RIA Intelligence

BROADWING CAPITAL ADVISORS, INC.

CRD #127513 SEC #801-129735 LARKSPUR, CA 415-381-7555
SEC Registered
Total AUM
$126.4M
Discretionary
$108.9M
Employees
2
Clients
1
Accounts
268

Firm Details

Organization Type
Corporation
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 23, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
KANE, KELLY, DOUGLASIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
KANE, KELLY, DOUGLASIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
KANE, KELLY, DOUGLASIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
KANE, KELLY, DOUGLASIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
KANE, KELLY, DOUGLASIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Sep 23, 2025 REGISTERED

Notice Filings (2)

CA TX

Address

101 LARKSPUR LANDING CIRCLE
SUITE 221
LARKSPUR, CA 94939
United States
Phone: 415-381-7555