HANVEY, STEPHEN JEFFREY
Legal name: HANVEY FINANCIAL
CRD #127511 SEC #801-65054 WEST LAKE HILLS, TX 512-329-9650
SEC Registered
Total AUM
$45.8M
Discretionary
$0
Employees
5
Clients
25
Accounts
138
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 28, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WILLIAMS, GARTH, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILLIAMS, GARTH, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILLIAMS, GARTH, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WILLIAMS, GARTH, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANVEY, STEPHEN, JEFFREY | I | FINANCIAL ADVISOR | E | Control |
| HANVEY, STEPHEN, JEFFREY | I | FINANCIAL ADVISOR | E | Control |
| HANVEY, STEPHEN, JEFFREY | I | FINANCIAL ADVISOR | E | Control |
| HANVEY, STEPHEN, JEFFREY | I | FINANCIAL ADVISOR | E | Control |
| HANVEY, STEPHEN, JEFFREY | I | FINANCIAL ADVISOR | E | Control |
Registrations
Federal
IA
Feb 28, 2007 REGISTERED
Notice Filings (2)
CA TX
Address
1011 WESTLAKE DRWEST LAKE HILLS, TX 78746
USA
Phone: 512-329-9650