GLOBAL FINANCIAL ASSET MANAGEMENT, LLC
CRD #127629 SEC #801-62284 SARASOTA, FL 941-918-8266
SEC Registered
Total AUM
$89.1M
Discretionary
$21.7M
Employees
10
Clients
0
Accounts
555
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 18, 2003
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| TORRINGTON, RICHARD, EDWARD | I | VICE PRESIDENT | NA | |
| GLOBAL FINANCIAL ADVISORY, INC. | DE | MEMBER | E | Control |
| ANGELOTTI ROSENBERG FINANCIAL GROUP | DE | MEMBER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ANGELOTTI, RICHARD, HENRY | I | ANGELOTTI ROSENBERG FINANCIAL GROUP | D | Control |
| ROSENBERG, DAVID, MICHAEL | I | ANGELOTTI ROSENBERG FINANCIAL GROUP | D | Control |
| ROSENBERG, EDWARD, MARTIN | I | ANGELOTTI ROSENBERG FINANCIAL GROUP | D | Control |
| FRAZIER, GEOFFREY, ALLEN | I | GLOBAL FINANCIAL ADVISORY, INC. | C | Control |
| TORRINGTON, RICHARD, EDWARD | I | GLOBAL FINANCIAL ADVISORY, INC. | C | Control |
Registrations
Federal
IA
Dec 18, 2003 REGISTERED
Notice Filings (3)
FL MN TX
Address
2080 RINGLING BOULEVARD,1ST FLOOR
SARASOTA, FL 34237
USA
Phone: 941-918-8266