HERITAGE CAPITAL, LLC
CRD #127650 SEC #801-132778 WOODBRIDGE, CT 203-389-3553
SEC Registered
Total AUM
$128.9M
Discretionary
$128.9M
Employees
3
Clients
51
Accounts
645
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 15, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SCHATZ, PAUL, BRIAN | I | PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| SCHATZ, PAUL, BRIAN | I | PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| SCHATZ, PAUL, BRIAN | I | PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| SCHATZ, PAUL, BRIAN | I | PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| SCHATZ, PAUL, BRIAN | I | PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| SCHATZ, PAUL, BRIAN | I | PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
| SCHATZ, PAUL, BRIAN | I | PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | E | Control |
Registrations
Federal
IA
Apr 15, 2025 REGISTERED
Notice Filings (6)
CT FL MA NY RI TX
Address
1 BRADLEY ROAD SUITE 202WOODBRIDGE, CT 06525
United States
Phone: 203-389-3553