SORRENTO PACIFIC FINANCIAL, LLC
CRD #127787 SEC #801-70354 SAN DIEGO, CA 800-686-4724
SEC Registered Broker-Dealer Disclosures
Total AUM
$222.3M
Discretionary
$149M
Employees
248
Clients
10
Accounts
924
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Aug 2025 | $222.3M | $149M | $73.3M | 248 | 82 |
| May 2025 | $222.3M | $149M | $73.3M | 248 | 82 |
| May 2025 | $222.3M | $149M | $73.3M | 248 | 82 |
| Mar 2025 | $222.3M | $149M | $73.3M | 248 | 82 |
| Jan 2025 | $192.5M | $128M | $64.5M | 256 | 239 |
| Oct 2024 | $192.5M | $128M | $64.5M | 256 | 239 |
| Jul 2024 | $192.5M | $128M | $64.5M | 256 | 239 |
| Mar 2024 | $192.5M | $128M | $64.5M | 256 | 239 |
| Nov 2023 | $172.9M | $112.2M | $60.7M | 198 | 82 |
| Sep 2023 | $172.9M | $112.2M | $60.7M | 198 | 82 |
| Jun 2023 | $172.9M | $112.2M | $60.7M | 198 | 82 |
| Mar 2023 | $172.9M | $112.2M | $60.7M | 198 | 82 |
| Jan 2023 | $185.1M | $47.5M | $137.6M | 76 | 123 |
| Oct 2022 | $185.1M | $47.5M | $137.6M | 76 | 123 |
| Apr 2022 | $185.1M | $47.5M | $137.6M | 76 | 123 |
| Mar 2022 | $185.1M | $47.5M | $137.6M | 76 | 123 |
| Jan 2022 | $133.4M | $29.7M | $103.7M | 81 | 188 |
| Aug 2021 | $133.4M | $29.7M | $103.7M | 81 | 188 |
| Jun 2021 | $133.4M | $29.7M | $103.7M | 81 | 188 |
| Jun 2021 | $133.4M | $29.7M | $103.7M | 81 | 188 |
| May 2021 | $133.4M | $29.7M | $103.7M | 81 | 188 |
| May 2021 | $133.4M | $29.7M | $103.7M | 81 | 188 |
| May 2021 | $133.4M | $29.7M | $103.7M | 81 | 188 |
| Mar 2021 | $133.4M | $29.7M | $103.7M | 81 | 188 |
| Nov 2020 | $127.4M | $1.6M | $125.9M | 121 | 262 |
| Sep 2020 | $127.4M | $1.6M | $125.9M | 121 | 262 |
| Aug 2020 | $127.4M | $1.6M | $125.9M | 121 | 262 |
| Jun 2020 | $127.4M | $1.6M | $125.9M | 121 | 262 |
| May 2020 | $127.4M | $1.6M | $125.9M | 121 | 262 |
| Jan 2020 | $75.4M | $0 | $75.4M | 104 | 165 |
| Sep 2019 | $75.4M | $0 | $75.4M | 104 | 165 |
| Jul 2019 | $75.4M | $0 | $75.4M | 104 | 165 |
| Jul 2019 | $75.4M | $0 | $75.4M | 104 | 165 |
| Jul 2019 | $75.4M | $0 | $75.4M | 104 | 165 |
| Jul 2019 | $75.4M | $0 | $75.4M | 104 | 193 |
| Jun 2019 | $75.4M | $0 | $75.4M | 104 | 193 |
| Apr 2019 | $75.4M | $0 | $75.4M | 104 | 193 |
| Mar 2019 | $75.4M | $0 | $75.4M | 104 | 193 |
| Mar 2019 | $75.4M | $0 | $75.4M | 104 | 193 |
| Mar 2019 | $75.4M | $0 | $75.4M | 104 | 193 |
| Mar 2019 | $75.4M | $0 | $75.4M | 104 | 193 |
| Dec 2018 | $49.9M | $0 | $49.9M | 106 | 74 |
| Nov 2018 | $49.9M | $0 | $49.9M | 106 | 74 |
| Sep 2018 | $49.9M | $0 | $49.9M | 106 | 74 |
| Mar 2018 | $49.9M | $0 | $49.9M | 106 | 74 |
| Dec 2017 | $20.8M | $0 | $20.8M | 107 | 69 |
| Dec 2017 | $20.8M | $0 | $20.8M | 107 | 81 |
| Nov 2017 | $20.8M | $0 | $20.8M | 107 | 81 |
| Sep 2017 | $58.9M | $0 | $58.9M | 107 | 300 |
| Jul 2017 | $58.9M | $0 | $58.9M | 107 | 300 |
| Jul 2017 | $58.9M | $0 | $58.9M | 107 | 300 |
