RIA Intelligence

WINDWARD SECURITIES CORPORATION

CRD #127716 SEC #801-62257 CONCORD, NH 603-226-5000
SEC Registered Broker-Dealer
Total AUM
--
Discretionary
--
Employees
--
Clients
0
Accounts
--

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 13, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ANGARELLA, RONALD RICHARDIDIRECTOR CHAIRMAN & CEONA Control
ANGARELLA, RONALD RICHARDIDIRECTOR CHAIRMAN & CEONA Control
ANGARELLA, RONALD RICHARDIDIRECTOR CHAIRMAN & CEONA Control
ANGARELLA, RONALD RICHARDIDIRECTOR CHAIRMAN & CEONA Control
ARMSTRONG, DAVID EDWARDIVICE PRESIDENT & CROPNA Control
ARMSTRONG, DAVID EDWARDIVICE PRESIDENT & CROPNA Control
ARMSTRONG, DAVID EDWARDIVICE PRESIDENT & CROPNA Control
ARMSTRONG, DAVID EDWARDIVICE PRESIDENT & CROPNA Control
BOOTH, DAVID KENNETHIPRESIDENT & DIRECTORNA Control
BOOTH, DAVID KENNETHIPRESIDENT & DIRECTORNA Control
BOOTH, DAVID KENNETHIPRESIDENT, DIRECTOR & CMONA Control
BOOTH, DAVID KENNETHIPRESIDENT & DIRECTORNA Control
BOULTER, WARREN THOMASIVICE PRESIDENT & CCONA Control
BOULTER, WARREN THOMASIVICE PRESIDENT & CCONA Control
BOULTER, WARREN THOMASIVICE PRESIDENT & CCONA Control
BOULTER, WARREN THOMASIVICE PRESIDENT & CCONA Control
CLIFFORD, LISA SCHLOSSERIASSISTANT VICE PRESIDENTNA Control
CLIFFORD, LISA SCHLOSSERIASSISTANT VICE PRESIDENTNA Control
CLIFFORD, LISA SCHLOSSERIASSISTANT VICE PRESIDENTNA Control
CLIFFORD, LISA SCHLOSSERIASSISTANT VICE PRESIDENTNA Control
CORNELIO, CHARLES CARMENIDIRECTORNA Control
CORNELIO, CHARLES CARMENIDIRECTORNA Control
CORNELIO, CHARLES CARMENIVICE PRESIDENT/DIRECTORNA Control
CORNELIO, CHARLES CARMENIDIRECTORNA Control
HARDIMAN, CAROL ROBINSONIVICE PRESIDENT & DIRECTORNA Control
HARDIMAN, CAROL ROBINSONIVICE PRESIDENT & DIRECTORNA Control
HARDIMAN, CAROL ROBINSONIVICE PRESIDENT & DIRECTORNA Control
HARDIMAN, CAROL ROBINSONIVICE PRESIDENT & DIRECTORNA Control
KENNEDY, MARTY EUGENEIVICE PRESIDENTNA Control
KENNEDY, MARTY EUGENEIVICE PRESIDENTNA Control
KENNEDY, MARTY EUGENEIVICE PRESIDENTNA Control
KENNEDY, MARTY EUGENEIVICE PRESIDENTNA Control
MURRAY, MICHAEL FRANCISIVICE PRESIDENT & SROPNA Control
MURRAY, MICHAEL FRANCISIVICE PRESIDENT & SROPNA Control
MURRAY, MICHAEL FRANCISIVICE PRESIDENT & SROPNA Control
MURRAY, MICHAEL FRANCISIVICE PRESIDENT & SROPNA Control
SALAMY, KIM JAYIASSISTANT VICE PRESIDENTNA Control
SALAMY, KIM JAYIASSISTANT VICE PRESIDENTNA Control
SALAMY, KIM JAYIASSISTANT VICE PRESIDENTNA Control
SALAMY, KIM JAYIASSISTANT VICE PRESIDENTNA Control
SALAMY, MARGARET ANNIASSISTANT VICE PRESIDENTNA Control
SALAMY, MARGARET ANNIASSISTANT VICE PRESIDENTNA Control
SALAMY, MARGARET ANNIASSISTANT VICE PRESIDENTNA Control
SALAMY, MARGARET ANNIASSISTANT VICE PRESIDENTNA Control
STEVENSON, MICHAEL ROBERTIASSISTANT VICE PRESIDENTNA Control
STEVENSON, MICHAEL ROBERTIASSISTANT VICE PRESIDENTNA Control
STEVENSON, MICHAEL ROBERTIASSISTANT VICE PRESIDENTNA Control
STICKNEY, TIMOTHY LARRYIASSISTANT VICE PRESIDENTNA Control
STICKNEY, TIMOTHY LARRYIASSISTANT VICE PRESIDENTNA Control
STICKNEY, TIMOTHY LARRYIASSISTANT VICE PRESIDENTNA Control
WESTON, JOHN ARTHURIVICE PRESIDENT & TREASURERNA Control
WESTON, JOHN ARTHURIVICE PRESIDENT & TREASURERNA Control
WESTON, JOHN ARTHURIVICE PRESIDENT & FINOPNA Control
WESTON, JOHN ARTHURIVICE PRESIDENT & TREASURERNA Control
WILBUR, DONNA MANNINGIASSISTANT TREASURERNA Control
WILBUR, DONNA MANNINGIASSISTANT TREASURERNA Control
WILBUR, DONNA MANNINGIFINANCIAL REPORTING MGR.NA Control
WILBUR, DONNA MANNINGIASSISTANT TREASURERNA Control
JEFFERSON PILOT SECURITIES CORPORATIONDEDIRECT OWNERE Control
JEFFERSON PILOT SECURITIES CORPORATIONDEDIRECT OWNERE Control
JEFFERSON PILOT SECURITIES CORPORATIONDEDIRECT OWNERE Control
JEFFERSON PILOT SECURITIES CORPORATIONDEDIRECT OWNERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
JEFFERSON PILOT CORPORATIONDEJEFFERSON PILOT SECURITIES CORPORATIONE Control
JEFFERSON PILOT CORPORATIONDEJEFFERSON PILOT SECURITIES CORPORATIONE Control
JEFFERSON PILOT CORPORATIONDEJEFFERSON PILOT SECURITIES CORPORATIONE Control
JEFFERSON PILOT CORPORATIONDEJEFFERSON PILOT SECURITIES CORPORATIONE Control

Registrations

Federal

IA
Sep 13, 2005 REGISTERED

Notice Filings (9)

AR CT IN MO NC NH NY PA WI

Address

ONE GRANITE PLACE
CONCORD, NH 3301
USA
Phone: 603-226-5000