SPECTRUM ASSETS, INC.
CRD #127497 SEC #801-63983 BOCA RATON, FL 561-347-6662
SEC Registered
Total AUM
$28.2M
Discretionary
$26.1M
Employees
5
Clients
51
Accounts
150
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 9, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHOLERTON, CLIVE, PATRICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| CHOLERTON, CLIVE, PATRICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| CHOLERTON, CLIVE, PATRICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| LANDON, JAMES, CORNELIUS | I | PARTNER | C | Control |
| LANDON, JAMES, CORNELIUS | I | PARTNER | C | Control |
| LANDON, JAMES, CORNELIUS | I | PARTNER | C | Control |
| STJOHN, MICHAEL, JAMES | I | PARTNER | C | Control |
| STJOHN, MICHAEL, JAMES | I | PARTNER | C | Control |
| STJOHN, MICHAEL, JAMES | I | PARTNER | C | Control |
Registrations
Federal
IA
Dec 9, 2005 REGISTERED
Notice Filings (3)
FL IL NY
Address
4401 N. FEDERAL HWY.,SUITE 203
BOCA RATON, FL 33431
USA
Phone: 561-347-6662