BOLTON ASSET MANAGEMENT, LLC
CRD #127541 SEC #801-62200 MEMPHIS, TN 901-766-4450
SEC Registered
Total AUM
$421.3M
Discretionary
$421.3M
Employees
10
Clients
0
Accounts
7
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 1, 2004
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CORNISH, ROBERT, VAUGHAN | I | CHIEF LEGAL & COMPLIANCE OFFICER, SECRETARY | NA | |
| FIRTIK, GREGORY, CHARLES | I | CHIEF OPERATING OFFICER | NA | Control |
| FIRTIK, GREGORY, CHARLES | I | CHIEF OPERATIONS OFFICER AND SECRETARY | NA | Control |
| NELSON, STEPHEN, WELLS | I | CHIEF MANAGER | NA | Control |
| NELSON, STEPHEN, WELLS | I | CHIEF MANAGER | NA | Control |
| SEVEN TENTHS INVESTMENT GROUP, LLC | DE | MANAGING MEMBER OF APPLICANT | NA | Control |
| SEVEN TENTHS INVESTMENT GROUP, LLC | DE | MANAGING MEMBER OF APPLICANT | NA | Control |
| MERIDIAN VENTURE CAPITAL, L.P. | DE | MEMBER OF APPLICANT | E | |
| MERIDIAN VENTURE CAPITAL, L.P. | DE | MEMBER OF APPLICANT | E |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BOLTON, CHARLES, EARL | I | FAIRWOOD PARTNERS, L.P. | F | Control |
| BOLTON, CHARLES, EARL | I | NORMANDY PARTNERS, L.P. | F | Control |
| BOLTON, CHARLES, EARL | I | FAIRWOOD PARTNERS, L.P. | F | Control |
| BOLTON, CHARLES, EARL | I | NORMANDY PARTNERS, L.P. | F | Control |
| SEVEN TENTHS INVESTMENT GROUP, L.P. | DE | MERIDIAN VENTURE CAPITAL, L.P. | F | Control |
| SEVEN TENTHS INVESTMENT GROUP, L.P. | DE | MERIDIAN VENTURE CAPITAL, L.P. | F | Control |
| BOLTON INVESTMENT GROUP, L.P. | DE | NORMANDY PARTNERS, L.P. | E | Control |
| BOLTON INVESTMENT GROUP, L.P. | DE | FAIRWOOD PARTNERS, L.P. | E | Control |
| BOLTON INVESTMENT GROUP, L.P. | DE | NORMANDY PARTNERS, L.P. | E | Control |
| BOLTON INVESTMENT GROUP, L.P. | DE | FAIRWOOD PARTNERS, L.P. | E | Control |
| BOLTON, CHARLES, EARL | I | BOLTON INVESTMENT GROUP, L.P. | E | Control |
| BOLTON, CHARLES, EARL | I | BOLTON INVESTMENT GROUP, L.P. | E | Control |
| FAIRWOOD PARTNERS, L.P. | DE | MERIDIAN VENTURE CAPITAL, L.P. | C | Control |
| FAIRWOOD PARTNERS, L.P. | DE | MERIDIAN VENTURE CAPITAL, L.P. | C | Control |
| NORMANDY PARTNERS, L.P. | DE | MERIDIAN VENTURE CAPITAL, L.P. | C | Control |
| NORMANDY PARTNERS, L.P. | DE | MERIDIAN VENTURE CAPITAL, L.P. | C | Control |
Registrations
Federal
IA
Apr 1, 2004 REGISTERED
Notice Filings (3)
CA TN TX
Address
775 RIDGE LAKE BLVD.,SUITE 100MEMPHIS, TN 38120
USA
Phone: 901-766-4450