W.H. STUART INVESTMENT ADVISORY CORPORATION
CRD #127882 SEC #801-62303 NORCROSS, GA 678-380-6071
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
10
Clients
0
Accounts
0
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 12, 2004
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| STUART, JAMES, HOWARD MUNRO | I | PRESIDENT, CEO & DIRECTOR | NA | Control |
| STUART, JAMES, HOWARD MUNRO | I | PRESIDENT, CEO & DIRECTOR | NA | Control |
| STUART, JAMES, HOWARD MUNRO | I | PRESIDENT, CEO & DIRECTOR | NA | Control |
| STUART, JAMES, HOWARD MUNRO | I | PRESIDENT, CEO & DIRECTOR | NA | Control |
| STUART, JAMES, HOWARD MUNRO | I | PRESIDENT, CEO & DIRECTOR | NA | Control |
| STUART, JAMES, HOWARD MUNRO | I | PRESIDENT, CEO & DIRECTOR | NA | Control |
| TONNER, KELVIN, GORDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TONNER, KELVIN, GORDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TONNER, KELVIN, GORDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TONNER, KELVIN, GORDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TONNER, KELVIN, GORDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TONNER, KELVIN, GORDON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THE W.H. STUART FINANCIAL CORPORATION | DE | OWNER | E | Control |
| THE W.H. STUART FINANCIAL CORPORATION | DE | OWNER | E | Control |
| THE W.H. STUART FINANCIAL CORPORATION | DE | OWNER | E | Control |
| THE W.H. STUART FINANCIAL CORPORATION | DE | OWNER | E | Control |
| THE W.H. STUART FINANCIAL CORPORATION | DE | OWNER | E | Control |
| THE W.H. STUART FINANCIAL CORPORATION | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| STUART, JAMES, HOWARD MUNRO | I | THE W.H. STUART FINANCIAL CORPORATION | E | Control |
| STUART, JAMES, HOWARD MUNRO | I | THE W.H. STUART FINANCIAL CORPORATION | E | Control |
| STUART, JAMES, HOWARD MUNRO | I | THE W.H. STUART FINANCIAL CORPORATION | E | Control |
| STUART, JAMES, HOWARD MUNRO | I | THE W.H. STUART FINANCIAL CORPORATION | E | Control |
| STUART, JAMES, HOWARD MUNRO | I | THE W.H. STUART FINANCIAL CORPORATION | E | Control |
| STUART, JAMES, HOWARD MUNRO | I | THE W.H. STUART FINANCIAL CORPORATION | E | Control |
Registrations
Federal
IA
Jan 12, 2004 REGISTERED
Notice Filings (9)
AZ GA ID MD MI OH SC TX UT
Address
1550 BEAVER RUIN ROADSUITE 200
NORCROSS, GA 30093
USA
Phone: 678-380-6071