RIA Intelligence

CROSSWATER INVESTMENT ADVISORS, INC.

Legal name: CROSSWATER

CRD #127890 SEC #801-62365 BELLEVUE, WA 425-451-1382
SEC Registered
Total AUM
$92M
Discretionary
$50.4M
Employees
5
Clients
0
Accounts
27

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 31, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ELLEGARD, JAYNE, LEEICHIEF COMPLIANCE OFFICERNA Control
ELLEGARD, JAYNE, LEEICHIEF COMPLIANCE OFFICERNA Control
ELLEGARD, JAYNE, LEEICHIEF COMPLIANCE OFFICERNA Control
MIODUSZEWSKI, GILINDA, JAYNEICHIEF COMPLIANCE OFFICERNA Control
MIODUSZEWSKI, GILINDA, JAYNEICHIEF COMPLIANCE OFFICERNA Control
MIODUSZEWSKI, GILINDA, JAYNEICHIEF COMPLIANCE OFFICERNA Control
MIODUSZEWSKI, GILINDA, JAYNEICHIEF COMPLIANCE OFFICERNA Control
MIODUSZEWSKI, GILINDA, JAYNEICHIEF COMPLIANCE OFFICERNA Control
SALLSTROM, BRENDA, BOULEYIPRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
SALLSTROM, BRENDA, BOULEYIPRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
SALLSTROM, BRENDA, BOULEYIPRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
SALLSTROM, BRENDA, BOULEYICHIEF INVESTMENT OFFICERNA Control
SALLSTROM, BRENDA, BOULEYICHIEF INVESTMENT OFFICERNA Control
SALLSTROM, BRENDA, BOULEYICHIEF INVESTMENT OFFICERNA Control
SALLSTROM, BRENDA, BOULEYICHIEF INVESTMENT OFFICERNA Control
CROSSWATER FINANCIAL CORPORATIONDEOWNERE Control
CROSSWATER FINANCIAL CORPORATIONDEOWNERE Control
CROSSWATER FINANCIAL CORPORATIONDEOWNERE Control
CROSSWATER FINANCIAL CORPORATIONDEOWNERE Control
CROSSWATER FINANCIAL CORPORATIONDEOWNERE Control
CROSSWATER FINANCIAL CORPORATIONDEOWNERE Control
CROSSWATER FINANCIAL CORPORATIONDEOWNERE Control
CROSSWATER FINANCIAL CORPORATIONDEOWNERE Control
CROSSWATER FINANCIAL CORPORATIONDEOWNERE Control
CROSSWATER FINANCIAL CORPORATIONDEOWNERE Control
CROSSWATER FINANCIAL CORPORATIONDEOWNERE Control
CROSSWATER FINANCIAL CORPORATIONDEOWNERE Control
RICHARD, CHRISTOPHER, JOHNICHAIRMAN OF THE BOARDD Control
RICHARD, CHRISTOPHER, JOHNICHAIRMAN OF THE BOARDD Control
RICHARD, CHRISTOPHER, JOHNICHAIRMAN OF THE BOARDD Control
RICHARD, CHRISTOPHER, JOHNICHAIRMAN OF THE BOARDD Control
RICHARD, CHRISTOPHER, JOHNICHAIRMAN OF THE BOARDD Control
RINGGER, MICHAEL, GEORGEICHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICERA Control
RINGGER, MICHAEL, GEORGEIPRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF EXECUTIVE OFFICER & CHIEF FINANCIAL OFFICERA Control
RINGGER, MICHAEL, GEORGEIPRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF EXECUTIVE OFFICER & CHIEF FINANCIAL OFFICERA Control
RINGGER, MICHAEL, GEORGEIPRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF EXECUTIVE OFFICER & CHIEF FINANCIAL OFFICERA Control
RINGGER, MICHAEL, GEORGEIPRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF EXECUTIVE OFFICER & CHIEF FINANCIAL OFFICERA Control
RINGGER, MICHAEL, GEORGEIPRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF EXECUTIVE OFFICER & CHIEF FINANCIAL OFFICERA Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
RCM VENTURES, LLCDECROSSWATER FINANCIAL CORPORATIONC Control
RCM VENTURES, LLCDECROSSWATER FINANCIAL CORPORATIONC Control
RCM VENTURES, LLCDECROSSWATER FINANCIAL CORPORATIONC Control
RCM VENTURES, LLCDECROSSWATER FINANCIAL CORPORATIONC Control
RCM VENTURES, LLCDECROSSWATER FINANCIAL CORPORATIONC Control

Registrations

Federal

IA
Jan 31, 2007 REGISTERED

Notice Filings (20)

AZ CA CO FL HI IA ID IL KS MN MO MT ND NV NY OH OR TX WA WI

Address

845 106TH AVENUE NE
SUITE 103
BELLEVUE, WA 98004
USA
Phone: 425-451-1382