DAVIDSON FIXED INCOME MANAGEMENT, INC.
CRD #127844 SEC #801-62264 DENVER, CO 800-617-2501
SEC Registered
Total AUM
$687.3M
Discretionary
$687.3M
Employees
7
Clients
0
Accounts
4
Firm Details
- Organization Type
- Corporation
- State of Formation
- Nebraska
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Dec 19, 2022
- Branch Offices
- 1
- LEI
- 254900R3O8JIOSU76H66
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BLACKWOOD, CHRISTOPHER, KEITH | I | SVP, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| BLACKWOOD, CHRISTOPHER, KEITH | I | SVP, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| BLACKWOOD, CHRISTOPHER, KEITH | I | SVP, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| BLACKWOOD, CHRISTOPHER, KEITH | I | SVP, MANAGING DIRECTOR | NA | Control |
| BLACKWOOD, CHRISTOPHER, KEITH | I | SVP, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| BLACKWOOD, CHRISTOPHER, KEITH | I | SVP, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| BLACKWOOD, CHRISTOPHER, KEITH | I | SVP, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| BLACKWOOD, CHRISTOPHER, KEITH | I | SVP, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| BLACKWOOD, CHRISTOPHER, KEITH | I | SVP, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| BLACKWOOD, CHRISTOPHER, KEITH | I | SVP, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| BLACKWOOD, CHRISTOPHER, KEITH | I | SVP, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| BLACKWOOD, CHRISTOPHER, KEITH | I | SVP, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| BLACKWOOD, CHRISTOPHER, KEITH | I | SVP, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| BLACKWOOD, CHRISTOPHER, KEITH | I | SVP, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| BLACKWOOD, CHRISTOPHER, KEITH | I | SVP, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| BLACKWOOD, CHRISTOPHER, KEITH | I | SVP, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| BLACKWOOD, CHRISTOPHER, KEITH | I | SVP, MANAGING DIRECTOR | NA | Control |
| BLACKWOOD, CHRISTOPHER, KEITH | I | SVP, MANAGING DIRECTOR | NA | Control |
| Beauprez, Jacqueline, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Beauprez, Jacqueline, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Beauprez, Jacqueline, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Beauprez, Jacqueline, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Beauprez, Jacqueline, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Beauprez, Jacqueline, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CERNY, RODNEY, DEAN | I | DIRECTOR | NA | Control |
| CERNY, RODNEY, DEAN | I | DIRECTOR | NA | Control |
| CONDON, STEVEN, PAUL | I | PRESIDENT, DAVIDSON FIXED INCOME MANAGEMENT, INC. AND ASSET MANAGEMENT AND TRUST, DIRECTOR | NA | Control |
| CONDON, STEVEN, PAUL | I | PRESIDENT, DAVIDSON FIXED INCOME MANAGEMENT, INC. AND ASSET MANAGEMENT AND TRUST, DIRECTOR | NA | Control |
| CONDON, STEVEN, PAUL | I | PRESIDENT, DAVIDSON FIXED INCOME MANAGEMENT, INC. AND ASSET MANAGEMENT AND TRUST, DIRECTOR | NA | Control |
| CONDON, STEVEN, PAUL | I | PRESIDENT, DAVIDSON FIXED INCOME MANAGEMENT, INC. AND ASSET MANAGEMENT AND TRUST, DIRECTOR | NA | Control |
| CONDON, STEVEN, PAUL | I | PRESIDENT, DAVIDSON FIXED INCOME MANAGEMENT, INC. AND ASSET MANAGEMENT AND TRUST, DIRECTOR | NA | Control |
| CONDON, STEVEN, PAUL | I | PRESIDENT, DAVIDSON FIXED INCOME MANAGEMENT, INC. AND ASSET MANAGEMENT AND TRUST, DIRECTOR | NA | Control |
| CONDON, STEVEN, PAUL | I | PRESIDENT, DAVIDSON FIXED INCOME MANAGEMENT, INC. AND ASSET MANAGEMENT AND TRUST, DIRECTOR | NA | Control |
