BLACK RIVER ASSET MANAGEMENT LLC
CRD #127590 SEC #802-107915 HOPKINS, MN 952-984-3863
State Registered Exempt Reporting Private Funds
Total AUM
$71.9B
Discretionary
$71.4B
Employees
149
Clients
--
Accounts
27
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- MAY
- Registration Date
- --
- Latest Filing
- Jul 19, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEACH, ROBERT, DALE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, ROBERT, DALE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, ROBERT, DALE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, ROBERT, DALE | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| CONWAY, PAUL, DAMIAN | I | DIRECTOR | NA | Control |
| CONWAY, PAUL, DAMIAN | I | DIRECTOR | NA | Control |
| CONWAY, PAUL, DAMIAN | I | DIRECTOR | NA | Control |
| CONWAY, PAUL, DAMIAN | I | DIRECTOR | NA | Control |
| CONWAY, PAUL, DAMIAN | I | DIRECTOR | NA | Control |
| CONWAY, PAUL, DAMIAN | I | DIRECTOR | NA | Control |
| CONWAY, PAUL, DAMIAN | I | DIRECTOR | NA | Control |
| CONWAY, PAUL, DAMIAN | I | DIRECTOR | NA | Control |
| CONWAY, PAUL, DAMIAN | I | DIRECTOR | NA | Control |
| CONWAY, PAUL, DAMIAN | I | DIRECTOR | NA | Control |
| CONWAY, PAUL, DAMIAN | I | DIRECTOR | NA | Control |
| CONWAY, PAUL, DAMIAN | I | DIRECTOR | NA | Control |
| CONWAY, PAUL, DAMIAN | I | DIRECTOR | NA | Control |
| CONWAY, PAUL, DAMIAN | I | DIRECTOR | NA | Control |
| CONWAY, PAUL, DAMIAN | I | DIRECTOR | NA | Control |
| CONWAY, PAUL, DAMIAN | I | DIRECTOR | NA | Control |
| CONWAY, PAUL, DAMIAN | I | DIRECTOR | NA | Control |
| CONWAY, PAUL, DAMIAN | I | DIRECTOR | NA | Control |
| CONWAY, PAUL, DAMIAN | I | DIRECTOR | NA | Control |
| CONWAY, PAUL, DAMIAN | I | DIRECTOR | NA | Control |
| CONWAY, PAUL, DAMIAN | I | DIRECTOR | NA | Control |
| COOLEY, PATRICK, MICHAEL | I | INTERIM PRESIDENT | NA | Control |
| COOLEY, PATRICK, MICHAEL | I | INTERIM PRESIDENT | NA | Control |
| COOLEY, PATRICK, MICHAEL | I | INTERIM PRESIDENT | NA | Control |
| COOLEY, PATRICK, MICHAEL | I | INTERIM PRESIDENT | NA | Control |
| CORRIDAN, DAVID, PATRICK | I | DIRECTOR | NA | Control |
| CORRIDAN, DAVID, PATRICK | I | DIRECTOR | NA | Control |
| CORRIDAN, DAVID, PATRICK | I | DIRECTOR | NA | Control |
| CORRIDAN, DAVID, PATRICK | I | DIRECTOR | NA | Control |
| CORRIDAN, DAVID, PATRICK | I | DIRECTOR | NA | Control |
| CORRIDAN, DAVID, PATRICK | I | DIRECTOR | NA | Control |
| CORRIDAN, DAVID, PATRICK | I | DIRECTOR | NA | Control |
| CORRIDAN, DAVID, PATRICK | I | DIRECTOR | NA | Control |
| CORRIDAN, DAVID, PATRICK | I | DIRECTOR | NA | Control |
| CORRIDAN, DAVID, PATRICK | I | DIRECTOR | NA | Control |
| CORRIDAN, DAVID, PATRICK | I | DIRECTOR | NA | Control |
| CORRIDAN, DAVID, PATRICK | I | DIRECTOR | NA | Control |
| CORRIDAN, DAVID, PATRICK | I | DIRECTOR | NA | Control |
| CORRIDAN, DAVID, PATRICK | I | DIRECTOR | NA | Control |
| CORRIDAN, DAVID, PATRICK | I | DIRECTOR | NA | Control |
| CORRIDAN, DAVID, PATRICK | I | DIRECTOR | NA | Control |
| CORRIDAN, DAVID, PATRICK | I | DIRECTOR | NA | Control |
| CORRIDAN, DAVID, PATRICK | I | DIRECTOR | NA | Control |
| CORRIDAN, DAVID, PATRICK | I | DIRECTOR | NA | Control |
| CORRIDAN, DAVID, PATRICK | I | DIRECTOR | NA | Control |
| CORRIDAN, DAVID, PATRICK | I | DIRECTOR | NA | Control |
| CORRIDAN, DAVID, PATRICK | I | DIRECTOR | NA | Control |
