RIA Intelligence

TOLLEFSON GUSTINI & CO. INVESTMENT MANAGEMENT LLC

CRD #127725 SEC #801-62231 WASHINGTON, DC 202-363-6100
SEC Registered
Total AUM
$70.2M
Discretionary
$70.2M
Employees
5
Clients
--
Accounts
151

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 25, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
STEPHENS, ALISHA, WEISSICHIEF COMPLIANCE OFFICERNA
STEPHENS, ALISHA, WEISSICHIEF COMPLIANCE OFFICERNA
WEISS, ALISHA, MICHELLEICHIEF COMPLIANCE OFFICERNA
GUSTINI, SUSETTE, KIRKPATRICKIPRESIDENTD Control
GUSTINI, SUSETTE, KIRKPATRICKIPRESIDENTD Control
GUSTINI, SUSETTE, KIRKPATRICKIPRESIDENTD Control
GUSTINI, SUSETTE, KIRKPATRICKICHIEF COMPLIANCE OFFICERD Control
GUSTINI, SUSETTE, KIRKPATRICKIPRESIDENTD Control
GUSTINI, SUSETTE, KIRKPATRICKIPRESIDENTD Control
GUSTINI, SUSETTE, KIRKPATRICKICHIEF COMPLIANCE OFFICERD Control
GUSTINI, SUSETTE, KIRKPATRICKIPRESIDENTD Control
GUSTINI, SUSETTE, KIRKPATRICKICHIEF COMPLIANCE OFFICERD Control
GUSTINI, SUSETTE, KIRKPATRICKIPRESIDENTD Control
GUSTINI, SUSETTE, KIRKPATRICKICHIEF COMPLIANCE OFFICERD Control
GUSTINI, SUSETTE, KIRKPATRICKIPRESIDENTD Control
GUSTINI, SUSETTE, KIRKPATRICKIPRESIDENTD Control
TOLLEFSON, KIRSTENICEOD Control
TOLLEFSON, KIRSTENICEOD Control
TOLLEFSON, KIRSTENICEOD Control
TOLLEFSON, KIRSTENICEOD Control
TOLLEFSON, KIRSTENICEOD Control
TOLLEFSON, KIRSTENICEOD Control
TOLLEFSON, KIRSTENICEOD Control
TOLLEFSON, KIRSTENICEOD Control
TOLLEFSON, KIRSTENICEOD Control

Registrations

Federal

IA
Jan 25, 2007 REGISTERED

Notice Filings (5)

DC MD TX VA WA

Address

5335 WISCONSIN AVENUE, NW
SUITE 930
WASHINGTON, DC 20015
USA
Phone: 202-363-6100