| CONDON, STEVEN, PAUL | I | PRESIDENT, DAVIDSON FIXED INCOME MANAGEMENT, INC. AND ASSET MANAGEMENT AND TRUST, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| DOYLE, SAMUEL, CHARLES | I | PRESIDENT, DIRECTOR | NA | Control |
| HALL, WESLEY, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALL, WESLEY, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALL, WESLEY, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALL, WESLEY, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALL, WESLEY, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALL, WESLEY, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALL, WESLEY, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALL, WESLEY, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALL, WESLEY, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALL, WESLEY, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALL, WESLEY, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALL, WESLEY, DEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSTONE, WILLIAM, ADAM | I | DIRECTOR | NA | Control |
| JOHNSTONE, WILLIAM, ADAM | I | DIRECTOR | NA | Control |
| JOHNSTONE, WILLIAM, ADAM | I | DIRECTOR | NA | Control |
| JOHNSTONE, WILLIAM, ADAM | I | DIRECTOR | NA | Control |
| JOHNSTONE, WILLIAM, ADAM | I | DIRECTOR | NA | Control |
| JOHNSTONE, WILLIAM, ADAM | I | DIRECTOR | NA | Control |
| JOHNSTONE, WILLIAM, ADAM | I | DIRECTOR | NA | Control |
| JOHNSTONE, WILLIAM, ADAM | I | DIRECTOR | NA | Control |
| JOHNSTONE, WILLIAM, ADAM | I | DIRECTOR | NA | Control |
| JOHNSTONE, WILLIAM, ADAM | I | DIRECTOR | NA | Control |
| JOHNSTONE, WILLIAM, ADAM | I | DIRECTOR | NA | Control |
| JOHNSTONE, WILLIAM, ADAM | I | DIRECTOR | NA | Control |
| JOHNSTONE, WILLIAM, ADAM | I | DIRECTOR | NA | Control |
| JOHNSTONE, WILLIAM, ADAM | I | DIRECTOR | NA | Control |
| JOHNSTONE, WILLIAM, ADAM | I | DIRECTOR | NA | Control |
| JOHNSTONE, WILLIAM, ADAM | I | DIRECTOR | NA | Control |
| JOHNSTONE, WILLIAM, ADAM | I | DIRECTOR | NA | Control |
| JOHNSTONE, WILLIAM, ADAM | I | DIRECTOR | NA | Control |
| JOHNSTONE, WILLIAM, ADAM | I | DIRECTOR | NA | Control |
| JOHNSTONE, WILLIAM, ADAM | I | DIRECTOR, EXECUTIVE CHAIRMAN OF PARENT COMPANY | NA | Control |
| JOHNSTONE, WILLIAM, ADAM | I | DIRECTOR | NA | Control |
| JOHNSTONE, WILLIAM, ADAM | I | DIRECTOR | NA | Control |
| JOHNSTONE, WILLIAM, ADAM | I | DIRECTOR | NA | Control |
| JOHNSTONE, WILLIAM, ADAM | I | DIRECTOR | NA | Control |
| JOHNSTONE, WILLIAM, ADAM | I | DIRECTOR | NA | Control |
| JOHNSTONE, WILLIAM, ADAM | I | DIRECTOR | NA | Control |
| JOHNSTONE, WILLIAM, ADAM | I | DIRECTOR, EXECUTIVE CHAIRMAN OF PARENT COMPANY | NA | Control |
| JOHNSTONE, WILLIAM, ADAM | I | DIRECTOR, EXECUTIVE CHAIRMAN OF PARENT COMPANY | NA | Control |
| JOHNSTONE, WILLIAM, ADAM | I | DIRECTOR, EXECUTIVE CHAIRMAN OF PARENT COMPANY | NA | Control |
| JONES, KREG, ALLEN | I | DIRECTOR | NA | Control |
| JONES, KREG, ALLEN | I | DIRECTOR | NA | Control |
| JONES, KREG, ALLEN | I | DIRECTOR | NA | Control |
| JONES, KREG, ALLEN | I | DIRECTOR | NA | Control |
| JONES, KREG, ALLEN | I | DIRECTOR | NA | Control |
| JONES, KREG, ALLEN | I | DIRECTOR | NA | Control |
| JONES, KREG, ALLEN | I | DIRECTOR | NA | Control |
| JONES, KREG, ALLEN | I | DIRECTOR | NA | Control |
| JONES, KREG, ALLEN | I | DIRECTOR | NA | Control |
| JONES, KREG, ALLEN | I | DIRECTOR | NA | Control |
| JONES, KREG, ALLEN | I | DIRECTOR | NA | Control |
| JONES, KREG, ALLEN | I | DIRECTOR | NA | Control |
