RIA Intelligence

DBN WEALTH MANAGEMENT, LLC

CRD #127737 SEC #801-63364 SANTA BARBARA, CA 805-963-1837
SEC Registered
Total AUM
--
Discretionary
--
Employees
1
Clients
11
Accounts
--

Firm Details

Organization Type
Limited Liability Company
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 29, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
SCHUETTE, RICHARD, ALLENICHIEF COMPLIANCE OFFICERNA Control
SCHUETTE, RICHARD, ALLENICHIEF COMPLIANCE OFFICERNA Control
SCHUETTE, RICHARD, ALLENICHIEF COMPLIANCE OFFICERNA Control
LUM, MATTHEW, JONIPARTNERC Control
LUM, MATTHEW, JONIPARTNER AND CHIEF COMPLIANCE OFFICERC Control
LUM, MATTHEW, JONIPARTNER & CHIEF COMPLIANCE OFFICERC Control
LUM, MATTHEW, JONIPARTNER & CHIEF COMPLIANCE OFFICERC Control
LUM, MATTHEW, JONIPARTNERC Control
LUM, MATTHEW, JONIPARTNER AND CHIEF COMPLIANCE OFFICERC Control
LUM, MATTHEW, JONIPARTNERC Control
LUM, MATTHEW, JONIPARTNERC Control
LUM, MATTHEW, JONIPARTNERC Control
BROOKS, THOMAS, H.IPARTNERB Control
BROOKS, THOMAS, H.IPARTNERB
BROOKS, THOMAS, H.IPARTNERB Control
CIONTEA, LAURA, SIPARTNERB Control
CIONTEA, LAURA, SIPARTNERB
CIONTEA, LAURA, SIPARTNERB Control
KOOPMANS, JAMES, OIPARTNERB Control
KOOPMANS, JAMES, OIPARTNERB
KOOPMANS, JAMES, OIPARTNERB Control
MANCHESTER, RICHARD, BYERSIPARTNERB
MANCHESTER, RICHARD, BYERSIPARTNERB
MANCHESTER, RICHARD, BYERSIPARTNERB
MANCHESTER, RICHARD, BYERSIPARTNERB
MORRISSET, JOHN, WENDELLICHIEF COMPLIANCE OFFICER, PARTNERB Control
MORRISSET, JOHN, WENDELLICHIEF COMPLIANCE OFFICER, PARTNERB Control
MORRISSET, JOHN, WENDELLICHIEF COMPLIANCE OFFICER, PARTNERB Control
TURNER, MARSHALLIPARTNERB Control
TURNER, MARSHALLIPARTNERB
TURNER, MARSHALLIPARTNERB Control
ARNOLD, SALLY, HADDOWIPARTNERA Control
ARNOLD, SALLY, HADDOWIPARTNERA Control
ARNOLD, SALLY, HADDOWIPARTNERA Control
ARNOLD, SALLY, HADDOWIPARTNERA Control
ARNOLD, SALLY, HADDOWIPARTNERA Control
ARNOLD, SALLY, HADDOWIPARTNERA Control
ARNOLD, SALLY, HADDOWIPARTNERA Control
ARNOLD, SALLY, HADDOWIPARTNERA Control
ARNOLD, SALLY, HADDOWIPARTNERA Control
BROOKS, THOMAS, H.IPARTNERA Control
BROOKS, THOMAS, H.IPARTNERA Control
BROOKS, THOMAS, H.IPARTNERA Control
BROOKS, THOMAS, H.IPARTNERA Control
BROOKS, THOMAS, H.IPARTNERA Control
BROOKS, THOMAS, H.IPARTNERA Control
BROOKS, THOMAS, H.IPARTNERA Control
BROOKS, THOMAS, H.IPARTNERA Control
BROOKS, THOMAS, H.IPARTNERA Control
KOOPMANS, JAMES, OIPARTNERA Control
KOOPMANS, JAMES, OIPARTNERA Control
KOOPMANS, JAMES, OIPARTNERA Control
KOOPMANS, JAMES, OIPARTNERA Control
KOOPMANS, JAMES, OIPARTNERA Control
KOOPMANS, JAMES, OIPARTNERA Control
KOOPMANS, JAMES, OIPARTNERA Control
KOOPMANS, JAMES, OIPARTNERA Control
KOOPMANS, JAMES, OIPARTNERA Control
MORRISSET, JOHNIPARTNERA Control
MORRISSET, JOHNIPARTNERA Control
MORRISSET, JOHNIPARTNERA Control
MORRISSET, JOHNIPARTNERA Control
MORRISSET, JOHNIPARTNERA Control
MORRISSET, JOHNIPARTNERA Control
MORRISSET, JOHNIPARTNERA Control
MORRISSET, JOHNIPARTNERA Control
MORRISSET, JOHNIPARTNERA Control
NIGHTINGALE, RICHARD, A.IPARTNERA Control
NIGHTINGALE, RICHARD, A.IPARTNERA Control
NIGHTINGALE, RICHARD, A.IPARTNERA Control
NIGHTINGALE, RICHARD, A.IPARTNERA Control
NIGHTINGALE, RICHARD, A.IPARTNERA Control
NIGHTINGALE, RICHARD, A.IPARTNERA Control
NIGHTINGALE, RICHARD, A.IPARTNERA Control
NIGHTINGALE, RICHARD, A.IPARTNERA Control
NIGHTINGALE, RICHARD, A.IPARTNERA Control
NIGHTINGALE, RICHARD, A.IPARTNERA Control
TURNER, MARSHALLIPARTNERA Control
TURNER, MARSHALLIPARTNERA Control
TURNER, MARSHALLIPARTNERA Control
TURNER, MARSHALLIPARTNERA Control
TURNER, MARSHALLIPARTNERA Control
TURNER, MARSHALLIPARTNERA Control
TURNER, MARSHALLIPARTNERA Control
TURNER, MARSHALLIPARTNERA Control
TURNER, MARSHALLIPARTNERA Control

Registrations

Federal

IA
Mar 29, 2012 REGISTERED

Notice Filings (1)

CA

Address

200 EAST CARRILLO ST
SUITE 202
SANTA BARBARA, CA 93101
United States
Phone: 805-963-1837