRK, RANDAL, JOEIMANAGER OF THIRD SECURITY, LLCE Control
KIRK, RANDAL, JOEIMANAGER OF THIRD SECURITY, LLCE Control
THIRD SECURITY, LLCDEMANAGING MEMBERE Control
THIRD SECURITY, LLCDEMANAGING MEMBERE Control
THIRD SECURITY, LLCDEMANAGING MEMBERE Control
THIRD SECURITY, LLCDEMANAGING MEMBERE Control
THIRD SECURITY, LLCDEMANAGING MEMBERE Control
THIRD SECURITY, LLCDEMANAGING MEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
KIRK, RANDAL, J.ITHIRD SECURITY, LLCE Control
KIRK, RANDAL, JOEITHIRD SECURITY, LLCE Control
KIRK, RANDAL, JOEITHIRD SECURITY, LLCE Control
KIRK, RANDAL, JOEITHIRD SECURITY, LLCE Control
KIRK, RANDAL, JOEITHIRD SECURITY, LLCE Control
KIRK, RANDAL, JOEITHIRD SECURITY, LLCE Control

Registrations

Federal

IA
Sep 29, 2005 REGISTERED

Notice Filings (1)

VA

Address

1881 GROVE AVENUE
RADFORD, VA 24141
USA
Phone: 540-633-7900