WEALTH MANAGEMENT SOLUTIONS, LLC
Legal name: WEALTH MANAGEMENT SOLUTIONS
CRD #127517 SEC #801-122994 SCOTTSDALE, AZ 480-609-4334
SEC Registered
Total AUM
$155.2M
Discretionary
$151.8M
Employees
4
Clients
51
Accounts
507
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ROSENTHAL, DAVID, SCOTT | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL, SENIOR FINANCIAL ADVISOR, CO-MANAGING MEMBER | E | Control |
| ROSENTHAL, DAVID, SCOTT | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL, SENIOR FINANCIAL ADVISOR, CO-MANAGING MEMBER | E | Control |
| ROSENTHAL, DAVID, SCOTT | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL, SENIOR FINANCIAL ADVISOR, CO-MANAGING MEMBER | E | Control |
| ROSENTHAL, DAVID, SCOTT | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL, SENIOR FINANCIAL ADVISOR, CO-MANAGING MEMBER | E | Control |
| ROSENTHAL, DAVID, SCOTT | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL, SENIOR FINANCIAL ADVISOR, CO-MANAGING MEMBER | E | Control |
| ROSENTHAL, DAVID, SCOTT | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL, SENIOR FINANCIAL ADVISOR, CO-MANAGING MEMBER | E | Control |
| ROSENTHAL, DAVID, SCOTT | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL, SENIOR FINANCIAL ADVISOR, MANAGING MEMBER | E | Control |
| ROSENTHAL, DAVID, SCOTT | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL, SENIOR FINANCIAL ADVISOR, MANAGING MEMBER | E | Control |
| ROSENTHAL, DAVID, SCOTT | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL, SENIOR FINANCIAL ADVISOR, MANAGING MEMBER | E | Control |
| ROSENTHAL, DAVID, SCOTT | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL, SENIOR FINANCIAL ADVISOR, MANAGING MEMBER | E | Control |
| ROSENTHAL, DAVID, SCOTT | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL, SENIOR FINANCIAL ADVISOR, MANAGING MEMBER | E | Control |
| ROSENTHAL, DAVID, SCOTT | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL, SENIOR FINANCIAL ADVISOR, MANAGING MEMBER | E | Control |
| ROSENTHAL, DAVID, SCOTT | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL, SENIOR FINANCIAL ADVISOR, MANAGING MEMBER | E | Control |
| ROSENTHAL, DAVID, SCOTT | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL, SENIOR FINANCIAL ADVISOR, MANAGING MEMBER | E | Control |
| ROSENTHAL, DAVID, SCOTT | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, PRINCIPAL, SENIOR FINANCIAL ADVISOR | D | Control |
| ROSENTHAL, DAVID, SCOTT | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, PRINCIPAL, SENIOR FINANCIAL ADVISOR | D | Control |
| ROSENTHAL, DAVID, SCOTT | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, PRINCIPAL, SENIOR FINANCIAL ADVISOR | D | Control |
| ROSENTHAL, DAVID, SCOTT | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL, SENIOR FINANCIAL ADVISOR, CO-MANAGING MEMBER | D | Control |
| ROSENTHAL, DAVID, SCOTT | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL, SENIOR FINANCIAL ADVISOR, CO-MANAGING MEMBER | D | Control |
| ROSENTHAL, DAVID, SCOTT | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL, SENIOR FINANCIAL ADVISOR, CO-MANAGING MEMBER | D | Control |
| ANSPACH, DANA, MARIE | I | MEMBER, PRINCIPAL, SENIOR FINANCIAL ADVISOR | C | Control |
| ANSPACH, DANA, MARIE | I | MEMBER, PRINCIPAL, SENIOR FINANCIAL ADVISOR | C | Control |
| ANSPACH, DANA, MARIE | I | MEMBER, PRINCIPAL, SENIOR FINANCIAL ADVISOR | C | Control |
| ANSPACH, DANA, MARIE | I | CO-MANAGING MEMBER, PRINCIPAL, SENIOR FINANCIAL ADVISOR | C | Control |
| ANSPACH, DANA, MARIE | I | CO-MANAGING MEMBER, PRINCIPAL, SENIOR FINANCIAL ADVISOR | C | Control |
| ANSPACH, DANA, MARIE | I | CO-MANAGING MEMBER, PRINCIPAL, SENIOR FINANCIAL ADVISOR | C | Control |
Registrations
Federal
IA
Mar 27, 2025 REGISTERED
Notice Filings (4)
AZ CA FL TX
Address
8550 E. SHEA BOULEVARD, SUITE 130SCOTTSDALE, AZ 85260
United States
Phone: 480-609-4334