| CORRIDAN, DAVID, PATRICK | I | DIRECTOR | NA | Control |
| CORRIDAN, DAVID, PATRICK | I | DIRECTOR | NA | Control |
| CUTLER, LINDA, SUSAN | I | DIRECTOR | NA | Control |
| CUTLER, LINDA, SUSAN | I | DIRECTOR | NA | Control |
| CUTLER, LINDA, SUSAN | I | DIRECTOR | NA | Control |
| CUTLER, LINDA, SUSAN | I | DIRECTOR | NA | Control |
| CUTLER, LINDA, SUSAN | I | DIRECTOR | NA | Control |
| CUTLER, LINDA, SUSAN | I | DIRECTOR | NA | Control |
| CUTLER, LINDA, SUSAN | I | DIRECTOR | NA | Control |
| CUTLER, LINDA, SUSAN | I | DIRECTOR | NA | Control |
| CUTLER, LINDA, SUSAN | I | DIRECTOR | NA | Control |
| CUTLER, LINDA, SUSAN | I | DIRECTOR | NA | Control |
| CUTLER, LINDA, SUSAN | I | DIRECTOR | NA | Control |
| CUTLER, LINDA, SUSAN | I | DIRECTOR | NA | Control |
| CUTLER, LINDA, SUSAN | I | DIRECTOR | NA | Control |
| CUTLER, LINDA, SUSAN | I | DIRECTOR | NA | Control |
| CUTLER, LINDA, SUSAN | I | DIRECTOR | NA | Control |
| DINES, DAVID, EDWARD | I | DIRECTOR | NA | Control |
| DINES, DAVID, EDWARD | I | DIRECTOR | NA | Control |
| DINES, DAVID, EDWARD | I | DIRECTOR | NA | Control |
| DINES, DAVID, EDWARD | I | DIRECTOR | NA | Control |
| DINES, DAVID, EDWARD | I | DIRECTOR | NA | Control |
| DINES, DAVID, EDWARD | I | DIRECTOR | NA | Control |
| DINES, DAVID, EDWARD | I | DIRECTOR | NA | Control |
| DROBNY, JEFFREY, STEVEN | I | PRINCIPAL | NA | Control |
| DROBNY, JEFFREY, STEVEN | I | PRINCIPAL | NA | Control |
| DROBNY, JEFFREY, STEVEN | I | PRINCIPAL | NA | Control |
| DROBNY, JEFFREY, STEVEN | I | PRINCIPAL | NA | Control |
| DROBNY, JEFFREY, STEVEN | I | PRINCIPAL | NA | Control |
| DROBNY, JEFFREY, STEVEN | I | PRINCIPAL | NA | Control |
| DROBNY, JEFFREY, STEVEN | I | PRINCIPAL | NA | Control |
| DROBNY, JEFFREY, STEVEN | I | PRINCIPAL | NA | Control |
| DROBNY, JEFFREY, STEVEN | I | PRINCIPAL | NA | Control |
| DROBNY, JEFFREY, STEVEN | I | PRINCIPAL | NA | Control |
| DROBNY, JEFFREY, STEVEN | I | PRINCIPAL | NA | Control |
| DROBNY, JEFFREY, STEVEN | I | PRINCIPAL | NA | Control |
| DROBNY, JEFFREY, STEVEN | I | PRINCIPAL | NA | Control |
| DROBNY, JEFFREY, STEVEN | I | PRINCIPAL | NA | Control |
| DROBNY, JEFFREY, STEVEN | I | PRINCIPAL | NA | Control |
| DROBNY, JEFFREY, STEVEN | I | PRINCIPAL | NA | Control |
| DROBNY, JEFFREY, STEVEN | I | PRINCIPAL | NA | Control |
| DROBNY, JEFFREY, STEVEN | I | PRINCIPAL | NA | Control |
| DROBNY, JEFFREY, STEVEN | I | PRINCIPAL | NA | Control |
| DROBNY, JEFFREY, STEVEN | I | PRINCIPAL | NA | Control |
| DROBNY, JEFFREY, STEVEN | I | PRINCIPAL | NA | Control |
| DROBNY, JEFFREY, STEVEN | I | PRINCIPAL | NA | Control |
| DROBNY, JEFFREY, STEVEN | I | PRINCIPAL | NA | Control |
| DROBNY, JEFFREY, STEVEN | I | PRINCIPAL | NA | Control |
| DROBNY, JEFFREY, STEVEN | I | PRINCIPAL | NA | Control |
| FERNANDEZ, HECTOR, ENRIQUE | I | DIRECTOR | NA | Control |
| FERNANDEZ, HECTOR, ENRIQUE | I | DIRECTOR | NA | Control |
| FERNANDEZ, HECTOR, ENRIQUE | I | DIRECTOR | NA | Control |
| GOEDKEN, ROBERT | I | CHIEF LEGAL OFFICER | NA | Control |
| GOEDKEN, ROBERT | I | CHIEF LEGAL OFFICER | NA | Control |
| GOEDKEN, ROBERT | I | CHIEF LEGAL OFFICER | NA | Control |
| GOEDKEN, ROBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| GOEDKEN, ROBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| GOEDKEN, ROBERT | I | CHIEF LEGAL OFFICER | NA | Control |
| GOEDKEN, ROBERT | I | CHIEF LEGAL OFFICER | NA | Control |
