OAM AVATAR LLC
Legal name: AVATAR ASSOCIATES
CRD #127498 SEC #801-62183 NEW YORK, NY 212-624-1900
SEC Registered
Total AUM
$1.1B
Discretionary
$937.8M
Employees
11
Clients
0
Accounts
4,600
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 23, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABOELNAGA, MONA | I | VICE PRESIDENT | NA | |
| CARLSON, DANIEL, HOWARD | I | CHIEF MARKETING OFFICER | NA | Control |
| CARLSON, DANIEL, HOWARD | I | CHIEF MARKETING OFFICER | NA | Control |
| CARLSON, DANIEL, HOWARD | I | CHIEF MARKETING OFFICER | NA | Control |
| CARLSON, DANIEL, HOWARD | I | CHIEF MARKETING OFFICER | NA | Control |
| COLEY, JAMES, CRAIG | I | VICE PRESIDENT | NA | Control |
| EDDY, CAROL, LEIGH | I | MANAGING DIRECTOR | NA | |
| EDDY, CAROL, LEIGH | I | MANAGING DIRECTOR | NA | |
| EPSTEIN, NEAL, MYRON | I | MANAGING DIRECTOR | NA | |
| LAVAGNINO, CHRISTOPHER, KERR | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEDIN, LARRY, ARTHUR | I | PRESIDENT, HEAD OF DISTRIBUTION AND SALES | NA | Control |
| MEDIN, LARRY, ARTHUR | I | PRESIDENT, HEAD OF DISTRIBUTION AND SALES | NA | Control |
| MEDIN, LARRY, ARTHUR | I | PRESIDENT, HEAD OF DISTRIBUTION AND SALES | NA | Control |
| MEDIN, LARRY, ARTHUR | I | PRESIDENT, HEAD OF DISTRIBUTION AND SALES | NA | Control |
| SEIBERT, LARRY, WAYNE | I | VICE CHAIRMAN | NA | Control |
| SEIBERT, LARRY, WAYNE | I | VICE CHAIRMAN | NA | Control |
| SEIBERT, LARRY, WAYNE | I | VICE CHAIRMAN | NA | Control |
| SEIBERT, LARRY, WAYNE | I | VICE CHAIRMAN | NA | Control |
| THEODORE, THEODORE, MICHAEL | I | CHIEF COMPLIANCE OFFICER, PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| THEODORE, THEODORE, MICHAEL | I | CHIEF COMPLIANCE OFFICER, PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| THEODORE, THEODORE, MICHAEL | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| OVERTURE ASSET MANAGERS, LLC | DE | OWNER | E | Control |
| OVERTURE ASSET MANAGERS, LLC | DE | OWNER | E | Control |
| OVERTURE ASSET MANAGERS, LLC | DE | OWNER | E | Control |
| OVERTURE ASSET MANAGERS, LLC | DE | OWNER | E | Control |
| THEODORE, THEODORE, MICHAEL | I | CHAIRMAN, CIO AND CHIEF COMPLIANCE OFFICER | D | Control |
| THEODORE, THEODORE, MICHAEL | I | CHAIRMAN, CIO AND CHIEF COMPLIANCE OFFICER | D | Control |
| THEODORE, THEODORE, MICHAEL | I | CHAIRMAN, CEO AND CHIEF COMPLIANCE OFFICER | D | Control |
| THEODORE, THEODORE, MICHAEL | I | CHAIRMAN, CIO AND CHIEF COMPLIANCE OFFICER | D | Control |
| SEIBERT, LARRY, WAYNE | I | VICE CHAIRMAN | C | Control |
| SEIBERT, LARRY, WAYNE | I | VICE CHAIRMAN | C | Control |
| SEIBERT, LARRY, WAYNE | I | VICE CHAIRMAN | C | Control |
| SEIBERT, LARRY, WAYNE | I | VICE CHAIRMAN | C | Control |
| THEODORE, THEODORE, MICHAEL | I | CHAIRMAN, CIO AND CHIEF COMPLIANCE OFFICER | C | Control |
| THEODORE, THEODORE, MICHAEL | I | CHAIRMAN, CIO AND CHIEF COMPLIANCE OFFICER | C | Control |
| THEODORE, THEODORE, MICHAEL | I | CHAIRMAN, CIO AND CHIEF COMPLIANCE OFFICER | C | Control |
| SEIBERT, LARRY, WAYNE | I | VICE CHAIRMAN | B | Control |
| SEIBERT, LARRY, WAYNE | I | VICE CHAIRMAN | B | Control |
| SEIBERT, LARRY, WAYNE | I | VICE CHAIRMAN | B | Control |
| CARLSON, DANIEL, HOWARD | I | CHIEF MARKETING OFFICER | A | Control |
| CARLSON, DANIEL, HOWARD | I | CHIEF MARKETING OFFICER | A | Control |
| CARLSON, DANIEL, HOWARD | I | CHIEF MARKETING OFFICER | A | Control |
| MEDIN, LARRY, ARTHUR | I | PRESIDENT | A | Control |
| MEDIN, LARRY, ARTHUR | I | PRESIDENT | A | Control |
| MEDIN, LARRY, ARTHUR | I | PRESIDENT | A | Control |
| SMITH, MICHAEL, CASE | I | MANAGING DIRECTOR | A | Control |
| SMITH, MICHAEL, CASE | I | MANAGING DIRECTOR | A | Control |
| SMITH, MICHAEL, CASE | I | MANAGING DIRECTOR | A | Control |
| THEODORE, THEODORE, MICHAEL | I | CHIEF COMPLIANCE OFFICER, PRESIDENT AND CHIEF INVESTMENT OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ABOELNAGA, MONA | I | OVERTURE ASSET MANAGERS, LLC | F | Control |
| COLEY, JAMES, CRAIG | I | OVERTURE ASSET MANAGERS, LLC | F | Control |
| COLEY, JAMES, CRAIG | I | OVERTURE ASSET MANAGERS, LLC | F | Control |
| COLEY, JAMES, CRAIG | I | OVERTURE ASSET MANAGERS, LLC | F | Control |
| COLEY, JAMES, CRAIG | I | OVERTURE ASSET MANAGERS, LLC | F | Control |
| KILEY, BRUCE, EDWARD | I | OVERTURE ASSET MANAGERS, LLC | F | Control |
Registrations
Federal
IA
Dec 23, 2011 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
575 LEXINGTON AVENUE8TH FLOOR
NEW YORK, NY 10022
United States
Phone: 212-624-1900