GRADIENT SECURITIES, LLC
Legal name: GRADIENT WEALTH MANAGEMENT
CRD #127701 SEC #801-80807 ARDEN HILLS, MN 866-991-1539
SEC Registered Broker-Dealer Disclosures
Total AUM
$591.1M
Discretionary
$0
Employees
62
Clients
1
Accounts
7,322
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Oct 2025 | $591.1M | $0 | $591.1M | 62 | 1,349 |
| Jun 2025 | $591.1M | $0 | $591.1M | 62 | 1,349 |
| Mar 2025 | $591.1M | $0 | $591.1M | 62 | 1,349 |
| Apr 2024 | $475.2M | $0 | $475.2M | 62 | 921 |
| Mar 2024 | $475.2M | $0 | $475.2M | 62 | 921 |
| Mar 2024 | $475.2M | $0 | $475.2M | 62 | 921 |
| Aug 2023 | $399.4M | $0 | $399.4M | 62 | 991 |
| Jul 2023 | $399.4M | $0 | $399.4M | 62 | 991 |
| Jul 2023 | $399.4M | $0 | $399.4M | 62 | 991 |
| May 2023 | $399.4M | $0 | $399.4M | 62 | 991 |
| Mar 2023 | $399.4M | $0 | $399.4M | 62 | 991 |
| Mar 2022 | $406.1M | $0 | $406.1M | 64 | 876 |
| Apr 2021 | $325.3M | $0 | $325.3M | 69 | 2,499 |
| Mar 2021 | $325.3M | $0 | $325.3M | 69 | 2,499 |
| Aug 2020 | $272.8M | $0 | $272.8M | 65 | 1,718 |
| Jun 2020 | $272.8M | $0 | $272.8M | 65 | 1,718 |
| Mar 2020 | $272.8M | $0 | $272.8M | 65 | 1,718 |
| May 2019 | $189.9M | $187M | $2.9M | 60 | 2,127 |
| Mar 2019 | $189.9M | $187M | $2.9M | 60 | 2,127 |
| Feb 2019 | $189.9M | $187M | $2.9M | 60 | 2,127 |
| Sep 2018 | $198.6M | $195.8M | $2.8M | 60 | 1,332 |
| Jun 2018 | $198.6M | $195.8M | $2.8M | 60 | 1,332 |
| May 2018 | $198.6M | $195.8M | $2.8M | 60 | 1,332 |
| Feb 2018 | $164.1M | $161.6M | $2.5M | 60 | 1,664 |
| Jan 2018 | $164.1M | $161.6M | $2.5M | 60 | 1,664 |
| Jul 2017 | $55.5M | $55.5M | $0 | 64 | 2,400 |
| Jul 2017 | $55.5M | $55.5M | $0 | 64 | 2,400 |
| Jun 2017 | $55.5M | $55.5M | $0 | 64 | 2,400 |
| May 2017 | $55.5M | $55.5M | $0 | 64 | 2,400 |
| Feb 2017 | $43.4M | $43.4M | $0 | 64 | 2,400 |
| Jan 2017 | $26.9M | $26.9M | $0 | 50 | 1,300 |
| Nov 2016 | $26.9M | $26.9M | $0 | 50 | 1,300 |
| Sep 2016 | $26.9M | $26.9M | $0 | 50 | 1,300 |
| Jul 2016 | $26.9M | $26.9M | $0 | 50 | 1,300 |
| Jun 2016 | $26.9M | $26.9M | $0 | 50 | 1,300 |
| May 2016 | $26.9M | $26.9M | $0 | 50 | 1,300 |
| May 2016 | $26.9M | $26.9M | $0 | 50 | 1,300 |
| Jan 2016 | $26.9M | $26.9M | $0 | 50 | 1,300 |
| Sep 2015 | $856.8K | $856.8K | $0 | 28 | 0 |
| Aug 2015 | $856.8K | $856.8K | $0 | 28 | 0 |
| Jul 2015 | $856.8K | $856.8K | $0 | 28 | 0 |
| Jul 2015 | $856.8K | $856.8K | $0 | 28 | 0 |
| Jun 2015 | $856.8K | $856.8K | $0 | 28 | 0 |
| Jun 2015 | $856.8K | $856.8K | $0 | 28 | 0 |
| May 2015 | $856.8K | $856.8K | $0 | 28 | 0 |
| May 2015 | $856.8K | $856.8K | $0 | 28 | 0 |
| May 2015 | $11.3M | $856.8K | $10.4M | 28 | 0 |
| Apr 2015 | $9.8M | $652.8K | $9.2M | 28 | 0 |
| Apr 2015 | $9.8M | $652.8K | $9.2M | 28 | 0 |