| GOEDKEN, ROBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| GOEDKEN, ROBERT | I | CHIEF LEGAL OFFICER | NA | Control |
| GOEDKEN, ROBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| GOEDKEN, ROBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| GOEDKEN, ROBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| GOEDKEN, ROBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| GOEDKEN, ROBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| GOEDKEN, ROBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| GOEDKEN, ROBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| GOEDKEN, ROBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| GOEDKEN, ROBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| GOEDKEN, ROBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| GOEDKEN, ROBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| GOEDKEN, ROBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| GOEDKEN, ROBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| GOEDKEN, ROBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| GOEDKEN, ROBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| GOEDKEN, ROBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| JARRETT, GARY, WILLIAM | I | MANAGING PRINCIPAL | NA | Control |
| JARRETT, GARY, WILLIAM | I | MANAGING PRINCIPAL | NA | Control |
| JARRETT, GARY, WILLIAM | I | MANAGING PRINCIPAL | NA | Control |
| JARRETT, GARY, WILLIAM | I | MANAGING PRINCIPAL, DIRECTOR | NA | Control |
| JARRETT, GARY, WILLIAM | I | MANAGING PRINCIPAL, DIRECTOR | NA | Control |
| JARRETT, GARY, WILLIAM | I | MANAGING PRINCIPAL | NA | Control |
| JARRETT, GARY, WILLIAM | I | MANAGING PRINCIPAL, DIRECTOR | NA | Control |
| JARRETT, GARY, WILLIAM | I | MANAGING PRINCIPAL | NA | Control |
| JARRETT, GARY, WILLIAM | I | MANAGING PRINCIPAL, DIRECTOR | NA | Control |
| JARRETT, GARY, WILLIAM | I | MANAGING PRINCIPAL, DIRECTOR | NA | Control |
| JARRETT, GARY, WILLIAM | I | MANAGING PRINCIPAL, DIRECTOR | NA | Control |
| JARRETT, GARY, WILLIAM | I | MANAGING PRINCIPAL, DIRECTOR | NA | Control |
| JARRETT, GARY, WILLIAM | I | MANAGING PRINCIPAL, DIRECTOR | NA | Control |
| JARRETT, GARY, WILLIAM | I | MANAGING PRINCIPAL, DIRECTOR | NA | Control |
| JARRETT, GARY, WILLIAM | I | MANAGING PRINCIPAL, DIRECTOR | NA | Control |
| JARRETT, GARY, WILLIAM | I | MANAGING PRINCIPAL, DIRECTOR | NA | Control |
| JARRETT, GARY, WILLIAM | I | MANAGING PRINCIPAL, DIRECTOR | NA | Control |
| JARRETT, GARY, WILLIAM | I | MANAGING PRINCIPAL, DIRECTOR | NA | Control |
| JARRETT, GARY, WILLIAM | I | MANAGING PRINCIPAL, DIRECTOR | NA | Control |
| JARRETT, GARY, WILLIAM | I | MANAGING PRINCIPAL, DIRECTOR | NA | Control |
| JARRETT, GARY, WILLIAM | I | MANAGING PRINCIPAL, DIRECTOR | NA | Control |
| JARRETT, GARY, WILLIAM | I | MANAGING PRINCIPAL, DIRECTOR | NA | Control |
| KOENIG, EMERY | I | DIRECTOR | NA | Control |
| KOENIG, EMERY | I | DIRECTOR | NA | Control |
| KOENIG, EMERY | I | DIRECTOR | NA | Control |
| KOENIG, EMERY | I | DIRECTOR | NA | Control |
| KOENIG, EMERY | I | DIRECTOR | NA | Control |
| KOENIG, EMERY | I | DIRECTOR | NA | Control |
| KOENIG, EMERY | I | DIRECTOR | NA | Control |
| KOENIG, EMERY | I | DIRECTOR | NA | Control |
| KOENIG, EMERY | I | DIRECTOR | NA | Control |
| KOENIG, EMERY | I | DIRECTOR | NA | Control |
| KOENIG, EMERY | I | DIRECTOR | NA | Control |
