DOVER INVESTMENT MANAGEMENT LLC
CRD #127722 SEC #801-63059 GREENWICH, CT 203-769-4100
SEC Registered
Total AUM
$88M
Discretionary
$83M
Employees
10
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 1, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARNARD, DOUGLAS, RANKIN | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| BELLER, KATHRYN, PAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BELLER, KATHRYN, PAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BELLER, KATHRYN, PAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BELLER, KATHRYN, PAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BELLER, KATHRYN, PAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BELLER, KATHRYN, PAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BELLER, KATHRYN, PAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BELLER, KATHRYN, PAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CASTINE, MICHAEL, PATRICK | I | PRESIDENT | NA | Control |
| CASTINE, MICHAEL, PATRICK | I | PRESIDENT | NA | Control |
| CASTINE, MICHAEL, PATRICK | I | PRESIDENT | NA | Control |
| CASTINE, MICHAEL, PATRICK | I | PRESIDENT | NA | Control |
| CLIGGOTT, DOUGLAS, ROY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CLIGGOTT, DOUGLAS, ROY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CLIGGOTT, DOUGLAS, ROY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CLIGGOTT, DOUGLAS, ROY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CLIGGOTT, DOUGLAS, ROY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CLIGGOTT, DOUGLAS, ROY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CLIGGOTT, DOUGLAS, ROY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| FUSCONE, RICHARD, MATTHEW | I | CHAIRMAN/FOUNDING MEMBER | NA | Control |
| FUSCONE, RICHARD, MATTHEW | I | CHAIRMAN/FOUNDING MEMBER | NA | Control |
| FUSCONE, RICHARD, MATTHEW | I | CHAIRMAN | NA | Control |
| FUSCONE, RICHARD, MATTHEW | I | CHAIRMAN | NA | Control |
| FUSCONE, RICHARD, MATTHEW | I | CHAIRMAN | NA | Control |
| FUSCONE, RICHARD, MATTHEW | I | CHAIRMAN | NA | Control |
| FUSCONE, RICHARD, MATTHEW | I | CHAIRMAN | NA | Control |
| FUSCONE, RICHARD, MATTHEW | I | CHAIRMAN | NA | Control |
| FUSCONE, RICHARD, MATTHEW | I | CHAIRMAN | NA | Control |
| MUKHERJEE, NILADRI | I | PORTFOLIO MANAGER / RESEARCH | NA | |
| MUKHERJEE, NILADRI | I | PORTFOLIO MANAGER / RESEARCH | NA | |
| WOLFE, CHRISTOPHER, JAMES | I | PORTFOLIO MANAGER | NA | Control |
| DOVER MANAGEMENT LLC | DE | OWNER | E | Control |
| DOVER MANAGEMENT LLC | DE | MEMBER | E | Control |
| DOVER MANAGEMENT LLC | DE | MEMBER | E | Control |
| DOVER MANAGEMENT LLC | DE | MEMBER | E | Control |
| DOVER MANAGEMENT LLC | DE | MEMBER | E | Control |
| DOVER MANAGEMENT LLC | DE | MEMBER | E | Control |
| DOVER MANAGEMENT LLC | DE | MEMBER | E | Control |
| DOVER MANAGEMENT LLC | DE | MEMBER | E | Control |
| DOVER MANAGEMENT LLC | DE | MEMBER | E | Control |
| FUSCONE, RICHARD, MATTHEW | I | CHAIRMAN/FOUNDING MEMBER | D | Control |
| AHIMAZ, FRANK, RAHMAN | I | HEAD OF PROPRIETARY RESEARCH | B | |
| CASTINE, MICHAEL, PATRICK | I | PRESIDENT | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FUSCONE, RICHARD, MATTHEW | I | DOVER MANAGEMENT LLC | E | Control |
| FUSCONE, RICHARD, MATTHEW | I | DOVER MANAGEMENT LLC | E | Control |
| FUSCONE, RICHARD, MATTHEW | I | DOVER MANAGEMENT LLC | E | Control |
| FUSCONE, RICHARD, MATTHEW | I | DOVER MANAGEMENT LLC | E | Control |
| FUSCONE, RICHARD, MATTHEW | I | DOVER MANAGEMENT LLC | E | Control |
| FUSCONE, RICHARD, MATTHEW | I | DOVER MANAGEMENT LLC | E | Control |
| FUSCONE, RICHARD, MATTHEW | I | DOVER MANAGEMENT LLC | E | Control |
| FUSCONE, RICHARD, MATTHEW | I | DOVER MANAGEMENT LLC | E | Control |
| FUSCONE, RICHARD, MATTHEW | I | DOVER MANAGEMENT LLC | E | Control |
Registrations
Federal
IA
Oct 1, 2009 REGISTERED
Notice Filings (8)
CA CT IL MA NJ NV NY PA
Address
140 GREENWICH AVENUEGREENWICH, CT 6830
United States
Phone: 203-769-4100