| Mar 2017 | $58.9M | $0 | $58.9M | 107 | 300 |
| Mar 2017 | $58.9M | $0 | $58.9M | 107 | 300 |
| Dec 2016 | $67.3M | $0 | $67.3M | 123 | 300 |
| Sep 2016 | $67.3M | $0 | $67.3M | 123 | 300 |
| Jun 2016 | $67.3M | $0 | $67.3M | 123 | 300 |
| May 2016 | $67.3M | $0 | $67.3M | 123 | 300 |
| Mar 2016 | $67.3M | $0 | $67.3M | 123 | 300 |
| Feb 2016 | $47.1M | $0 | $47.1M | 85 | 300 |
| Aug 2015 | $47.1M | $0 | $47.1M | 85 | 300 |
| Apr 2015 | $47.1M | $0 | $47.1M | 85 | 300 |
| Apr 2015 | $47.1M | $0 | $47.1M | 85 | 300 |
| Mar 2015 | $47.1M | $0 | $47.1M | 85 | 300 |
| Mar 2015 | $50.3M | $0 | $50.3M | 129 | 500 |
| Oct 2014 | $50.3M | $0 | $50.3M | 129 | 500 |
| Sep 2014 | $50.3M | $0 | $50.3M | 129 | 500 |
| Jun 2014 | $50.3M | $0 | $50.3M | 129 | 500 |
| Mar 2014 | $50.3M | $0 | $50.3M | 129 | 500 |
| Aug 2013 | $29.2M | $0 | $29.2M | 141 | 500 |
| Mar 2013 | $29.2M | $0 | $29.2M | 141 | 500 |
| Feb 2013 | $19.9M | $0 | $19.9M | 137 | 132 |
| Feb 2013 | $19.9M | $0 | $19.9M | 137 | 132 |
| Jan 2013 | $19.9M | $0 | $19.9M | 137 | 132 |
| Jan 2013 | $19.9M | $0 | $19.9M | 137 | 132 |
| Dec 2012 | $19.9M | $0 | $19.9M | 137 | 132 |
| Aug 2012 | $19.9M | $0 | $19.9M | 11 | 132 |
| Mar 2012 | $19.9M | $0 | $19.9M | 11 | 132 |
| Mar 2011 | $12.4M | $0 | $12.4M | -- | -- |
| Sep 2009 | $2.7M | $0 | $2.7M | -- | -- |
| Jul 2009 | $2.7M | $0 | $2.7M | -- | -- |
| Jun 2009 | $2.7M | $0 | $2.7M | -- | -- |
DateAug 2025
Total AUM$222.3M
Discretionary$149M
Non-Disc.$73.3M
Employees248
Clients82
DateMay 2025
Total AUM$222.3M
Discretionary$149M
Non-Disc.$73.3M
Employees248
Clients82
DateMay 2025
Total AUM$222.3M
Discretionary$149M
Non-Disc.$73.3M
Employees248
Clients82
DateMar 2025
Total AUM$222.3M
Discretionary$149M
Non-Disc.$73.3M
Employees248
Clients82
DateJan 2025
Total AUM$192.5M
Discretionary$128M
Non-Disc.$64.5M
Employees256
Clients239
DateOct 2024
Total AUM$192.5M
Discretionary$128M
Non-Disc.$64.5M
Employees256
Clients239
DateJul 2024
Total AUM$192.5M
Discretionary$128M
Non-Disc.$64.5M
Employees256
Clients239
DateMar 2024
Total AUM$192.5M
Discretionary$128M
Non-Disc.$64.5M
Employees256
Clients239
DateNov 2023
Total AUM$172.9M
Discretionary$112.2M
Non-Disc.$60.7M
Employees198
Clients82
DateSep 2023
Total AUM$172.9M
Discretionary$112.2M
Non-Disc.$60.7M
Employees198
Clients82
DateJun 2023
Total AUM$172.9M
Discretionary$112.2M
Non-Disc.$60.7M
Employees198
Clients82
DateMar 2023
Total AUM$172.9M
Discretionary$112.2M
Non-Disc.$60.7M
Employees198
Clients82
DateJan 2023
Total AUM$185.1M
Discretionary$47.5M
Non-Disc.$137.6M
Employees76
Clients123
DateOct 2022
Total AUM$185.1M
Discretionary$47.5M
Non-Disc.$137.6M
Employees76
Clients123
DateApr 2022
Total AUM$185.1M
Discretionary$47.5M
Non-Disc.$137.6M
Employees76
Clients123
DateMar 2022
Total AUM$185.1M
