RUBICON GLOBAL ASSET MANAGEMENT, LLC
CRD #127585 SEC #801-67194 PORTLAND, OR 503.546.3151
SEC Registered
Total AUM
$8.9M
Discretionary
$8.9M
Employees
5
Clients
0
Accounts
42
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 30, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GOUD, RICHARD, BLAKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOUD, RICHARD, BLAKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOUD, RICHARD, BLAKE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHUM, STEVEN, MICHAEL | I | MEMBER | NA | |
| SHUM, STEVEN, MICHAEL | I | MEMBER | NA | |
| SHUM, STEVEN, MICHAEL | I | MEMBER | NA | |
| SHUM, STEVEN, MICHAEL | I | MEMBER | NA | |
| RAHMAN, MOHAMMAD, SAEED | I | CHAIRMAN/MEMBER | D | Control |
| RAHMAN, MOHAMMAD, SAEED | I | MANAGING MEMBER | D | Control |
| RAHMAN, MOHAMMAD, SAEED | I | MANAGING MEMBER | D | Control |
| RAHMAN, MOHAMMAD, SAEED | I | MANAGING MEMBER | D | Control |
| WILLARD, SHAWN, PATRICK | I | CHIEF COMPLIANCE OFFICER | B | |
| SARASWAT, SURESH, C. | I | MEMBER | A | |
| SARASWAT, SURESH, C. | I | MEMBER | A | |
| SARASWAT, SURESH, C. | I | MEMBER | A | |
| SARASWAT, SURESH, C. | I | MEMBER | A |
Registrations
Federal
IA
Aug 30, 2007 REGISTERED
Notice Filings (1)
OR
Address
ONE SW COLUMBIASUITE 900
PORTLAND, OR 97258
USA
Phone: 503.546.3151