| Apr 2015 | $0 | $0 | $0 | 28 | 0 |
| Mar 2015 | $0 | $0 | $0 | 10 | 0 |
| Feb 2015 | $0 | $0 | $0 | 10 | 0 |
| Feb 2015 | $0 | $0 | $0 | 10 | 0 |
| Feb 2015 | $0 | $0 | $0 | 10 | 0 |
| Feb 2015 | $0 | $0 | $0 | 10 | 0 |
| Feb 2015 | $0 | $0 | $0 | 10 | 0 |
| Jan 2015 | $0 | $0 | $0 | 10 | 0 |
| Jan 2015 | $0 | $0 | $0 | 10 | 0 |
| Dec 2014 | $0 | $0 | $0 | 10 | 0 |
DateOct 2025
Total AUM$591.1M
Discretionary$0
Non-Disc.$591.1M
Employees62
Clients1,349
DateJun 2025
Total AUM$591.1M
Discretionary$0
Non-Disc.$591.1M
Employees62
Clients1,349
DateMar 2025
Total AUM$591.1M
Discretionary$0
Non-Disc.$591.1M
Employees62
Clients1,349
DateApr 2024
Total AUM$475.2M
Discretionary$0
Non-Disc.$475.2M
Employees62
Clients921
DateMar 2024
Total AUM$475.2M
Discretionary$0
Non-Disc.$475.2M
Employees62
Clients921
DateMar 2024
Total AUM$475.2M
Discretionary$0
Non-Disc.$475.2M
Employees62
Clients921
DateAug 2023
Total AUM$399.4M
Discretionary$0
Non-Disc.$399.4M
Employees62
Clients991
DateJul 2023
Total AUM$399.4M
Discretionary$0
Non-Disc.$399.4M
Employees62
Clients991
DateJul 2023
Total AUM$399.4M
Discretionary$0
Non-Disc.$399.4M
Employees62
Clients991
DateMay 2023
Total AUM$399.4M
Discretionary$0
Non-Disc.$399.4M
Employees62
Clients991
DateMar 2023
Total AUM$399.4M
Discretionary$0
Non-Disc.$399.4M
Employees62
Clients991
DateMar 2022
Total AUM$406.1M
Discretionary$0
Non-Disc.$406.1M
Employees64
Clients876
DateApr 2021
Total AUM$325.3M
Discretionary$0
Non-Disc.$325.3M
Employees69
Clients2,499
DateMar 2021
Total AUM$325.3M
Discretionary$0
Non-Disc.$325.3M
Employees69
Clients2,499
DateAug 2020
Total AUM$272.8M
Discretionary$0
Non-Disc.$272.8M
Employees65
Clients1,718
DateJun 2020
Total AUM$272.8M
Discretionary$0
Non-Disc.$272.8M
Employees65
Clients1,718
DateMar 2020
Total AUM$272.8M
Discretionary$0
Non-Disc.$272.8M
Employees65
Clients1,718
DateMay 2019
Total AUM$189.9M
Discretionary$187M
Non-Disc.$2.9M
Employees60
Clients2,127
DateMar 2019
Total AUM$189.9M
Discretionary$187M
Non-Disc.$2.9M
Employees60
Clients2,127
DateFeb 2019
Total AUM$189.9M
Discretionary$187M
Non-Disc.$2.9M
Employees60
Clients2,127
DateSep 2018
Total AUM$198.6M
Discretionary$195.8M
Non-Disc.$2.8M
Employees60
Clients1,332
DateJun 2018
Total AUM$198.6M
Discretionary$195.8M
Non-Disc.$2.8M
Employees60
Clients1,332
DateMay 2018
Total AUM$198.6M
Discretionary$195.8M
Non-Disc.$2.8M
Employees60
Clients1,332
DateFeb 2018
Total AUM$164.1M
Discretionary$161.6M
Non-Disc.$2.5M
Employees60
Clients1,664
DateJan 2018
Total AUM$164.1M
Discretionary$161.6M
Non-Disc.$2.5M
Employees60
Clients1,664
DateJul 2017
Total AUM$55.5M
Discretionary$55.5M
Non-Disc.$0
Employees64
Clients2,400
DateJul 2017
Total AUM$55.5M
Discretionary$55.5M