Discretionary$47.5M
Non-Disc.$137.6M
Employees76
Clients123
DateJan 2022
Total AUM$133.4M
Discretionary$29.7M
Non-Disc.$103.7M
Employees81
Clients188
DateAug 2021
Total AUM$133.4M
Discretionary$29.7M
Non-Disc.$103.7M
Employees81
Clients188
DateJun 2021
Total AUM$133.4M
Discretionary$29.7M
Non-Disc.$103.7M
Employees81
Clients188
DateJun 2021
Total AUM$133.4M
Discretionary$29.7M
Non-Disc.$103.7M
Employees81
Clients188
DateMay 2021
Total AUM$133.4M
Discretionary$29.7M
Non-Disc.$103.7M
Employees81
Clients188
DateMay 2021
Total AUM$133.4M
Discretionary$29.7M
Non-Disc.$103.7M
Employees81
Clients188
DateMay 2021
Total AUM$133.4M
Discretionary$29.7M
Non-Disc.$103.7M
Employees81
Clients188
DateMar 2021
Total AUM$133.4M
Discretionary$29.7M
Non-Disc.$103.7M
Employees81
Clients188
DateNov 2020
Total AUM$127.4M
Discretionary$1.6M
Non-Disc.$125.9M
Employees121
Clients262
DateSep 2020
Total AUM$127.4M
Discretionary$1.6M
Non-Disc.$125.9M
Employees121
Clients262
DateAug 2020
Total AUM$127.4M
Discretionary$1.6M
Non-Disc.$125.9M
Employees121
Clients262
DateJun 2020
Total AUM$127.4M
Discretionary$1.6M
Non-Disc.$125.9M
Employees121
Clients262
DateMay 2020
Total AUM$127.4M
Discretionary$1.6M
Non-Disc.$125.9M
Employees121
Clients262
DateJan 2020
Total AUM$75.4M
Discretionary$0
Non-Disc.$75.4M
Employees104
Clients165
DateSep 2019
Total AUM$75.4M
Discretionary$0
Non-Disc.$75.4M
Employees104
Clients165
DateJul 2019
Total AUM$75.4M
Discretionary$0
Non-Disc.$75.4M
Employees104
Clients165
DateJul 2019
Total AUM$75.4M
Discretionary$0
Non-Disc.$75.4M
Employees104
Clients165
DateJul 2019
Total AUM$75.4M
Discretionary$0
Non-Disc.$75.4M
Employees104
Clients165
DateJul 2019
Total AUM$75.4M
Discretionary$0
Non-Disc.$75.4M
Employees104
Clients193
DateJun 2019
Total AUM$75.4M
Discretionary$0
Non-Disc.$75.4M
Employees104
Clients193
DateApr 2019
Total AUM$75.4M
Discretionary$0
Non-Disc.$75.4M
Employees104
Clients193
DateMar 2019
Total AUM$75.4M
Discretionary$0
Non-Disc.$75.4M
Employees104
Clients193
DateMar 2019
Total AUM$75.4M
Discretionary$0
Non-Disc.$75.4M
Employees104
Clients193
DateMar 2019
Total AUM$75.4M
Discretionary$0
Non-Disc.$75.4M
Employees104
Clients193
DateMar 2019
Total AUM$75.4M
Discretionary$0
Non-Disc.$75.4M
Employees104
Clients193
DateDec 2018
Total AUM$49.9M
Discretionary$0
Non-Disc.$49.9M
Employees106
Clients74
DateNov 2018
Total AUM$49.9M
Discretionary$0
Non-Disc.$49.9M
Employees106
Clients74
DateSep 2018
Total AUM$49.9M
Discretionary$0
Non-Disc.$49.9M
Employees106
Clients74
DateMar 2018
Total AUM$49.9M
Discretionary$0
Non-Disc.$49.9M
Employees106
Clients74
DateDec 2017
Total AUM$20.8M
Discretionary$0
Non-Disc.$20.8M
Employees107
Clients69
DateDec 2017
Total AUM$20.8M
Discretionary$0
Non-Disc.$20.8M
Employees107
Clients81
DateNov 2017
Total AUM$20.8M
Discretionary$0
Non-Disc.$20.8M