| JONES, KREG, ALLEN | I | DIRECTOR | NA | Control |
| KERR, JAMES, PATRICK | I | DIRECTOR AND CEO OF PARENT COMPANY | NA | Control |
| KERR, JAMES, PATRICK | I | DIRECTOR AND CEO OF PARENT COMPANY | NA | Control |
| KERR, JAMES, PATRICK | I | DIRECTOR AND PRESIDENT AND CEO OF PARENT COMPANY | NA | Control |
| KERR, JAMES, PATRICK | I | DIRECTOR AND PRESIDENT AND CEO OF PARENT COMPANY | NA | Control |
| KERR, JAMES, PATRICK | I | DIRECTOR AND PRESIDENT AND CEO OF PARENT COMPANY | NA | Control |
| KERR, JAMES, PATRICK | I | DIRECTOR AND CEO OF PARENT COMPANY | NA | Control |
| KERR, JAMES, PATRICK | I | DIRECTOR AND CEO OF PARENT COMPANY | NA | Control |
| KERR, JAMES, PATRICK | I | DIRECTOR AND CEO OF PARENT COMPANY | NA | Control |
| KERR, JAMES, PATRICK | I | DIRECTOR AND CEO OF PARENT COMPANY | NA | Control |
| KERR, JAMES, PATRICK | I | DIRECTOR AND CEO OF PARENT COMPANY | NA | Control |
| KERR, JAMES, PATRICK | I | DIRECTOR AND CEO OF PARENT COMPANY | NA | Control |
| KERR, JAMES, PATRICK | I | DIRECTOR AND CEO OF PARENT COMPANY | NA | Control |
| KITSON, KURT, WILLIAM | I | DIRECTOR | NA | Control |
| LANGHOFF, CHARLES, RONALD | I | DIRECTOR | NA | Control |
| LANGHOFF, CHARLES, RONALD | I | DIRECTOR | NA | Control |
| LANGHOFF, CHARLES, RONALD | I | DIRECTOR | NA | Control |
| LANGHOFF, CHARLES, RONALD | I | DIRECTOR | NA | Control |
| LANGHOFF, CHARLES, RONALD | I | DIRECTOR | NA | Control |
| LANGHOFF, CHARLES, RONALD | I | DIRECTOR | NA | Control |
| LANGHOFF, CHARLES, RONALD | I | DIRECTOR | NA | Control |
| LANGHOFF, CHARLES, RONALD | I | DIRECTOR | NA | Control |
| LUND, KENT, JEFFREY | I | DIRECTOR | NA | Control |
| MARTINEZ, LAWRENCE, TODD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTINEZ, LAWRENCE, TODD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTINEZ, LAWRENCE, TODD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTINEZ, LAWRENCE, TODD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTINEZ, LAWRENCE, TODD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTINEZ, LAWRENCE, TODD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTINEZ, LAWRENCE, TODD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTINEZ, LAWRENCE, TODD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTINEZ, LAWRENCE, TODD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTINEZ, LAWRENCE, TODD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTINEZ, LAWRENCE, TODD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTINEZ, LAWRENCE, TODD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTINEZ, LAWRENCE, TODD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTINEZ, LAWRENCE, TODD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTINEZ, LAWRENCE, TODD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTINEZ, LAWRENCE, TODD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTINEZ, LAWRENCE, TODD | I | CEO, D.A. DAVIDSON COMPANIES, DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| NELSON, THOMAS, STEVEN | I | DIRECTOR | NA | Control |
| PETERSEN, LEROY, CHRISTIAN | I | DIRECTOR | NA | Control |
| PETERSEN, LEROY, CHRISTIAN | I | DIRECTOR | NA | Control |
| PETERSEN, LEROY, CHRISTIAN | I | DIRECTOR | NA | Control |
| PETERSEN, LEROY, CHRISTIAN | I | DIRECTOR | NA | Control |
| PETERSEN, LEROY, CHRISTIAN | I | DIRECTOR | NA | Control |
| PETERSEN, LEROY, CHRISTIAN | I | DIRECTOR | NA | Control |
| PETERSEN, LEROY, CHRISTIAN | I | DIRECTOR | NA | Control |
| PETERSEN, LEROY, CHRISTIAN | I | DIRECTOR | NA | Control |
| PETERSEN, LEROY, CHRISTIAN | I | DIRECTOR | NA | Control |