| KOENIG, EMERY | I | DIRECTOR | NA | Control |
| KOENIG, EMERY | I | DIRECTOR | NA | Control |
| KOENIG, EMERY | I | DIRECTOR | NA | Control |
| KOENIG, EMERY | I | DIRECTOR | NA | Control |
| KOENIG, EMERY | I | DIRECTOR | NA | Control |
| KOENIG, EMERY | I | DIRECTOR | NA | Control |
| KOENIG, EMERY | I | DIRECTOR | NA | Control |
| LARSON, ERIC | I | PRINCIPAL | NA | Control |
| LARSON, ERIC | I | PRINCIPAL | NA | Control |
| LARSON, ERIC | I | PRINCIPAL | NA | Control |
| LARSON, ERIC | I | PRINCIPAL | NA | Control |
| LARSON, ERIC | I | PRINCIPAL | NA | Control |
| LARSON, ERIC | I | PRINCIPAL | NA | Control |
| LARSON, ERIC | I | PRINCIPAL | NA | Control |
| LARSON, ERIC | I | PRINCIPAL | NA | Control |
| LARSON, ERIC | I | PRINCIPAL | NA | Control |
| LARSON, ERIC | I | PRINCIPAL | NA | Control |
| LARSON, ERIC | I | PRINCIPAL | NA | Control |
| LARSON, ERIC | I | PRINCIPAL | NA | Control |
| LARSON, ERIC | I | PRINCIPAL | NA | Control |
| LARSON, ERIC | I | PRINCIPAL | NA | Control |
| LLEWELYN, JEREMY | I | PRINCIPAL | NA | Control |
| LLEWELYN, JEREMY | I | PRINCIPAL | NA | Control |
| LLEWELYN, JEREMY | I | PRINCIPAL | NA | Control |
| LLEWELYN, JEREMY | I | PRINCIPAL | NA | Control |
| LLEWELYN, JEREMY | I | PRINCIPAL | NA | Control |
| LLEWELYN, JEREMY | I | PRINCIPAL | NA | Control |
| LLEWELYN, JEREMY | I | PRINCIPAL | NA | Control |
| LLEWELYN, JEREMY | I | PRINCIPAL | NA | Control |
| LLEWELYN, JEREMY | I | PRINCIPAL | NA | Control |
| LLEWELYN, JEREMY | I | PRINCIPAL | NA | Control |
| LLEWELYN, JEREMY | I | PRINCIPAL | NA | Control |
| LLEWELYN, JEREMY | I | PRINCIPAL | NA | Control |
| LLEWELYN, JEREMY | I | PRINCIPAL | NA | Control |
| LLEWELYN, JEREMY | I | PRINCIPAL | NA | Control |
| LLEWELYN, JEREMY | I | PRINCIPAL | NA | Control |
| LLEWELYN, JEREMY | I | PRINCIPAL | NA | Control |
| LLEWELYN, JEREMY | I | PRINCIPAL | NA | Control |
| LLEWELYN, JEREMY | I | PRINCIPAL | NA | Control |
| LLEWELYN, JEREMY | I | PRINCIPAL | NA | Control |
| LLEWELYN, JEREMY | I | PRINCIPAL | NA | Control |
| LLEWELYN, JEREMY | I | PRINCIPAL | NA | Control |
| LLEWELYN, JEREMY | I | PRINCIPAL | NA | Control |
| LUMPKINS, ROBERT, LEE | I | DIRECTOR | NA | |
| LUMPKINS, ROBERT, LEE | I | DIRECTOR | NA | |
| MACLENNAN, DAVID, WOOD | I | DIRECTOR | NA | Control |
| MACLENNAN, DAVID, WOOD | I | DIRECTOR | NA | Control |
| MACLENNAN, DAVID, WOOD | I | DIRECTOR | NA | Control |
| MACLENNAN, DAVID, WOOD | I | DIRECTOR | NA | Control |
| MACLENNAN, DAVID, WOOD | I | DIRECTOR | NA | Control |
| MACLENNAN, DAVID, WOOD | I | DIRECTOR | NA | Control |
| MACLENNAN, DAVID, WOOD | I | DIRECTOR | NA | Control |
| MACLENNAN, DAVID, WOOD | I | DIRECTOR | NA | Control |
| MACLENNAN, DAVID, WOOD | I | DIRECTOR | NA | Control |
| MACLENNAN, DAVID, WOOD | I | DIRECTOR | NA | Control |
| MACLENNAN, DAVID, WOOD | I | DIRECTOR | NA | Control |
| Olson, Jayme, Donald | I | INTERIM PRESIDENT | NA | Control |
| Olson, Jayme, Donald | I | INTERIM PRESIDENT | NA | Control |
| Olson, Jayme, Donald | I | INTERIM PRESIDENT | NA | Control |
| Olson, Jayme, Donald | I | INTERIM PRESIDENT | NA | Control |
| Olson, Jayme, Donald | I | INTERIM PRESIDENT | NA | Control |
| PAGE, GREGORY | I | DIRECTOR | NA | Control |
| PAGE, GREGORY | I | DIRECTOR | NA | Control |
| PAGE, GREGORY | I | DIRECTOR | NA | Control |
