W & S MANAGEMENT SERVICES, INC.
CRD #127852 SEC #801-69165 ROCHESTER, NY 585-720-9971
SEC Registered
Total AUM
$134.4M
Discretionary
$134.4M
Employees
4
Clients
251
Accounts
427
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WARD, BRIAN, DOUGLAS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| WARD, BRIAN, DOUGLAS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| WARD, BRIAN, DOUGLAS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| WARD, BRIAN, DOUGLAS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SCHMERBECK, WILLIAM, GERARD | I | VICE PRESIDENT | D | Control |
| SCHMERBECK, WILLIAM, GERARD | I | VICE PRESIDENT | D | Control |
| SCHMERBECK, WILLIAM, GERARD | I | VICE PRESIDENT | D | Control |
| SCHMERBECK, WILLIAM, GERARD | I | VICE PRESIDENT | D | Control |
| SCHMERBECK, WILLIAM, GERARD | I | VICE PRESIDENT | D | Control |
| SCHMERBECK, WILLIAM, GERARD | I | VICE PRESIDENT | D | Control |
| WARD, BRIAN, DOUGLAS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| WARD, BRIAN, DOUGLAS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| WARD, BRIAN, DOUGLAS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| WARD, BRIAN, DOUGLAS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| WARD, BRIAN, DOUGLAS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| WARD, BRIAN, DOUGLAS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| WARD, BRIAN, DOUGLAS | I | PRESIDENT | D | Control |
| WARD, NATHAN, ROBERT | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| WARD, NATHAN, ROBERT | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| WARD, BRIAN, DOUGLAS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| WARD, BRIAN, DOUGLAS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| WARD, BRIAN, DOUGLAS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| WARD, BRIAN, DOUGLAS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| WARD, BRIAN, DOUGLAS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| WARD, BRIAN, DOUGLAS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| WARD, BRIAN, DOUGLAS | I | PRESIDENT | C | Control |
| WARD, NATHAN, ROBERT | I | VICE PRESIDENT | C | Control |
| WARD, NATHAN, ROBERT | I | VICE PRESIDENT | C | Control |
| WARD, NATHAN, ROBERT | I | VICE PRESIDENT | C | Control |
| WARD, NATHAN, ROBERT | I | VICE PRESIDENT | C | Control |
| WARD, NATHAN, ROBERT | I | VICE PRESIDENT | C | Control |
| WARD, NATHAN, ROBERT | I | VICE PRESIDENT | C | Control |
| WARD, NATHAN, ROBERT | I | VICE PRESIDENT | B | |
| WARD, NATHAN, ROBERT | I | VICE PRESIDENT | B | |
| WARD, NATHAN, ROBERT | I | VICE PRESIDENT | A | |
| WARD, NATHAN, ROBERT | I | VICE PRESIDENT | A |
Registrations
Federal
IA
Mar 30, 2025 REGISTERED
Notice Filings (5)
FL NY PA TX VA
Address
470 LONG POND ROAD SUITE 200ROCHESTER, NY 14612
United States
Phone: 585-720-9971