Non-Disc.$0
Employees64
Clients2,400
DateJun 2017
Total AUM$55.5M
Discretionary$55.5M
Non-Disc.$0
Employees64
Clients2,400
DateMay 2017
Total AUM$55.5M
Discretionary$55.5M
Non-Disc.$0
Employees64
Clients2,400
DateFeb 2017
Total AUM$43.4M
Discretionary$43.4M
Non-Disc.$0
Employees64
Clients2,400
DateJan 2017
Total AUM$26.9M
Discretionary$26.9M
Non-Disc.$0
Employees50
Clients1,300
DateNov 2016
Total AUM$26.9M
Discretionary$26.9M
Non-Disc.$0
Employees50
Clients1,300
DateSep 2016
Total AUM$26.9M
Discretionary$26.9M
Non-Disc.$0
Employees50
Clients1,300
DateJul 2016
Total AUM$26.9M
Discretionary$26.9M
Non-Disc.$0
Employees50
Clients1,300
DateJun 2016
Total AUM$26.9M
Discretionary$26.9M
Non-Disc.$0
Employees50
Clients1,300
DateMay 2016
Total AUM$26.9M
Discretionary$26.9M
Non-Disc.$0
Employees50
Clients1,300
DateMay 2016
Total AUM$26.9M
Discretionary$26.9M
Non-Disc.$0
Employees50
Clients1,300
DateJan 2016
Total AUM$26.9M
Discretionary$26.9M
Non-Disc.$0
Employees50
Clients1,300
DateSep 2015
Total AUM$856.8K
Discretionary$856.8K
Non-Disc.$0
Employees28
Clients0
DateAug 2015
Total AUM$856.8K
Discretionary$856.8K
Non-Disc.$0
Employees28
Clients0
DateJul 2015
Total AUM$856.8K
Discretionary$856.8K
Non-Disc.$0
Employees28
Clients0
DateJul 2015
Total AUM$856.8K
Discretionary$856.8K
Non-Disc.$0
Employees28
Clients0
DateJun 2015
Total AUM$856.8K
Discretionary$856.8K
Non-Disc.$0
Employees28
Clients0
DateJun 2015
Total AUM$856.8K
Discretionary$856.8K
Non-Disc.$0
Employees28
Clients0
DateMay 2015
Total AUM$856.8K
Discretionary$856.8K
Non-Disc.$0
Employees28
Clients0
DateMay 2015
Total AUM$856.8K
Discretionary$856.8K
Non-Disc.$0
Employees28
Clients0
DateMay 2015
Total AUM$11.3M
Discretionary$856.8K
Non-Disc.$10.4M
Employees28
Clients0
DateApr 2015
Total AUM$9.8M
Discretionary$652.8K
Non-Disc.$9.2M
Employees28
Clients0
DateApr 2015
Total AUM$9.8M
Discretionary$652.8K
Non-Disc.$9.2M
Employees28
Clients0
DateApr 2015
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees28
Clients0
DateMar 2015
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees10
Clients0
DateFeb 2015
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees10
Clients0
DateFeb 2015
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees10
Clients0
DateFeb 2015
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees10
Clients0
DateFeb 2015
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees10
Clients0
DateFeb 2015
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees10
Clients0
DateJan 2015
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees10
Clients0
DateJan 2015
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees10
Clients0
DateDec 2014
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees10
Clients0