| PLUMRIDGE, ROBIN, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PLUMRIDGE, ROBIN, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PUMILIA, STEVEN, COLT | I | PRINCIPAL | NA | Control |
| PUMILIA, STEVEN, COLT | I | PRINCIPAL | NA | Control |
| PUMILIA, STEVEN, COLT | I | PRINCIPAL | NA | Control |
| PUMILIA, STEVEN, COLT | I | PRINCIPAL | NA | Control |
| RABOGLIATTI, MARK, GOIHL | I | CHIEF LEGAL OFFICER | NA | Control |
| RABOGLIATTI, MARK, GOIHL | I | CHIEF LEGAL OFFICER | NA | Control |
| RABOGLIATTI, MARK, GOIHL | I | CHIEF LEGAL OFFICER | NA | Control |
| RABOGLIATTI, MARK, GOIHL | I | CHIEF LEGAL OFFICER | NA | Control |
| RABOGLIATTI, MARK, GOIHL | I | CHIEF LEGAL OFFICER | NA | Control |
| RABOGLIATTI, MARK, GOIHL | I | CHIEF LEGAL OFFICER | NA | Control |
| RABOGLIATTI, MARK, GOIHL | I | CHIEF LEGAL OFFICER | NA | Control |
| RABOGLIATTI, MARK, GOIHL | I | CHIEF LEGAL OFFICER | NA | Control |
| RABOGLIATTI, MARK, GOIHL | I | CHIEF LEGAL OFFICER | NA | Control |
| RABOGLIATTI, MARK, GOIHL | I | CHIEF LEGAL OFFICER | NA | Control |
| RABOGLIATTI, MARK, GOIHL | I | CHIEF LEGAL OFFICER | NA | Control |
| RABOGLIATTI, MARK, GOIHL | I | CHIEF LEGAL OFFICER | NA | Control |
| RABOGLIATTI, MARK, GOIHL | I | CHIEF LEGAL OFFICER | NA | Control |
| RABOGLIATTI, MARK, GOIHL | I | CHIEF LEGAL OFFICER | NA | Control |
| RABOGLIATTI, MARK, GOIHL | I | CHIEF LEGAL OFFICER | NA | Control |
| RAISBECK, DAVID, WAYNE | I | DIRECTOR | NA | Control |
| RAISBECK, DAVID, WAYNE | I | DIRECTOR | NA | Control |
| RAISBECK, DAVID, WAYNE | I | DIRECTOR | NA | Control |
| RAISBECK, DAVID, WAYNE | I | DIRECTOR | NA | Control |
| ROBERTSON, DAVID, ALEXANDER | I | DIRECTOR | NA | Control |
| ROBERTSON, DAVID, ALEXANDER | I | DIRECTOR | NA | Control |
| ROBERTSON, DAVID, ALEXANDER | I | DIRECTOR | NA | Control |
| ROBERTSON, DAVID, ALEXANDER | I | DIRECTOR | NA | Control |
| ROBERTSON, DAVID, ALEXANDER | I | DIRECTOR | NA | Control |
| ROBERTSON, DAVID, ALEXANDER | I | DIRECTOR | NA | Control |
| ROBERTSON, DAVID, ALEXANDER | I | DIRECTOR | NA | Control |
| ROBERTSON, DAVID, ALEXANDER | I | DIRECTOR | NA | Control |
| ROBERTSON, DAVID, ALEXANDER | I | DIRECTOR | NA | Control |
| ROBERTSON, DAVID, ALEXANDER | I | DIRECTOR | NA | Control |
| ROBERTSON, DAVID, ALEXANDER | I | DIRECTOR | NA | Control |
| ROBERTSON, DAVID, ALEXANDER | I | DIRECTOR | NA | Control |
| ROBERTSON, DAVID, ALEXANDER | I | DIRECTOR | NA | Control |
| ROBERTSON, DAVID, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTSON, DAVID, ALEXANDER | I | DIRECTOR | NA | Control |
| ROBERTSON, DAVID, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTSON, DAVID, ALEXANDER | I | DIRECTOR | NA | Control |
| ROBERTSON, DAVID, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTSON, DAVID, ALEXANDER | I | DIRECTOR | NA | Control |
| ROBERTSON, DAVID, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROGERS, DAVID, W | I | DIRECTOR | NA | |
| SCHMIDT, GUILHERME | I | PRINCIPAL | NA | Control |
| SCHMIDT, GUILHERME | I | PRINCIPAL | NA | Control |
| SCHMIDT, GUILHERME | I | PRINCIPAL | NA | Control |
| SCHMIDT, GUILHERME | I | PRINCIPAL | NA | Control |
| SCHMIDT, GUILHERME | I | PRINCIPAL | NA | Control |
| SCHMIDT, GUILHERME | I | PRINCIPAL | NA | Control |
| SCHMIDT, GUILHERME | I | PRINCIPAL | NA | Control |
| SCHMIDT, GUILHERME | I | PRINCIPAL | NA | Control |
| SCHMIDT, GUILHERME | I | PRINCIPAL | NA | Control |
| SCHMIDT, GUILHERME | I | PRINCIPAL | NA | Control |