| PETERSEN, LEROY, CHRISTIAN | I | DIRECTOR | NA | Control |
| PETERSEN, LEROY, CHRISTIAN | I | DIRECTOR | NA | Control |
| PETERSEN, LEROY, CHRISTIAN | I | DIRECTOR | NA | Control |
| PETERSEN, LEROY, CHRISTIAN | I | DIRECTOR | NA | Control |
| PETERSEN, LEROY, CHRISTIAN | I | DIRECTOR | NA | Control |
| PRICKETT, SCOTT, DAVID | I | DIRECTOR | NA | Control |
| PRICKETT, SCOTT, DAVID | I | DIRECTOR | NA | Control |
| PRICKETT, SCOTT, DAVID | I | DIRECTOR | NA | Control |
| PRICKETT, SCOTT, DAVID | I | MANAGING DIRECTOR, PORTFOLIO MANAGER | NA | Control |
| PRICKETT, SCOTT, DAVID | I | MANAGING DIRECTOR, PORTFOLIO MANAGER | NA | Control |
| PRICKETT, SCOTT, DAVID | I | DIRECTOR | NA | Control |
| PRICKETT, SCOTT, DAVID | I | DIRECTOR | NA | Control |
| PRICKETT, SCOTT, DAVID | I | DIRECTOR | NA | Control |
| PRICKETT, SCOTT, DAVID | I | DIRECTOR | NA | Control |
| PRICKETT, SCOTT, DAVID | I | DIRECTOR | NA | Control |
| PRICKETT, SCOTT, DAVID | I | DIRECTOR | NA | Control |
| PRICKETT, SCOTT, DAVID | I | DIRECTOR | NA | Control |
| PRICKETT, SCOTT, DAVID | I | DIRECTOR | NA | Control |
| PRICKETT, SCOTT, DAVID | I | MANAGING DIRECTOR, PORTFOLIO MANAGER | NA | Control |
| PRICKETT, SCOTT, DAVID | I | DIRECTOR | NA | Control |
| PRICKETT, SCOTT, DAVID | I | DIRECTOR | NA | Control |
| PRICKETT, SCOTT, DAVID | I | MANAGING DIRECTOR, PORTFOLIO MANAGER | NA | Control |
| WITT, RICHARD, ALLEN | I | DIRECTOR | NA | Control |
| WOODRING, DEANNE | I | DIRECTOR | NA | Control |
| WOODRING, DEANNE | I | DIRECTOR | NA | Control |
| WOODRING, DEANNE | I | DIRECTOR | NA | Control |
| WOODRING, DEANNE | I | DIRECTOR | NA | Control |
| WOODRING, DEANNE | I | DIRECTOR | NA | Control |
| WOODRING, DEANNE | I | DIRECTOR | NA | Control |
| WOODRING, DEANNE | I | MANAGING DIRECTOR, PORTFOLIO MANAGER | NA | Control |
| WOODRING, DEANNE | I | DIRECTOR | NA | Control |
| Witeby, Scott, Michael | I | DIRECTOR | NA | Control |
| Witeby, Scott, Michael | I | DIRECTOR | NA | Control |
| Witeby, Scott, Michael | I | DIRECTOR | NA | Control |
| Witeby, Scott, Michael | I | DIRECTOR | NA | Control |
| D.A. DAVIDSON COMPANIES | DE | OWNER | E | Control |
| D.A. DAVIDSON COMPANIES | DE | OWNER | E | Control |
| D.A. DAVIDSON COMPANIES | DE | OWNER | E | Control |
| D.A. DAVIDSON COMPANIES | DE | OWNER | E | Control |
| D.A. DAVIDSON COMPANIES | DE | OWNER | E | Control |
| D.A. DAVIDSON COMPANIES | DE | OWNER | E | Control |
| D.A. DAVIDSON COMPANIES | DE | OWNER | E | Control |
| D.A. DAVIDSON COMPANIES | DE | OWNER | E | Control |
| D.A. DAVIDSON COMPANIES | DE | OWNER | E | Control |
| D.A. DAVIDSON COMPANIES | DE | OWNER | E | Control |
| D.A. DAVIDSON COMPANIES | DE | OWNER | E | Control |
| D.A. DAVIDSON COMPANIES | DE | OWNER | E | Control |
| D.A. DAVIDSON COMPANIES | DE | OWNER | E | Control |
| D.A. DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| DAVIDSON COMPANIES | DE | OWNER | E | Control |
| KFS CORPORATION | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MUTUAL OF OMAHA INSURANCE COMPANY | DE | KFS CORPORATION | E | Control |
| DAVIDSON COMPANIES | DE | DAVIDSON FIXED INCOME MANAGEMENT, INC. | D | Control |
| D.A. DAVIDSON TRUST COMPANY | DE | EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | C | |
| D.A. DAVIDSON TRUST COMPANY | DE | EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | C | |
| D.A. DAVIDSON TRUST COMPANY | DE | EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | C | |
| D.A. DAVIDSON TRUST COMPANY | DE | EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | C | |
