CATAMOUNT MANAGEMENT GROUP LLC
Legal name: CATAMOUNT WEALTH MANAGEMENT
CRD #127496 SEC #801-62368 WESTPORT, CT 203-226-0603
SEC Registered
Total AUM
$232.2M
Discretionary
$223.3M
Employees
5
Clients
--
Accounts
593
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 21, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FUNICELLA, JULIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GAETA, ROBERT, BYRON | I | CHIEF COMPLIANCE OFFICER | NA | |
| GAETA, ROBERT, BYRON | I | CHIEF COMPLIANCE OFFICER | NA | |
| GAETA, ROBERT, BYRON | I | CHIEF COMPLIANCE OFFICER | NA | |
| GAETA, ROBERT, BYRON | I | CHIEF COMPLIANCE OFFICER | NA | |
| GAETA, ROBERT, BYRON | I | CHIEF COMPLIANCE OFFICER | NA | |
| GAETA, ROBERT, BYRON | I | CHIEF COMPLIANCE OFFICER | NA | |
| GAETA, ROBERT, BYRON | I | CHIEF COMPLIANCE OFFICER | NA | |
| PROVINI, CHARLES, ROBERT | I | VICE PRESIDENT & COMPLIANCE OFFICER | NA | Control |
| PROVINI, CHARLES, ROBERT | I | VICE PRESIDENT & COMPLIANCE OFFICER | NA | Control |
| STEFANOWICZ, LAURIE, E | I | VICE-PRESIDENT. CHIEF COMPLIANCE OFFICER | NA | |
| STEFANOWICZ, LAURIE, E | I | MANAGING MEMBER | NA | |
| STEFANOWICZ, LAURIE, E | I | MANAGING MEMBER | NA | |
| STEFANOWICZ, LAURIE, E | I | MANAGING MEMBER | NA | |
| STEFANOWICZ, LAURIE, E | I | VICE-PRESIDENT | NA | |
| STEFANOWICZ, LAURIE, E | I | VICE-PRESIDENT. CHIEF COMPLIANCE OFFICER | NA | |
| ALBANESE, LOUIS, FRANCIS | I | MEMBER | E | Control |
| ALBANESE, LOUIS, FRANCIS | I | MEMBER | E | Control |
| ALBANESE, LOUIS, FRANCIS | I | MEMBER | E | Control |
| ALBANESE, LOUIS, FRANCIS | I | MEMBER | E | Control |
| ALBANESE, LOUIS, FRANCIS | I | MEMBER | E | Control |
| ALBANESE, LOUIS, FRANCIS | I | MEMBER | E | Control |
| ALBANESE, LOUIS, FRANCIS | I | MEMBER | E | Control |
| ALBANESE, LOUIS, FRANCIS | I | MEMBER | E | Control |
| ALBANESE, LOUIS, FRANCIS | I | MEMBER | E | Control |
| ALBANESE, LOUIS, FRANCIS | I | MEMBER | E | Control |
| ALBANESE, LOUIS, FRANCIS | I | MEMBER | E | Control |
| ALBANESE, LOUIS, FRANCIS | I | MEMBER | E | Control |
| ALBANESE, LOUIS, FRANCIS | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| ALBANESE, LOUIS, FRANCIS | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| ALBANESE, LOUIS, FRANCIS | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| ALBANESE, LOUIS, FRANCIS | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| ALBANESE, LOUIS, FRANCIS | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ALBANESE, LOUIS, FRANCIS | I | MEMBER | E | Control |
| ALBANESE, LOUIS, FRANCIS | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| ALBANESE, LOUIS, FRANCIS | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| ALBANESE, LOUIS, FRANCIS | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| ALBANESE, LOUIS, FRANCIS | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| ALBANESE, LOUIS, FRANCIS | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| STEFANOWICZ, LAURIE, E | I | MANAGING MEMBER, ASSISTANT COMPLIANCE OFFICER | A | |
| STEFANOWICZ, LAURIE, E | I | MANAGING MEMBER, ASSISTANT COMPLIANCE OFFICER | A | |
| STEFANOWICZ, LAURIE, E | I | MANAGING MEMBER, ASSISTANT COMPLIANCE OFFICER | A | |
| STEFANOWICZ, LAURIE, E | I | MANAGING MEMBER, ASSISTANT COMPLIANCE OFFICER | A | |
| STEFANOWICZ, LAURIE, E | I | MANAGING MEMBER, ASSISTANT COMPLIANCE OFFICER | A | |
| STEFANOWICZ, LAURIE, E | I | MANAGING MEMBER, ASSISTANT COMPLIANCE OFFICER | A |
Registrations
Federal
IA
Mar 21, 2019 REGISTERED
Notice Filings (6)
CA CT NH NJ NY TX
Address
943 POST ROAD EASTWESTPORT, CT 06880
United States
Phone: 203-226-0603