| SCHMIDT, GUILHERME | I | PRINCIPAL | NA | Control |
| SCHMIDT, GUILHERME | I | PRINCIPAL | NA | Control |
| SCHMIDT, GUILHERME | I | PRINCIPAL | NA | Control |
| SCHMIDT, GUILHERME | I | PRINCIPAL | NA | Control |
| SCHMIDT, GUILHERME | I | PRINCIPAL | NA | Control |
| SCHMIDT, GUILHERME | I | PRINCIPAL | NA | Control |
| SCHMIDT, GUILHERME | I | PRINCIPAL | NA | Control |
| SCHMIDT, GUILHERME | I | PRINCIPAL | NA | Control |
| SCHMIDT, GUILHERME | I | PRINCIPAL | NA | Control |
| SCHMIDT, GUILHERME | I | PRINCIPAL | NA | Control |
| SCHMIDT, GUILHERME | I | PRINCIPAL | NA | Control |
| SCHMIDT, GUILHERME | I | PRINCIPAL | NA | Control |
| SCHMIDT, GUILHERME | I | PRINCIPAL | NA | Control |
| SCHMIDT, GUILHERME | I | PRINCIPAL | NA | Control |
| SCHMIDT, GUILHERME | I | PRINCIPAL | NA | Control |
| SCHMIDT, GUILHERME | I | PRINCIPAL | NA | Control |
| VEAZEY, WILLIAM, W | I | DIRECTOR | NA | |
| WAGNER, THOMAS, C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WAGNER, THOMAS, C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WAGNER, THOMAS, C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WAGNER, THOMAS, C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WAGNER, THOMAS, C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WAGNER, THOMAS, C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WAGNER, THOMAS, C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WAGNER, THOMAS, C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WAGNER, THOMAS, C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WAGNER, THOMAS, C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WAGNER, THOMAS, C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WAGNER, THOMAS, C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WAGNER, THOMAS, C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WAGNER, THOMAS, C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WAGNER, THOMAS, C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WAGNER, THOMAS, C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WAGNER, THOMAS, C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WAGNER, THOMAS, C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WAGNER, THOMAS, C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WAGNER, THOMAS, C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WAGNER, THOMAS, C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF RELYING ADVISERS - SECTION 1.B. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF GP ENTITIES - SECTION 7.A. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF RELYING ADVISERS - SECTION 1.B. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF GP ENTITIES - SECTION 7.A. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF RELYING ADVISERS - SECTION 1.B. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF GP ENTITIES - SECTION 7.A. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF RELYING ADVISERS - SECTION 1.B. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF GP ENTITIES - SECTION 7.A. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF RELYING ADVISERS - SECTION 1.B. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF GP ENTITIES - SECTION 7.A. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF RELYING ADVISERS - SECTION 1.B. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF GP ENTITIES - SECTION 7.A. