PLOTKIN FINANCIAL ADVISORS, LLC
CRD #127635 SEC #801-85168 CHEVY CHASE, MD 301-907-9790
SEC Registered
Total AUM
$221.8M
Discretionary
$221.8M
Employees
4
Clients
25
Accounts
711
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Maryland
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 25, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HEALY, MARY, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEALY, MARY, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEALY, MARY, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEALY, MARY, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEALY, MARY, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEALY, MARY, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEALY, MARY, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEALY, MARY, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEALY, MARY, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEALY, MARY, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEALY, MARY, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEALY, MARY, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEALY, MARY, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEALY, MARY, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEALY, MARY, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEALY, MARY, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUNT, SARAH, JOSEPHINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUNT, SARAH, JOSEPHINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUNT, SARAH, JOSEPHINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUNT, SARAH, JOSEPHINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUNT, SARAH, JOSEPHINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUNT, SARAH, JOSEPHINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUNT, SARAH, JOSEPHINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUNT, SARAH, JOSEPHINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUNT, SARAH, JOSEPHINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUNT, SARAH, JOSEPHINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUNT, SARAH, JOSEPHINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUNT, SARAH, JOSEPHINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUNT, SARAH, JOSEPHINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| IMPHONG, ERICH, MICHAEL | I | PRESIDENT | NA | Control |
| IMPHONG, ERICH, MICHAEL | I | PRESIDENT | NA | Control |
| IMPHONG, ERICH, MICHAEL | I | PRESIDENT | NA | Control |
| MURPHY, KRISTI, LEIGH | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE VP- CLIENT OPERATIONS | NA | Control |
| MURPHY, KRISTI, LEIGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY, KRISTI, LEIGH | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE VP- CLIENT OPERATIONS | NA | Control |
| MURPHY, KRISTI, LEIGH | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE VP- CLIENT OPERATIONS | NA | Control |
| MURPHY, KRISTI, LEIGH | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE VP- CLIENT OPERATIONS | NA | Control |
| MURPHY, KRISTI, LEIGH | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE VP- CLIENT OPERATIONS | NA | Control |
| MURPHY, KRISTI, LEIGH | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE VP- CLIENT OPERATIONS | NA | Control |
| MURPHY, KRISTI, LEIGH | I | CHIEF COMPLIANCE OFFICER/EXECUTIVE VP- CLIENT OPERATIONS | NA | Control |
| PLOTKIN, TERRI, REED | I | MEMBER | NA | |
| PLOTKIN, TERRI, REED | I | MEMBER | NA | |
| PLOTKIN, TERRI, REED | I | MEMBER | NA | |
| PLOTKIN, TERRI, REED | I | MEMBER | NA | |
| PLOTKIN, TERRI, REED | I | MEMBER | NA | |
| PLOTKIN, TERRI, REED | I | MEMBER | NA | |
| PLOTKIN, TERRI, REED | I | MEMBER | NA | |
| PLOTKIN, TERRI, REED | I | MEMBER | NA | |
| PLOTKIN, TERRI, REED | I | MEMBER | NA | |
| PLOTKIN, TERRI, REED | I | MEMBER | NA | |
| PLOTKIN, TERRI, REED | I | MEMBER | NA | |
| OCEANVIEW CONSULTANTS, LLC | DE | OWNER | E | Control |
| OCEANVIEW CONSULTANTS, LLC | DE | OWNER | E | Control |
| OCEANVIEW CONSULTANTS, LLC | DE | OWNER | E | Control |
| PLOTKIN, SHIMSHON | I | MEMBER | E | Control |
| PLOTKIN, SHIMSHON | I | MEMBER | E | Control |
| PLOTKIN, SHIMSHON | I | MEMBER | E | Control |
| PLOTKIN, SHIMSHON | I | MEMBER | E | Control |
| PLOTKIN, SHIMSHON | I | MEMBER | E | Control |
| PLOTKIN, SHIMSHON | I | MEMBER | E | Control |
| PLOTKIN, SHIMSHON | I | MEMBER | E | Control |
| PLOTKIN, SHIMSHON | I | MEMBER | E | Control |
| PLOTKIN, SHIMSHON | I | MEMBER | E | Control |
| PLOTKIN, SHIMSHON | I | MEMBER | E | Control |
| PLOTKIN, SHIMSHON | I | MEMBER | E | Control |
| PLOTKIN, SHIMSHON | I | MEMBER | E | Control |
| PLOTKIN, SHIMSHON | I | MEMBER | E | Control |
| PLOTKIN, SHIMSHON | I | MEMBER | E | Control |
| PLOTKIN, SHIMSHON | I | MEMBER | E | Control |
| PLOTKIN, SHIMSHON | I | MEMBER | E | Control |
| PLOTKIN, SHIMSHON | I | MEMBER | E | Control |
| PLOTKIN, SHIMSHON | I | MEMBER | E | Control |
| PLOTKIN, SHIMSHON | I | MEMBER | E | Control |
| PLOTKIN, SHIMSHON | I | MEMBER | E | Control |
| PLOTKIN, SHIMSHON | I | MEMBER | E | Control |
| PLOTKIN, SHIMSHON | I | MEMBER | E | Control |
| PLOTKIN, SHIMSHON | I | MEMBER | E | Control |
| PLOTKIN, SHIMSHON | I | MEMBER | E | Control |
| PLOTKIN, SHIMSHON | I | MEMBER | E | Control |
| PLOTKIN, SHIMSHON | I | MEMBER | E | Control |
| PLOTKIN, SHIMSHON | I | OWNER/PRESIDENT | E | Control |
| PLOTKIN, SHIMSHON | I | OWNER/PRESIDENT | E | Control |
| PLOTKIN, SHIMSHON | I | OWNER/PRESIDENT | E | Control |
| PLOTKIN, SHIMSHON | I | OWNER/PRESIDENT | E | Control |
| PLOTKIN, SHIMSHON | I | OWNER/PRESIDENT | E | Control |
| PLOTKIN, SHIMSHON | I | OWNER/PRESIDENT | E | Control |
| PLOTKIN, SHIMSHON | I | OWNER/PRESIDENT | E | Control |
| PLOTKIN, SHIMSHON | I | OWNER/PRESIDENT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| Ginn, Betsy | I | OCEANVIEW CONSULTANTS, LLC | F | |
| Ginn, Betsy | I | OCEANVIEW CONSULTANTS, LLC | F | |
| IMPHONG, ERICH, MICHAEL | I | OCEANVIEW CONSULTANTS, LLC | E | Control |
| IMPHONG, ERICH, MICHAEL | I | OCEANVIEW CONSULTANTS, LLC | E | Control |
Registrations
Federal
IA
Mar 25, 2025 REGISTERED
Notice Filings (9)
CA CO DC FL MD NY PA TX VA
Address
8401 CONNECTICUT AVENUESUITE 401
CHEVY CHASE, MD 20815-5833
United States
Phone: 301-907-9790