APEX CAPITAL MANAGEMENT, LLC
CRD #127631 SEC #801-62253 NEW YORK, NY 212-750-5400
SEC Registered
Total AUM
$39.7M
Discretionary
$39.7M
Employees
5
Clients
--
Accounts
4
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 10, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WILLIAMS, WILLIS, W. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, WILLIS, W. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FALIKS, AVIEL | I | PRESIDENT | E | Control |
| FALIKS, AVIEL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| FALIKS, AVIEL | I | PRESIDENT | E | Control |
| FALIKS, AVIEL | I | PRESIDENT | E | Control |
| FALIKS, AVIEL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| FALIKS, AVIEL | I | PRESIDENT | E | Control |
| FALIKS, AVIEL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| FALIKS, AVIEL | I | PRESIDENT | E | Control |
| FALIKS, AVIEL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BEER, ANDREW, DAVID | I | PRESIDENT | D | Control |
| BEER, ANDREW, DAVID | I | PRESIDENT | D | Control |
| FALIKS, AVIEL | I | PORTFOLIO MANAGER | D | Control |
| FALIKS, AVIEL | I | PORTFOLIO MANAGER | C | Control |
| SASCO HOLDINGS, LLC | DE | MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BEER, ELEANOR, C | I | SASCO HOLDINGS, LLC | E | Control |
Registrations
Federal
IA
Jun 10, 2005 REGISTERED
Notice Filings (1)
NY
Address
570 LEXINGTON AVENUE, 25TH FLOORNEW YORK, NY 10022
USA
Phone: 212-750-5400