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF RELYING ADVISERS - SECTION 1.B. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF GP ENTITIES - SECTION 7.A. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF RELYING ADVISERS - SECTION 1.B. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF GP ENTITIES - SECTION 7.A. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF RELYING ADVISERS - SECTION 1.B. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF GP ENTITIES - SECTION 7.A. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF RELYING ADVISERS - SECTION 1.B. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF GP ENTITIES - SECTION 7.A. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF RELYING ADVISERS - SECTION 1.B. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF GP ENTITIES - SECTION 7.A. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF RELYING ADVISERS - SECTION 1.B. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF GP ENTITIES - SECTION 7.A. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF RELYING ADVISERS - SECTION 1.B. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF GP ENTITIES - SECTION 7.A. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF RELYING ADVISERS - SECTION 1.B. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF GP ENTITIES - SECTION 7.A. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF RELYING ADVISERS - SECTION 1.B. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF GP ENTITIES - SECTION 7.A. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF RELYING ADVISERS - SECTION 1.B. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF GP ENTITIES - SECTION 7.A. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF RELYING ADVISERS - SECTION 1.B. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF GP ENTITIES - SECTION 7.A. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF RELYING ADVISERS - SECTION 1.B. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF GP ENTITIES - SECTION 7.A. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF RELYING ADVISERS - SECTION 1.B. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF GP ENTITIES - SECTION 7.A. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF RELYING ADVISERS - SECTION 1.B. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF GP ENTITIES - SECTION 7.A. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF RELYING ADVISERS - SECTION 1.B. | E | Control |
| BLACK RIVER ASSET MANAGEMENT LLC | DE | SHAREHOLDER OF GP ENTITIES - SECTION 7.A. | E | Control |
| CARGILL FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CARGILL FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CARGILL FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CARGILL FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CARGILL FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CARGILL FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CARGILL FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CARGILL FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CARGILL FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CARGILL FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CARGILL FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CARGILL FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CARGILL FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CARGILL FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CARGILL FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CARGILL FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CARGILL FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CARGILL FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CARGILL FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CARGILL FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CARGILL FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CARGILL FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CARGILL FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CARGILL FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CARGILL FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CARGILL FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CARGILL FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CARGILL FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CARGILL FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CARGILL FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
| CARGILL FINANCIAL SERVICES CORPORATION | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CARGILL INC. | DE | CARGILL FINANCIAL SERVICES CORPORATION | E | Control |
| CARGILL INC. | DE | CARGILL FINANCIAL SERVICES CORPORATION | E | Control |
| CARGILL INC. | DE | CARGILL FINANCIAL SERVICES CORPORATION | E | Control |
| CARGILL INC. | DE | CARGILL FINANCIAL SERVICES CORPORATION | E | Control |
| CARGILL INC. | DE | CARGILL FINANCIAL SERVICES CORPORATION | E | Control |
| CARGILL INC. | DE | CARGILL FINANCIAL SERVICES CORPORATION | E | Control |
| CARGILL INC. | DE | CARGILL FINANCIAL SERVICES CORPORATION | E | Control |
| CARGILL INC. | DE | CARGILL FINANCIAL SERVICES CORPORATION | E | Control |
| CARGILL INC. | DE | CARGILL FINANCIAL SERVICES CORPORATION | E | Control |
| CARGILL INC. | DE | CARGILL FINANCIAL SERVICES CORPORATION | E | Control |
| CARGILL INC. | DE | CARGILL FINANCIAL SERVICES CORPORATION | E | Control |
| CARGILL INC. | DE | CARGILL FINANCIAL SERVICES CORPORATION | E | Control |
| CARGILL INC. | DE | CARGILL FINANCIAL SERVICES CORPORATION | E | Control |
| CARGILL INC. | DE | CARGILL FINANCIAL SERVICES CORPORATION | E | Control |
| CARGILL INC. | DE | CARGILL FINANCIAL SERVICES CORPORATION | E | Control |
| CARGILL INC. | DE | CARGILL FINANCIAL SERVICES CORPORATION | E | Control |
| CARGILL INC. | DE | CARGILL FINANCIAL SERVICES CORPORATION | E | Control |
| CARGILL INC. | DE | CARGILL FINANCIAL SERVICES CORPORATION | E | Control |
| CARGILL INC. | DE | CARGILL FINANCIAL SERVICES CORPORATION | E | Control |
| CARGILL INC. | DE | CARGILL FINANCIAL SERVICES CORPORATION | E | Control |
| CARGILL INC. | DE | CARGILL FINANCIAL SERVICES CORPORATION | E | Control |
| CARGILL INC. | DE | CARGILL FINANCIAL SERVICES CORPORATION | E | Control |
| CARGILL INC. | DE | CARGILL FINANCIAL SERVICES CORPORATION | E | Control |
| CARGILL INC. | DE | CARGILL FINANCIAL SERVICES CORPORATION | E | Control |
| CARGILL INC. | DE | CARGILL FINANCIAL SERVICES CORPORATION | E | Control |
| CARGILL INC. | DE | CARGILL FINANCIAL SERVICES CORPORATION | E | Control |
| CARGILL INC. | DE | CARGILL FINANCIAL SERVICES CORPORATION | E | Control |
| CARGILL INC. | DE | CARGILL FINANCIAL SERVICES CORPORATION | E | Control |
Registrations
Federal
ERA
Jul 19, 2017 REGISTERED
Notice Filings (3)
CA MN NY
Address
9320 EXCELSIOR BOULEVARDMS 143-5-2
HOPKINS, MN 55343
United States
Phone: 952-984-3863