| D.A. DAVIDSON TRUST COMPANY | DE | EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | C | |
| D.A. DAVIDSON TRUST COMPANY | DE | EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | C | |
| D.A. DAVIDSON TRUST COMPANY | DE | EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | C | |
| D.A. DAVIDSON TRUST COMPANY | DE | EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | C | |
| D.A. DAVIDSON TRUST COMPANY | DE | EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | C | |
| D.A. DAVIDSON TRUST COMPANY | DE | EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | C | |
| D.A. DAVIDSON TRUST COMPANY | DE | EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | C | |
| D.A. DAVIDSON TRUST COMPANY | DE | EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | C | |
| D.A. DAVIDSON TRUST COMPANY | DE | EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | C | |
| D.A. DAVIDSON TRUST COMPANY | DE | EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | C | |
| DAVIDSON TRUST CO, AS TRUSTEE FOR EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| DAVIDSON TRUST CO, AS TRUSTEE FOR EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| DAVIDSON TRUST CO, AS TRUSTEE FOR EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| DAVIDSON TRUST CO, AS TRUSTEE FOR EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| DAVIDSON TRUST CO, AS TRUSTEE FOR EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| DAVIDSON TRUST CO, AS TRUSTEE FOR EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| DAVIDSON TRUST CO, AS TRUSTEE FOR EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| DAVIDSON TRUST CO, AS TRUSTEE FOR EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| DAVIDSON TRUST CO. | DE | EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | C | |
| DAVIDSON TRUST CO. | DE | EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | C | |
| DAVIDSON TRUST CO. | DE | EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | C | |
| DAVIDSON TRUST CO. | DE | EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | C | |
| DAVIDSON, IAN, BRUCE | I | DAVIDSON COMPANIES | C | |
| DAVIDSON, IAN, BRUCE | I | DAVIDSON COMPANIES | C | |
| DAVIDSON, IAN, BRUCE | I | DAVIDSON COMPANIES | C | |
| DAVIDSON, IAN, BRUCE | I | DAVIDSON COMPANIES | C | |
| DAVIDSON, IAN, BRUCE | I | DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | D.A. DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | D.A. DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | D.A. DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | D.A. DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | D.A. DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | D.A. DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | D.A. DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | D.A. DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | D.A. DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | D.A. DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | D.A. DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | D.A. DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | D.A. DAVIDSON COMPANIES | C | |
| EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | DE | D.A. DAVIDSON COMPANIES | C |
Registrations
Federal
IA
Dec 19, 2022 REGISTERED
Notice Filings (42)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS LA MA MD ME MN MO MT NC NE NH NJ NM NV NY OH OR PA SC SD TN TX UT VA WA WI
Address
1550 MARKET STREETSUITE 300
DENVER, CO 80202
United States
Phone: 800-617-2501