Employees107
Clients81
DateSep 2017
Total AUM$58.9M
Discretionary$0
Non-Disc.$58.9M
Employees107
Clients300
DateJul 2017
Total AUM$58.9M
Discretionary$0
Non-Disc.$58.9M
Employees107
Clients300
DateJul 2017
Total AUM$58.9M
Discretionary$0
Non-Disc.$58.9M
Employees107
Clients300
DateMar 2017
Total AUM$58.9M
Discretionary$0
Non-Disc.$58.9M
Employees107
Clients300
DateMar 2017
Total AUM$58.9M
Discretionary$0
Non-Disc.$58.9M
Employees107
Clients300
DateDec 2016
Total AUM$67.3M
Discretionary$0
Non-Disc.$67.3M
Employees123
Clients300
DateSep 2016
Total AUM$67.3M
Discretionary$0
Non-Disc.$67.3M
Employees123
Clients300
DateJun 2016
Total AUM$67.3M
Discretionary$0
Non-Disc.$67.3M
Employees123
Clients300
DateMay 2016
Total AUM$67.3M
Discretionary$0
Non-Disc.$67.3M
Employees123
Clients300
DateMar 2016
Total AUM$67.3M
Discretionary$0
Non-Disc.$67.3M
Employees123
Clients300
DateFeb 2016
Total AUM$47.1M
Discretionary$0
Non-Disc.$47.1M
Employees85
Clients300
DateAug 2015
Total AUM$47.1M
Discretionary$0
Non-Disc.$47.1M
Employees85
Clients300
DateApr 2015
Total AUM$47.1M
Discretionary$0
Non-Disc.$47.1M
Employees85
Clients300
DateApr 2015
Total AUM$47.1M
Discretionary$0
Non-Disc.$47.1M
Employees85
Clients300
DateMar 2015
Total AUM$47.1M
Discretionary$0
Non-Disc.$47.1M
Employees85
Clients300
DateMar 2015
Total AUM$50.3M
Discretionary$0
Non-Disc.$50.3M
Employees129
Clients500
DateOct 2014
Total AUM$50.3M
Discretionary$0
Non-Disc.$50.3M
Employees129
Clients500
DateSep 2014
Total AUM$50.3M
Discretionary$0
Non-Disc.$50.3M
Employees129
Clients500
DateJun 2014
Total AUM$50.3M
Discretionary$0
Non-Disc.$50.3M
Employees129
Clients500
DateMar 2014
Total AUM$50.3M
Discretionary$0
Non-Disc.$50.3M
Employees129
Clients500
DateAug 2013
Total AUM$29.2M
Discretionary$0
Non-Disc.$29.2M
Employees141
Clients500
DateMar 2013
Total AUM$29.2M
Discretionary$0
Non-Disc.$29.2M
Employees141
Clients500
DateFeb 2013
Total AUM$19.9M
Discretionary$0
Non-Disc.$19.9M
Employees137
Clients132
DateFeb 2013
Total AUM$19.9M
Discretionary$0
Non-Disc.$19.9M
Employees137
Clients132
DateJan 2013
Total AUM$19.9M
Discretionary$0
Non-Disc.$19.9M
Employees137
Clients132
DateJan 2013
Total AUM$19.9M
Discretionary$0
Non-Disc.$19.9M
Employees137
Clients132
DateDec 2012
Total AUM$19.9M
Discretionary$0
Non-Disc.$19.9M
Employees137
Clients132
DateAug 2012
Total AUM$19.9M
Discretionary$0
Non-Disc.$19.9M
Employees11
Clients132
DateMar 2012
Total AUM$19.9M
Discretionary$0
Non-Disc.$19.9M
Employees11
Clients132
DateMar 2011
Total AUM$12.4M
Discretionary$0
Non-Disc.$12.4M
Employees--
Clients--
DateSep 2009
Total AUM$2.7M
Discretionary$0
Non-Disc.$2.7M
Employees--
Clients--
DateJul 2009
Total AUM$2.7M
Discretionary$0
Non-Disc.$2.7M
Employees--
Clients--
DateJun 2009
Total AUM$2.7M
Discretionary$0
Non-Disc.$2.7M
Employees--
Clients--