OLIVER CAPITAL MANAGEMENT, INC.
Legal name: OLIVER CAPITAL MANAGEMENT
CRD #127606 SEC #801-67157 SEATTLE, WA 206-775-7500
SEC Registered
Total AUM
$422.3M
Discretionary
$43.7M
Employees
2
Clients
0
Accounts
1,717
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 16, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| OLIVER, MARK, KENNETH | I | MANAGING MEMBER/PRESIDENT/CCO | NA | Control |
| OLIVER, MARK, KENNETH | I | MANAGING MEMBER/PRESIDENT/CCO | NA | Control |
| OLIVER CAPITAL MANAGEMENT HOLDINGS, LLC | DE | MEMBER | E | Control |
| OLIVER CAPITAL MANAGEMENT HOLDINGS, LLC | DE | MEMBER | E | Control |
| OLIVER, MARK, KENNETH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| OLIVER, MARK, KENNETH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| OLIVER, MARK, KENNETH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| OLIVER, MARK, KENNETH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| OLIVER, MARK, KENNETH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| OLIVER, MARK, KENNETH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| OLIVER, MARK, KENNETH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| OLIVER, MARK, KENNETH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| OLIVER, MARK, KENNETH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| OLIVER, MARK, KENNETH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| OLIVER, MARK, KENNETH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| OLIVER, MARK, KENNETH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| OLIVER, MARK, KENNETH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| OLIVER, MARK, KENNETH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| OLIVER, MARK, KENNETH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| OLIVER, MARK, KENNETH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| OLIVER, MARK, KENNETH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| OLIVER, MARK, KENNETH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| OLIVER, MARK, KENNETH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| OLIVER, MARK, KENNETH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| OLIVER, MARK, KENNETH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| OLIVER, MARK, KENNETH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jul 16, 2025 REGISTERED
Notice Filings (6)
AK AZ CA OR TX WA
Address
601 UNION STREETSUITE 3010
SEATTLE, WA 98101-4036
United States
Phone: 206-775-7500